Security key
70806A106
PennantPark Floating Rate Capital Ltd. - COM (PFLT)
CUSIP: 70806A106
Q2 2015 13F Holders as of 30 Jun 2015
- Type / Class
- Equity / COM
- Total 13F shares
- 3,364,594
- Share change
- +240,499
- Total reported value
- $46,715,640
- Price per share
- $13.88
- Number of holders
- 43
- Value change
- +$3,316,409
- Number of buys
- 19
- Number of sells
- 19
Report period
Q2 2015
Institutions
43
Top holders
10
PFLT full security history
Newer quarter: Q3 2015
Previous quarter: Q1 2015
PennantPark Floating Rate Capital Ltd. SEC filings
PennantPark Floating Rate Capital Ltd. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 70806A106
Recent filing periods:
Top shareholders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
462,939
|
$6,495,000 | — | 31 Mar 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
301,945
|
$4,237,000 | — | 31 Mar 2015 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
—
class O/S missing
|
256,058
|
$3,592,000 | — | 31 Mar 2015 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
243,302
|
$3,414,000 | — | 31 Mar 2015 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
204,454
|
$2,868,000 | — | 31 Mar 2015 | |
| West Family Investments, Inc. |
13F
|
Company |
—
class O/S missing
|
127,994
|
$1,796,000 | — | 31 Mar 2015 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
128,008
|
$1,795,000 | — | 31 Mar 2015 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
112,563
|
$1,579,000 | — | 31 Mar 2015 | |
| Taylor Frigon Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
105,011
|
$1,479,000 | — | 31 Mar 2015 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
—
class O/S missing
|
104,260
|
$1,463,000 | — | 31 Mar 2015 | |
| JRM Investment Counsel, LLC |
13F
|
Company |
—
class O/S missing
|
103,621
|
$1,454,000 | — | 31 Mar 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
82,190
|
$1,153,000 | — | 31 Mar 2015 | |
| BlackRock Group LTD |
13F
|
Company |
—
class O/S missing
|
78,485
|
$1,101,000 | — | 31 Mar 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
78,413
|
$1,100,000 | — | 31 Mar 2015 | |
| Texas Yale Capital Corp. |
13F
|
Company |
—
class O/S missing
|
76,794
|
$1,077,000 | — | 31 Mar 2015 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
60,844
|
$854,000 | — | 31 Mar 2015 | |
| Relative Value Partners, LLC |
13F
|
Company |
—
class O/S missing
|
60,646
|
$851,000 | — | 31 Mar 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
56,378
|
$791,000 | — | 31 Mar 2015 | |
| CUE ADVISORY SERVICES, INC. |
13F
|
Company |
—
class O/S missing
|
55,400
|
$775,000 | — | 31 Mar 2015 | |
| DIALECTIC CAPITAL MANAGEMENT, LP |
13F
|
Company |
—
class O/S missing
|
50,000
|
$702,000 | — | 31 Mar 2015 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
47,363
|
$665,000 | — | 31 Mar 2015 | |
| VSR Financial Services, Inc. |
13F
|
Company |
—
class O/S missing
|
45,600
|
$640,000 | — | 31 Mar 2015 | |
| AllSquare Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
45,300
|
$636,000 | — | 31 Mar 2015 | |
| CORRADO ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
40,999
|
$575,000 | — | 31 Mar 2015 | |
| Zions Bancorporation |
13F
|
Company |
—
class O/S missing
|
35,000
|
$491,000 | — | 31 Mar 2015 | |
| BBR PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
26,200
|
$368,000 | — | 31 Mar 2015 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
20,177
|
$283,000 | — | 31 Mar 2015 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
19,843
|
$278,000 | — | 31 Mar 2015 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
17,500
|
$246,000 | — | 31 Mar 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
17,128
|
$240,304 | — | 31 Mar 2015 | |
| Nine Chapters Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
15,500
|
$217,000 | — | 31 Mar 2015 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
15,182
|
$213,000 | — | 31 Mar 2015 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
11,923
|
$167,000 | — | 31 Mar 2015 | |
| Dynamic Technology Lab Private Ltd |
13F
|
Company |
—
class O/S missing
|
11,645
|
$163,000 | — | 31 Mar 2015 | |
| Rotella Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
10,078
|
$141,000 | — | 31 Mar 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
9,355
|
$131,000 | — | 31 Mar 2015 | |
| JBF Capital, Inc. |
13F
|
Company |
—
class O/S missing
|
6,245
|
$88,000 | — | 31 Mar 2015 | |
| MUFG Securities EMEA plc |
13F
|
Company |
—
class O/S missing
|
5,559
|
$78,000 | — | 31 Mar 2015 | |
| WESTPORT RESOURCES MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
3,458
|
$49,000 | — | 31 Mar 2015 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
2,608
|
$37,000 | — | 31 Mar 2015 | |
| Edge Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
2,000
|
$28,000 | — | 31 Mar 2015 | |
| Integrated Wealth Management |
13F
|
Company |
—
class O/S missing
|
2,000
|
$28,000 | — | 31 Mar 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,700
|
$24,000 | — | 31 Mar 2015 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
1,645
|
$23,000 | — | 31 Mar 2015 | |
| PineBridge Investments, L.P. |
13F
|
Company |
—
class O/S missing
|
1,214
|
$17,000 | — | 31 Mar 2015 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
1,038
|
$14,000 | — | 31 Mar 2015 | |
| Focused Wealth Management, Inc |
13F
|
Company |
—
class O/S missing
|
750
|
$11,000 | — | 31 Mar 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
728
|
$10,000 | — | 31 Mar 2015 | |
| GLENMEDE TRUST CO NA |
13F
|
Company |
—
class O/S missing
|
458
|
$6,000 | — | 31 Mar 2015 |
Institutional Holders of PennantPark Floating Rate Capital Ltd. - COM (PFLT) as of Q2 2015
As of 30 Jun 2015,
PennantPark Floating Rate Capital Ltd. - COM (PFLT) was held by
43 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,364,594 shares.
The largest 10 holders included
Advisors Asset Management, Inc., UBS Group AG, MORGAN STANLEY, Yorktown Management & Research Co Inc, Janney Montgomery Scott LLC, Muzinich & Co., Inc., West Family Investments, Inc., UBS GLOBAL ASSET MANAGEMENT AMERICAS INC, JRM Investment Counsel, LLC, and Taylor Frigon Capital Management LLC.
This page lists
43
institutional shareholders reporting positions in this security
for the Q2 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2015 vs Q1 2015 Across Filers
Q1 2015 holders
49
Q2 2015 holders
43
Holder diff
-6
| Investor | Q1 2015 Shares | Q2 2015 Shares | Share Diff | Share Chg % | Q1 2015 Value $ | Q2 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.