PATRIOT NATIONAL BANCORP INC - (Voting) Common Stock, Par Value $0.01 Per Share (PNBK) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2015 to Q4 2025

Type / Class
Equity / (Voting) Common Stock, Par Value $0.01 Per Share
Symbol
PNBK on Nasdaq
Underlying class
Voting Common Stock
Shares outstanding
115,640,744
Price per share
$1.53
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
16,713,383
Total reported value
$30,257,061
% of total 13F portfolios
0%
Share change
+5,909,157
Value change
+$10,893,891
Number of holders
74
Price from insider filings
$1.53
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of PATRIOT NATIONAL BANCORP INC - (Voting) Common Stock, Par Value $0.01 Per Share (PNBK) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Sugarman Steven 7.8% -6.2% $11,725,971 +$2,600,000 9,019,978 +28% Sugarman Steven 16 Oct 2025
FHNB LLC 9% $26,200,001 6,666,667 FHNB LLC 20 Mar 2025
LMI Partners, LLC 0.25% $466,041 285,915 LMI Partners, LLC 15 Sep 2025
ALLIANCEBERNSTEIN L.P. 1% $151,659 38,590 AllianceBernstein L.P. 28 Feb 2025

As of 31 Dec 2025, 74 institutional investors reported holding 16,713,383 shares of PATRIOT NATIONAL BANCORP INC - (Voting) Common Stock, Par Value $0.01 Per Share (PNBK). This represents 14% of the company’s total 115,640,744 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of PATRIOT NATIONAL BANCORP INC - (Voting) Common Stock, Par Value $0.01 Per Share (PNBK) together control 14% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
BlackRock, Inc. 3% 3,466,061 +32% 0% $6,308,231
Angel Oak Capital Advisors, LLC 2.8% 3,292,840 +2099% 8.7% $5,992,969
VANGUARD GROUP INC 1.5% 1,766,896 +37% 0% $3,215,751
GEODE CAPITAL MANAGEMENT, LLC 1.4% 1,621,452 +34% 0% $2,951,392
Curated Wealth Partners LLC 0.76% 881,297 -5.4% 0.17% $1,603,961
NORTHERN TRUST CORP 0.69% 797,717 +12% 0% $1,451,845
Russell Investments Group, Ltd. 0.59% 684,009 +18697% 0% $1,244,896
STATE STREET CORP 0.57% 661,454 +12% 0% $1,203,846
Composition Wealth, LLC 0.38% 434,748 0% 0.01% $791,241
HighTower Advisors, LLC 0.26% 295,000 -1.1% 0% $536,900
Lido Advisors, LLC 0.24% 275,385 0% 0% $358,001
AXXCESS WEALTH MANAGEMENT, LLC 0.18% 213,334 0% 0.01% $388,268
Nuveen, LLC 0.18% 208,905 +13% 0% $380,207
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.15% 168,909 +34% 0% $307,414
Bank of New York Mellon Corp 0.12% 140,093 +63% 0% $254,969
Rinkey Investments 0.11% 121,828 0% 0.06% $221,727
WELLS FARGO & COMPANY/MN 0.1% 111,629 +69% 0% $203,164
JANE STREET GROUP, LLC 0.09% 107,547 0% $195,736
BARCLAYS PLC 0.09% 107,513 +48% 0% $195,673
Beacon Pointe Advisors, LLC 0.09% 104,000 0% 0% $189,280
Avior Wealth Management, LLC 0.09% 100,000 0% 0.01% $182,000
GOLDMAN SACHS GROUP INC 0.08% 94,249 +22% 0% $171,534
Falcon Wealth Planning 0.07% 85,000 -19% 0.01% $154,700
MORGAN STANLEY 0.07% 83,585 +83% 0% $152,125
Point72 Asset Management, L.P. 0.06% 65,000 0% $118,300

Institutional Holders of PATRIOT NATIONAL BANCORP INC - (Voting) Common Stock, Par Value $0.01 Per Share (PNBK) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 16,713,383 $30,257,061 +$10,893,891 $1.82 74
2025 Q3 10,810,948 $14,058,528 -$15,872,541 $1.30 62
2025 Q2 23,032,265 $35,008,977 +$29,220,108 $1.52 56
2025 Q1 3,844,500 $4,460,068 +$3,218,616 $1.16 16
2024 Q4 808,341 $1,562,054 -$402,704 $1.94 14
2024 Q3 1,021,096 $1,940,098 -$719,604 $1.90 15
2024 Q2 1,404,880 $2,626,728 -$280,349 $1.87 19
2024 Q1 1,538,326 $5,745,533 -$59,870 $3.75 17
2023 Q4 1,554,395 $5,953,660 -$135,322 $3.83 18
2023 Q3 1,589,724 $10,995,477 +$364,222 $7.40 17
2023 Q2 1,540,481 $12,311,318 +$444,468 $7.88 18
2023 Q1 1,484,497 $13,093,522 +$77,402 $8.82 16
2022 Q4 1,475,427 $15,639,440 -$1,531,931 $10.60 17
2022 Q3 1,530,517 $16,390,000 +$1,425,648 $10.52 14
2022 Q2 1,392,574 $16,948,000 +$772,866 $12.17 14
2022 Q1 1,325,331 $22,439,000 -$514,100 $16.93 13
2021 Q4 1,358,943 $21,022,000 -$457,193 $15.55 13
2021 Q3 1,388,499 $14,419,000 +$865,433 $10.43 12
2021 Q2 1,305,459 $11,889,000 +$8,373,814 $9.14 11
2021 Q1 385,537 $3,997,000 +$182,608 $10.48 8
2020 Q4 368,156 $3,618,000 +$367,012 $9.94 9
2020 Q3 331,276 $2,257,000 +$316,510 $6.76 8
2020 Q2 285,837 $1,687,000 -$4,171 $5.90 8
2020 Q1 286,542 $1,775,000 +$107,363 $6.20 10
2019 Q4 269,410 $3,437,000 +$388,002 $12.76 9
2019 Q3 239,017 $3,047,000 +$98,997 $12.74 10
2019 Q2 231,205 $3,515,000 +$279,140 $15.36 10
2019 Q1 213,055 $3,267,000 +$157,282 $15.20 9
2018 Q4 202,942 $2,891,000 +$54,550 $14.25 9
2018 Q3 193,142 $4,287,000 +$98,759 $22.50 14
2018 Q2 192,539 $3,871,000 +$1,077,231 $20.00 9
2018 Q1 139,966 $2,706,000 +$867,048 $19.39 8
2017 Q4 95,255 $1,701,000 +$2,390 $17.84 7
2017 Q3 95,121 $1,587,000 +$116,161 $16.59 7
2017 Q2 88,129 $1,411,000 +$155,076 $16.25 7
2017 Q1 78,427 $1,181,000 +$5,035 $15.05 7
2016 Q4 78,199 $1,099,000 -$2,916 $14.16 8
2016 Q3 36,371 $479,000 -$32,742 $13.75 9
2016 Q2 39,362 $514,000 +$55,274 $13.44 8
2016 Q1 35,874 $464,000 -$7,450 $13.00 9
2015 Q4 36,563 $567,000 +$34,203 $15.52 8
2015 Q3 34,343 $575,000 +$1,971 $16.55 8
2015 Q2 34,173 $533,000 -$66,909 $15.62 8
2015 Q1 39,195 $575,000 +$575,000 $14.62 9