Pathfinder Bancorp, Inc. - Common Stock, Par Value $0.01 (PBHC)
CUSIP: 70319R109
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common Stock, Par Value $0.01
- Shares outstanding
- 4,767,345
- Total 13F shares
- 540,540
- Share change
- -1,950
- Total reported value
- $6,573,000
- Price per share
- $12.16
- Number of holders
- 14
- Value change
- -$23,341
- Number of buys
- 3
- Number of sells
- 5
Quarterly Holders Quick Answers
What is CUSIP 70319R109?
CUSIP 70319R109 identifies PBHC - Pathfinder Bancorp, Inc. - Common Stock, Par Value $0.01 in SEC institutional holdings data.
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Recent filing periods for CUSIP 70319R109:
Top shareholders of PBHC - Pathfinder Bancorp, Inc. - Common Stock, Par Value $0.01 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MALTESE CAPITAL MANAGEMENT LLC |
13F
|
Company |
5.9%
|
280,000
|
$3,156,000 | — | 30 Jun 2016 | |
| Minerva Advisors LLC |
13F
|
Company |
3.3%
|
159,374
|
$1,794,000 | — | 30 Jun 2016 | |
| Oppenheimer & Close, LLC |
13F
|
Company |
1.3%
|
61,550
|
$693,000 | — | 30 Jun 2016 | |
| Hamilton Point Investment Advisors, LLC |
13F
|
Company |
0.42%
|
20,000
|
$225,000 | — | 30 Jun 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.32%
|
15,406
|
$174,000 | — | 30 Jun 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.04%
|
2,129
|
$24,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.03%
|
1,275
|
$14,000 | — | 30 Jun 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.03%
|
1,213
|
$14,000 | — | 30 Jun 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.01%
|
674
|
$8,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
658
|
$7,000 | — | 30 Jun 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.01%
|
656
|
$7,000 | — | 30 Jun 2016 | |
| QCI ASSET MANAGEMENT INC/NY |
13F
|
Company |
0.01%
|
247
|
$3,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0%
|
224
|
$3,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0%
|
197
|
$2,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Jun 2016 |
Institutional Holders of Pathfinder Bancorp, Inc. - Common Stock, Par Value $0.01 (PBHC) as of Q3 2016
As of 30 Sep 2016,
Pathfinder Bancorp, Inc. - Common Stock, Par Value $0.01 (PBHC) was held by
14 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
540,540 shares.
The largest 10 holders included
MALTESE CAPITAL MANAGEMENT LLC, Minerva Advisors LLC, Oppenheimer & Close, LLC, Hamilton Point Investment Advisors, LLC, VANGUARD GROUP INC, WELLS FARGO & COMPANY/MN, MSI Financial Services Inc, UBS Group AG, BlackRock Fund Advisors, and LADENBURG THALMANN FINANCIAL SERVICES INC.
This page lists
14
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
15
Q3 2016 holders
14
Holder diff
-1
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.