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- Insider Trading
- Holders: OXLC, OXLCZ, OXLCN
Oxford Lane Capital Corp. - Preferred (OXLCG)
CUSIP: 691543854
Q4 2025 13F Holders as of 31 Dec 2025
- Type / Class
- Equity / Preferred
- Shares outstanding
- 7,397,600
- Total 13F shares
- 100,600
- Share change
- +600
- Total reported value
- $2,539,000
- Price per share
- $25.12
- Number of holders
- 2
- Value change
- +$15,000
- Number of buys
- 1
Quarterly Holders Quick Answers
What is CUSIP 691543854?
CUSIP 691543854 identifies OXLCG - Oxford Lane Capital Corp. - Preferred in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
- Previous quarter: Q3 2025
Recent filing periods for CUSIP 691543854:
Top shareholders of OXLCG - Oxford Lane Capital Corp. - Preferred (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Jonathan H. Cohen |
3/4/5
|
Chief Executive Officer, Director |
—
class O/S missing
|
7,824,728
|
$39,749,618 | — | 17 Dec 2024 | |
| Saul B. Rosenthal |
3/4/5
|
President, Director |
—
class O/S missing
|
7,789,887
|
$39,572,626 | — | 17 Dec 2024 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,385,915
|
$23,463,540 | — | 30 Sep 2025 | |
| Elliott Investment Management L.P. |
13F
|
Company |
—
class O/S missing
|
1,019,239
|
$17,255,716 | — | 30 Sep 2025 | |
| Eagle Point Credit Management LLC |
3/4/5
13D/G
|
10%+ Owner · Thomas Philip Majewski |
15%
from 13D/G
|
614,138
mixed-class rows
|
$15,351,696 | — | 29 Jun 2021 | |
| Bulldog Investors, LLP |
13F
|
Company |
—
class O/S missing
|
447,288
|
$7,572,582 | — | 30 Sep 2025 | |
| Border to Coast Pensions Partnership Ltd |
13F
|
Company |
—
class O/S missing
|
440,000
|
$7,449,000 | — | 30 Sep 2025 | |
| North Ground Capital |
13F
|
Company |
—
class O/S missing
|
422,222
|
$6,771,350 | — | 30 Sep 2025 | |
| Karpus Management, Inc. |
13D/G
|
— |
5.5%
|
192,355
|
$4,749,245 | +$326,970 | 31 Dec 2025 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
275,835
|
$4,669,887 | — | 30 Sep 2025 | |
| IAT REINSURANCE CO LTD. |
13F
|
Company |
—
mixed-class rows
|
180,000
mixed-class rows
|
$4,562,850 | — | 30 Sep 2025 | |
| Realta Investment Advisors |
13F
|
Company |
—
class O/S missing
|
245,433
|
$4,155,181 | — | 30 Sep 2025 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
227,872
|
$3,857,873 | — | 30 Sep 2025 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
210,520
|
$3,564,100 | — | 30 Sep 2025 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
165,889
|
$2,809,000 | — | 30 Sep 2025 | |
| J.W. COLE ADVISORS, INC. |
13F
|
Company |
—
class O/S missing
|
146,356
|
$2,477,807 | — | 30 Sep 2025 | |
| Virtus Investment Advisers, LLC |
13F
|
Company |
—
class O/S missing
|
129,209
|
$2,187,508 | — | 30 Sep 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
mixed-class rows
|
532,469
mixed-class rows
|
$2,051,251 | — | 30 Sep 2025 | |
| Almitas Capital LLC |
13F
|
Company |
—
class O/S missing
|
119,999
|
$2,031,583 | — | 30 Sep 2025 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
112,978
|
$1,912,720 | — | 30 Sep 2025 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
105,871
|
$1,792,396 | — | 30 Sep 2025 | |
| Freestone Capital Holdings, LLC |
13F
|
Company |
—
class O/S missing
|
94,879
|
$1,606,301 | — | 30 Sep 2025 | |
| GatePass Capital, LLC |
13F
|
Company |
—
mixed-class rows
|
94,800
mixed-class rows
|
$1,604,964 | — | 30 Sep 2025 | |
| Arlington Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
78,082
|
$1,321,928 | — | 30 Sep 2025 | |
| Marex Group plc |
13F
|
Company |
—
class O/S missing
|
59,686
|
$1,010,484 | — | 30 Sep 2025 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
56,680
|
$959,592 | — | 30 Sep 2025 | |
| Apollon Wealth Management, LLC |
13F
|
Company |
—
mixed-class rows
|
56,418
mixed-class rows
|
$955,150 | — | 30 Sep 2025 | |
| Founders Financial Alliance, LLC |
13F
|
Company |
—
class O/S missing
|
52,407
|
$887,248 | — | 30 Sep 2025 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
51,048
|
$864,248 | — | 30 Sep 2025 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
—
class O/S missing
|
49,785
|
$842,868 | — | 30 Sep 2025 | |
| CHOREO, LLC |
13F
|
Company |
—
class O/S missing
|
45,379
|
$768,266 | — | 30 Sep 2025 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
40,573
|
$686,893 | — | 30 Sep 2025 | |
| NICOLET ADVISORY SERVICES, LLC |
13F
|
Company |
—
mixed-class rows
|
40,766
mixed-class rows
|
$683,242 | — | 30 Sep 2025 | |
| Aptus Capital Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
40,135
|
$679,486 | — | 30 Sep 2025 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
34,229
|
$580,000 | — | 30 Sep 2025 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
33,964
|
$575,015 | — | 30 Sep 2025 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
32,953
|
$558,000 | — | 30 Sep 2025 | |
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
32,714
|
$553,845 | — | 30 Sep 2025 | |
| M&T BANK CORP |
13F
|
Company |
—
class O/S missing
|
30,927
|
$523,594 | — | 30 Sep 2025 | |
| WESBANCO BANK INC |
13F
|
Company |
—
class O/S missing
|
30,091
|
$509,438 | — | 30 Sep 2025 | |
| Sage Capital Advisors,llc |
13F
|
Company |
—
mixed-class rows
|
27,896
mixed-class rows
|
$472,294 | — | 30 Sep 2025 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
27,472
|
$465,101 | — | 30 Sep 2025 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
25,049
|
$424,080 | — | 30 Sep 2025 | |
| EIGHT 31 FINANCIAL, LLC |
13F
|
Company |
—
class O/S missing
|
19,481
|
$329,821 | — | 30 Sep 2025 | |
| CastleKnight Management LP |
13F
|
Company |
—
class O/S missing
|
19,400
|
$328,442 | — | 30 Sep 2025 | |
| RESOURCES MANAGEMENT CORP /CT/ /ADV |
13F
|
Company |
0.38%
|
13,200
|
$324,000 | — | 30 Sep 2025 | |
| Allworth Financial LP |
13F
|
Company |
—
class O/S missing
|
19,068
|
$322,826 | — | 30 Sep 2025 | |
| CARY STREET PARTNERS FINANCIAL LLC |
13F
|
Company |
—
class O/S missing
|
18,263
|
$309,193 | — | 30 Sep 2025 | |
| CURA WEALTH ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
18,247
|
$308,922 | — | 30 Sep 2025 | |
| Prospera Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
16,637
|
$281,715 | — | 30 Sep 2025 |
Institutional Holders of Oxford Lane Capital Corp. - Preferred (OXLCG) as of Q4 2025
As of 31 Dec 2025,
Oxford Lane Capital Corp. - Preferred (OXLCG) was held by
2 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
100,600 shares.
The largest 2 holders included
IAT REINSURANCE CO LTD. and BESSEMER GROUP INC.
This page lists
2
institutional shareholders reporting positions in this security
for the Q4 2025 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2025 vs Q3 2025 Across Filers
Q3 2025 holders
1
Q4 2025 holders
2
Holder diff
1
| Investor | Q3 2025 Shares | Q4 2025 Shares | Share Diff | Share Chg % | Q3 2025 Value $ | Q4 2025 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.