Oxford Lane Capital Corp. - COM (OXLC)

Q1 2019 13F Holders as of 31 Mar 2019

Type / Class
Equity / COM
Number of holders
30
Total 13F shares, excl. options
1,084,480
Shares change
-472,262
Total reported value, excl. options
$10,669,010
Value change
-$4,615,350
Number of buys
13
Number of sells
-18
Price
$9.84

Significant Holders of Oxford Lane Capital Corp. - COM (OXLC) as of Q1 2019

37 filings reported holding OXLC - Oxford Lane Capital Corp. - COM as of Q1 2019.
Oxford Lane Capital Corp. - COM (OXLC) has 30 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1,084,480 shares .
Largest 10 shareholders include Advisor Group, Inc. (204,019 shares), MORGAN STANLEY (175,438 shares), Cetera Advisor Networks LLC (131,351 shares), Selz Capital LLC (112,885 shares), COMMONWEALTH EQUITY SERVICES, LLC (67,040 shares), BARD ASSOCIATES INC (64,324 shares), UBS Group AG (59,286 shares), LADENBURG THALMANN FINANCIAL SERVICES INC. (43,289 shares), Baird Financial Group, Inc. (42,866 shares), and WELLS FARGO & COMPANY/MN (29,467 shares).
This table shows the top 30 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.