Oxford Lane Capital Corp. - COM (OXLC)

Q3 2014 13F Holders as of 30 Sep 2014

Type / Class
Equity / COM
Total 13F shares
2,702,157
Share change
-349,127
Total reported value
$41,541,000
Price per share
$15.33
Number of holders
27
Value change
-$5,852,154
Number of buys
15
Number of sells
11

Institutional Holders of Oxford Lane Capital Corp. - COM (OXLC) as of Q3 2014

As of 30 Sep 2014, Oxford Lane Capital Corp. - COM (OXLC) was held by 27 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 2,702,157 shares. The largest 10 holders included Artemis Investment Management LLP, TRAFELET BROKAW CAPITAL MANAGEMENT, L.P., SIT INVESTMENT ASSOCIATES INC, Wall Street Access Asset Management, LLC, BARD ASSOCIATES INC, Selz Capital LLC, DEUTSCHE BANK AG\, Clear Harbor Asset Management, LLC, CSS LLC/IL, and DIALECTIC CAPITAL MANAGEMENT, LLC. This page lists 27 institutional shareholders reporting positions in this security for the Q3 2014 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.