Oxford Lane Capital Corp. - COM (OXLC)

Q2 2014 13F Holders as of 30 Jun 2014

Type / Class
Equity / COM
Number of holders
25
Total 13F shares, excl. options
2,201,284
Shares change
-530,498
Total reported value, excl. options
$37,245,572
Value change
-$8,935,426
Number of buys
14
Number of sells
12
Price
$16.92

Institutional Holders of Oxford Lane Capital Corp. - COM (OXLC) as of Q2 2014

As of 30 Jun 2014 Oxford Lane Capital Corp. - COM (OXLC) had 25 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions held a total of 2,201,284 shares of stock of the company.
Largest 10 holders included TRAFELET BROKAW CAPITAL MANAGEMENT, L.P., SIT INVESTMENT ASSOCIATES INC, Serengeti Asset Management LP, Wall Street Access Asset Management, LLC, BARD ASSOCIATES INC, Selz Capital LLC, DEUTSCHE BANK AG\, Clear Harbor Asset Management, LLC, CSS LLC/IL, and WELLS FARGO & COMPANY/MN.
This table shows 25 institutional shareholders of the security as of 30 Jun 2014.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.