Q2 2014 13F Holders as of 30 Jun 2014
-
Type / Class
-
Equity / COM
-
Number of holders
-
25
-
Total 13F shares, excl. options
-
2,201,284
-
Shares change
-
-530,498
-
Total reported value, excl. options
-
$37,245,572
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Value change
-
-$8,935,426
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Number of buys
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14
-
Number of sells
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12
-
Price
-
$16.92
Institutional Holders of Oxford Lane Capital Corp. - COM (OXLC) as of Q2 2014
As of 30 Jun 2014 Oxford Lane Capital Corp. - COM (OXLC) had 25 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 2,201,284 shares of stock of the company.
Largest 10 holders included TRAFELET BROKAW CAPITAL MANAGEMENT, L.P., SIT INVESTMENT ASSOCIATES INC, Serengeti Asset Management LP, Wall Street Access Asset Management, LLC, BARD ASSOCIATES INC, Selz Capital LLC, DEUTSCHE BANK AG\, Clear Harbor Asset Management, LLC, CSS LLC/IL, and WELLS FARGO & COMPANY/MN.
This table shows 25 institutional shareholders of the security as of 30 Jun 2014.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.