Orion Energy Systems, Inc. - Common Stock (OESX)

CUSIP: 686275108

Q3 2018 13F Holders as of 30 Sep 2018

Type / Class
Equity / Common Stock
Shares outstanding
4,041,606
Total 13F shares
12,073,908
Share change
+110,594
Total reported value
$11,594,000
Price per share
$0.96
Number of holders
24
Value change
+$94,602
Number of buys
8
Number of sells
8

Security key

686275108

Report period

Q3 2018

Institutions

24

Top holders

10

Ownership snapshot

Top shareholders of OESX - Orion Energy Systems, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
ARIEL INVESTMENTS, LLC
13D/G signal
Evidence rows
27
Latest as of
30 Jun 2018
13F Lead comparable stake: 116% Showing first 8 of 27 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
ARIEL INVESTMENTS, LLC
13F
Company
13F
116%
$5,175,000
4,704,759 shares
30 Jun 2018
North Star Investment Management Corp.
13F
Company
13F
74%
$3,311,000
3,009,813 shares
30 Jun 2018
Adirondack Research & Management Inc.
13F
Company
13F
33%
$1,462,000
1,328,938 shares
30 Jun 2018
RENAISSANCE TECHNOLOGIES LLC
13F
Company
13F
27%
$1,179,000
1,071,400 shares
30 Jun 2018
NEW YORK STATE COMMON RETIREMENT FUND
13F
Company
13F
15%
$674,000
612,527 shares
30 Jun 2018
VANGUARD GROUP INC
13F
Company
13F
15%
$651,000
591,580 shares
30 Jun 2018
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
2.9%
$127,000
116,148 shares
30 Jun 2018
PRUDENTIAL FINANCIAL INC
13F
Company
13F
2.5%
$113,000
103,000 shares
30 Jun 2018
Show 19 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM
13F
Company
13F
1.6%
$73,000
66,300 shares
30 Jun 2018
Bank of New York Mellon Corp
13F
Company
13F
1.6%
$70,000
63,777 shares
30 Jun 2018
WELLS FARGO & COMPANY/MN
13F
Company
13F
1.5%
$65,000
59,165 shares
30 Jun 2018
NORTHERN TRUST CORP
13F
Company
13F
1.4%
$62,000
55,846 shares
30 Jun 2018
GOLDMAN SACHS GROUP INC
13F
Company
13F
0.71%
$31,000
28,554 shares
30 Jun 2018
OPTIMUM INVESTMENT ADVISORS
13F
Company
13F
0.69%
$31,000
28,000 shares
30 Jun 2018
CITADEL ADVISORS LLC
13F
Company
13F
0.54%
$24,000
21,899 shares
30 Jun 2018
Raymond James Financial Services Advisors, Inc.
13F
Company
13F
0.5%
$22,000
20,100 shares
30 Jun 2018
THOMPSON DAVIS & CO., INC.
13F
Company
13F
0.41%
$18,000
16,500 shares
30 Jun 2018
Virtu Financial LLC
13F
Company
13F
0.41%
$18,000
16,426 shares
30 Jun 2018
GRACE & WHITE INC /NY
13F
Company
13F
0.39%
$17,000
15,883 shares
30 Jun 2018
BlackRock Finance, Inc.
13F
Company
13F
0.35%
$16,000
14,163 shares
30 Jun 2018
Firsthand Capital Management, Inc.
13F
Company
13F
0.35%
$15,000
14,000 shares
30 Jun 2018
STATE STREET CORP
13F
Company
13F
0.27%
$12,000
10,800 shares
30 Jun 2018
Cutler Group LLC / CA
13F
Company
13F
0.1%
$4,000
3,900 shares
30 Jun 2018
BANK OF AMERICA CORP /DE/
13F
Company
13F
0.1%
$4,000
3,899 shares
30 Jun 2018
Blackhawk Capital Partners, LLC
13F
Company
13F
0.06%
$2,000
2,250 shares
30 Jun 2018
Wealthspire Advisors, L.P.
13F
Company
13F
0.04%
$2,000
1,800 shares
30 Jun 2018
Advisor Group, Inc.
13F
Company
13F
0.04%
$2,000
1,600 shares
30 Jun 2018
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2018

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
24
Shares
12,073,908
Rows loaded
24
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q3 2018 vs Q2 2018 Across Filers

Q2 2018 holders
27
Q3 2018 holders
24
Holder diff
-3
Investor Q2 2018 Shares Q3 2018 Shares Share Diff Share Chg % Q2 2018 value Q3 2018 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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