Orion Energy Systems, Inc. - Common Stock (OESX)

CUSIP: 686275108

Q2 2018 13F Holders as of 30 Jun 2018

Type / Class
Equity / Common Stock
Shares outstanding
4,041,606
Total 13F shares
11,979,814
Share change
-12,511
Total reported value
$13,176,000
Price per share
$1.10
Number of holders
27
Value change
+$7,478
Number of buys
7
Number of sells
13

Security key

686275108

Report period

Q2 2018

Institutions

27

Top holders

10

Ownership snapshot

Top shareholders of OESX - Orion Energy Systems, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
ARIEL INVESTMENTS, LLC
13D/G signal
Evidence rows
30
Latest as of
31 Mar 2018
13F Lead comparable stake: 120% Showing first 8 of 30 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
ARIEL INVESTMENTS, LLC
13F
Company
13F
120%
$4,119,000
4,846,248 shares
31 Mar 2018
North Star Investment Management Corp.
13F
Company
13F
70%
$2,397,000
2,820,128 shares
31 Mar 2018
Adirondack Research & Management Inc.
13F
Company
13F
33%
$1,130,000
1,328,938 shares
31 Mar 2018
RENAISSANCE TECHNOLOGIES LLC
13F
Company
13F
25%
$854,000
1,004,200 shares
31 Mar 2018
VANGUARD GROUP INC
13F
Company
13F
15%
$505,000
593,564 shares
31 Mar 2018
NEW YORK STATE COMMON RETIREMENT FUND
13F
Company
13F
14%
$485,000
570,230 shares
31 Mar 2018
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
2.9%
$98,000
116,148 shares
31 Mar 2018
PRUDENTIAL FINANCIAL INC
13F
Company
13F
2.5%
$88,000
103,000 shares
31 Mar 2018
Show 22 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
BlackRock Finance, Inc.
13F
Company
13F
1.9%
$65,000
76,386 shares
31 Mar 2018
BANK OF AMERICA CORP /DE/
13F
Company
13F
1.8%
$63,000
74,011 shares
31 Mar 2018
Bank of New York Mellon Corp
13F
Company
13F
1.8%
$60,000
71,632 shares
31 Mar 2018
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM
13F
Company
13F
1.6%
$56,000
66,300 shares
31 Mar 2018
WELLS FARGO & COMPANY/MN
13F
Company
13F
1.5%
$50,000
59,165 shares
31 Mar 2018
NORTHERN TRUST CORP
13F
Company
13F
1.4%
$47,000
55,846 shares
31 Mar 2018
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
13F
1.2%
$42,000
48,952 shares
31 Mar 2018
OPTIMUM INVESTMENT ADVISORS
13F
Company
13F
0.94%
$32,000
38,000 shares
31 Mar 2018
Raymond James Financial Services Advisors, Inc.
13F
Company
13F
0.5%
$17,000
20,100 shares
31 Mar 2018
GRACE & WHITE INC /NY
13F
Company
13F
0.39%
$14,000
15,883 shares
31 Mar 2018
Firsthand Capital Management, Inc.
13F
Company
13F
0.35%
$12,000
14,000 shares
31 Mar 2018
TWO SIGMA SECURITIES, LLC
13F
Company
13F
0.3%
$10,000
12,303 shares
31 Mar 2018
GUGGENHEIM CAPITAL LLC
13F
Company
13F
0.3%
$10,000
11,961 shares
31 Mar 2018
STATE STREET CORP
13F
Company
13F
0.27%
$10,000
10,800 shares
31 Mar 2018
A.R.T. Advisors, LLC
13F
Company
13F
0.25%
$8,000
10,170 shares
31 Mar 2018
ROYCE & ASSOCIATES LP
13F
Company
13F
0.25%
$9,000
10,000 shares
31 Mar 2018
UBS Group AG
13F
Company
13F
0.13%
$5,000
5,360 shares
31 Mar 2018
Cutler Group LLC / CA
13F
Company
13F
0.1%
$3,000
3,900 shares
31 Mar 2018
Blackhawk Capital Partners, LLC
13F
Company
13F
0.06%
$2,000
2,250 shares
31 Mar 2018
Wealthspire Advisors, L.P.
13F
Company
13F
0.04%
$2,000
1,800 shares
31 Mar 2018
Advisor Group, Inc.
13F
Company
13F
0.03%
$1,000
1,050 shares
31 Mar 2018
MORGAN STANLEY
13F
Company
13F
0.02%
$1,000
853 shares
31 Mar 2018
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q2 2018

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
27
Shares
11,979,814
Rows loaded
27
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q2 2018 vs Q1 2018 Across Filers

Q1 2018 holders
29
Q2 2018 holders
27
Holder diff
-2
Investor Q1 2018 Shares Q2 2018 Shares Share Diff Share Chg % Q1 2018 value Q2 2018 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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