Orion Energy Systems, Inc. - Common Stock (OESX)

CUSIP: 686275108

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class
Equity / Common Stock
Shares outstanding
4,041,606
Total 13F shares
12,949,711
Share change
+496,555
Total reported value
$28,097,000
Price per share
$2.17
Number of holders
46
Value change
+$1,077,601
Number of buys
18
Number of sells
11

Security key

686275108

Report period

Q4 2016

Institutions

46

Top holders

10

Ownership snapshot

Top shareholders of OESX - Orion Energy Systems, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with the largest verified stakes, then open the linked filing trail.

Lead holder
ARIEL INVESTMENTS, LLC
13D/G signal
Evidence rows
39
Latest as of
30 Sep 2016
13F Lead comparable stake: 136%
Holder Evidence Ownership % Position 12M Net Δ As of
ARIEL INVESTMENTS, LLC
13F
Company
13F
136%
$7,334,000
5,514,400 shares
30 Sep 2016
North Star Investment Management Corp.
13F
Company
13F
52%
$2,784,000
2,093,505 shares
30 Sep 2016
Adirondack Research & Management Inc.
13F
Company
13F
33%
$1,783,000
1,340,258 shares
30 Sep 2016
VANGUARD GROUP INC
13F
Company
13F
18%
$973,000
731,618 shares
30 Sep 2016
RENAISSANCE TECHNOLOGIES LLC
13F
Company
13F
16%
$859,000
645,700 shares
30 Sep 2016
DIMENSIONAL FUND ADVISORS LP
13F
Company
13F
12%
$626,000
470,444 shares
30 Sep 2016
NEW YORK STATE COMMON RETIREMENT FUND
13F
Company
13F
11%
$589,000
442,585 shares
30 Sep 2016
ROYCE & ASSOCIATES LP
13F
Company
13F
4.7%
$253,000
190,000 shares
30 Sep 2016
CONNORS INVESTOR SERVICES INC
13F
Company
13F
4%
$217,000
162,834 shares
30 Sep 2016
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
2.6%
$138,000
104,367 shares
30 Sep 2016
PRUDENTIAL FINANCIAL INC
13F
Company
13F
2.3%
$122,000
91,900 shares
30 Sep 2016
BANK OF AMERICA CORP /DE/
13F
Company
13F
1.8%
$98,000
73,409 shares
30 Sep 2016
BlackRock Fund Advisors
13F
Company
13F
1.8%
$94,000
70,881 shares
30 Sep 2016
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM
13F
Company
13F
1.6%
$88,000
66,300 shares
30 Sep 2016
Bank of New York Mellon Corp
13F
Company
13F
1.6%
$86,000
64,975 shares
30 Sep 2016
JACOBS LEVY EQUITY MANAGEMENT, INC
13F
Company
13F
1.3%
$69,000
51,769 shares
30 Sep 2016
NORTHERN TRUST CORP
13F
Company
13F
1%
$55,000
41,411 shares
30 Sep 2016
OPTIMUM INVESTMENT ADVISORS
13F
Company
13F
0.99%
$53,000
40,000 shares
30 Sep 2016
WELLS FARGO & COMPANY/MN
13F
Company
13F
0.6%
$32,000
24,293 shares
30 Sep 2016
THOMPSON DAVIS & CO., INC.
13F
Company
13F
0.55%
$30,000
22,300 shares
30 Sep 2016
Raymond James Financial Services Advisors, Inc.
13F
Company
13F
0.5%
$27,000
20,300 shares
30 Sep 2016
CITADEL ADVISORS LLC
13F
Company
13F
0.46%
$25,000
18,699 shares
30 Sep 2016
GOLDMAN SACHS GROUP INC
13F
Company
13F
0.46%
$25,000
18,669 shares
30 Sep 2016
TRILLIUM ASSET MANAGEMENT, LLC
13F
Company
13F
0.45%
$24,000
18,068 shares
30 Sep 2016
Nationwide Fund Advisors
13F
Company
13F
0.41%
$22,000
16,556 shares
30 Sep 2016
GRACE & WHITE INC /NY
13F
Company
13F
0.39%
$21,000
15,883 shares
30 Sep 2016
Firsthand Capital Management, Inc.
13F
Company
13F
0.35%
$19,000
14,000 shares
30 Sep 2016
KLCM Advisors, Inc.
13F
Company
13F
0.34%
$18,000
13,640 shares
30 Sep 2016
Evercore Wealth Management, LLC
13F
Company
13F
0.33%
$18,000
13,400 shares
30 Sep 2016
GUGGENHEIM CAPITAL LLC
13F
Company
13F
0.33%
$18,000
13,301 shares
30 Sep 2016
STATE STREET CORP
13F
Company
13F
0.27%
$14,000
10,800 shares
30 Sep 2016
Creative Planning
13F
Company
13F
0.25%
$13,000
10,000 shares
30 Sep 2016
BLACKROCK ADVISORS LLC
13F
Company
13F
0.19%
$10,000
7,855 shares
30 Sep 2016
UBS Group AG
13F
Company
13F
0.17%
$9,000
6,890 shares
30 Sep 2016
BlackRock Investment Management, LLC
13F
Company
13F
0.1%
$5,000
4,049 shares
30 Sep 2016
Cutler Group LLC / CA
13F
Company
13F
0.1%
$5,000
3,900 shares
30 Sep 2016
BESSEMER GROUP INC
13F
Company
13F
0.06%
$3,000
2,500 shares
30 Sep 2016
Tower Research Capital LLC (TRC)
13F
Company
13F
0.04%
$2,000
1,629 shares
30 Sep 2016
MORGAN STANLEY
13F
Company
13F
0.03%
$2,000
1,300 shares
30 Sep 2016
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2016

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
46
Shares
12,949,711
Rows loaded
46
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2016 vs Q3 2016 Across Filers

Q3 2016 holders
39
Q4 2016 holders
46
Holder diff
7
Investor Q3 2016 Shares Q4 2016 Shares Share Diff Share Chg % Q3 2016 Value $ Q4 2016 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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