Orion Energy Systems, Inc. - Common Stock (OESX)

CUSIP: 686275108

Q3 2016 13F Holders as of 30 Sep 2016

Type / Class
Equity / Common Stock
Shares outstanding
4,041,606
Total 13F shares
12,453,156
Share change
+556,393
Total reported value
$16,561,000
Price per share
$1.33
Number of holders
39
Value change
+$739,328
Number of buys
13
Number of sells
12

Security key

686275108

Report period

Q3 2016

Institutions

39

Top holders

10

Ownership snapshot

Top shareholders of OESX - Orion Energy Systems, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with the largest verified stakes, then open the linked filing trail.

Lead holder
ARIEL INVESTMENTS, LLC
13D/G signal
Evidence rows
37
Latest as of
30 Jun 2016
13F Lead comparable stake: 124%
Holder Evidence Ownership % Position 12M Net Δ As of
ARIEL INVESTMENTS, LLC
13F
Company
13F
124%
$5,801,000
5,001,084 shares
30 Jun 2016
North Star Investment Management Corp.
13F
Company
13F
52%
$2,418,000
2,084,668 shares
30 Jun 2016
Adirondack Research & Management Inc.
13F
Company
13F
33%
$1,535,000
1,323,153 shares
30 Jun 2016
VANGUARD GROUP INC
13F
Company
13F
17%
$802,000
691,418 shares
30 Jun 2016
RENAISSANCE TECHNOLOGIES LLC
13F
Company
13F
13%
$607,000
523,400 shares
30 Jun 2016
DIMENSIONAL FUND ADVISORS LP
13F
Company
13F
12%
$583,000
502,276 shares
30 Jun 2016
NEW YORK STATE COMMON RETIREMENT FUND
13F
Company
13F
11%
$513,000
442,585 shares
30 Jun 2016
ROYCE & ASSOCIATES LP
13F
Company
13F
4.7%
$220,000
190,000 shares
30 Jun 2016
THOMPSON DAVIS & CO., INC.
13F
Company
13F
4%
$189,000
163,208 shares
30 Jun 2016
CONNORS INVESTOR SERVICES INC
13F
Company
13F
3.5%
$166,000
142,834 shares
30 Jun 2016
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
2.6%
$121,000
104,367 shares
30 Jun 2016
PRUDENTIAL FINANCIAL INC
13F
Company
13F
2.1%
$97,000
83,500 shares
30 Jun 2016
JACOBS LEVY EQUITY MANAGEMENT, INC
13F
Company
13F
2%
$94,000
80,769 shares
30 Jun 2016
BANK OF AMERICA CORP /DE/
13F
Company
13F
1.8%
$84,000
72,701 shares
30 Jun 2016
BlackRock Fund Advisors
13F
Company
13F
1.8%
$82,000
70,936 shares
30 Jun 2016
Bank of New York Mellon Corp
13F
Company
13F
1.7%
$81,000
69,123 shares
30 Jun 2016
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM
13F
Company
13F
1.6%
$77,000
66,300 shares
30 Jun 2016
NORTHERN TRUST CORP
13F
Company
13F
1.1%
$49,000
42,643 shares
30 Jun 2016
OPTIMUM INVESTMENT ADVISORS
13F
Company
13F
0.99%
$46,000
40,000 shares
30 Jun 2016
WELLS FARGO & COMPANY/MN
13F
Company
13F
0.59%
$28,000
23,825 shares
30 Jun 2016
GOLDMAN SACHS GROUP INC
13F
Company
13F
0.47%
$22,000
19,103 shares
30 Jun 2016
TRILLIUM ASSET MANAGEMENT, LLC
13F
Company
13F
0.45%
$21,000
18,068 shares
30 Jun 2016
Nationwide Fund Advisors
13F
Company
13F
0.41%
$19,000
16,556 shares
30 Jun 2016
GRACE & WHITE INC /NY
13F
Company
13F
0.39%
$18,000
15,883 shares
30 Jun 2016
Firsthand Capital Management, Inc.
13F
Company
13F
0.35%
$16,000
14,000 shares
30 Jun 2016
KLCM Advisors, Inc.
13F
Company
13F
0.34%
$16,000
13,640 shares
30 Jun 2016
Evercore Wealth Management, LLC
13F
Company
13F
0.33%
$16,000
13,400 shares
30 Jun 2016
MORGAN STANLEY
13F
Company
13F
0.28%
$13,000
11,305 shares
30 Jun 2016
STATE STREET CORP
13F
Company
13F
0.27%
$12,000
10,800 shares
30 Jun 2016
WealthTrust Axiom LLC
13F
Company
13F
0.26%
$12,000
10,478 shares
30 Jun 2016
Creative Planning
13F
Company
13F
0.25%
$12,000
10,000 shares
30 Jun 2016
BLACKROCK ADVISORS LLC
13F
Company
13F
0.19%
$9,000
7,855 shares
30 Jun 2016
BlackRock Investment Management, LLC
13F
Company
13F
0.12%
$6,000
4,950 shares
30 Jun 2016
Tower Research Capital LLC (TRC)
13F
Company
13F
0.11%
$5,000
4,479 shares
30 Jun 2016
Cutler Group LLC / CA
13F
Company
13F
0.1%
$4,000
3,900 shares
30 Jun 2016
LS Investment Advisors, LLC
13F
Company
13F
0.07%
$3,000
3,000 shares
30 Jun 2016
BESSEMER GROUP INC
13F
Company
13F
0.06%
$3,000
2,500 shares
30 Jun 2016
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2016

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
39
Shares
12,453,156
Rows loaded
39
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2016 vs Q2 2016 Across Filers

Q2 2016 holders
37
Q3 2016 holders
39
Holder diff
2
Investor Q2 2016 Shares Q3 2016 Shares Share Diff Share Chg % Q2 2016 Value $ Q3 2016 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Here you can make detailed settings or revoke your consent (in part if necessary) with effect for the future. For further information, please refer to our Privacy Policy .