Orion Energy Systems, Inc. - Common Stock (OESX)

CUSIP: 686275108

Q2 2014 13F Holders as of 30 Jun 2014

Type / Class
Equity / Common Stock
Shares outstanding
4,041,606
Total 13F shares
10,609,840
Share change
-682,063
Total reported value
$43,180,464
Put/Call ratio
74%
Price per share
$4.07
Number of holders
60
Value change
-$4,661,303
Number of buys
27
Number of sells
24

Security key

686275108

Report period

Q2 2014

Institutions

60

Top holders

10

Ownership snapshot

Top shareholders of OESX - Orion Energy Systems, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
ARIEL INVESTMENTS, LLC
13D/G signal
Evidence rows
50
Latest as of
31 Mar 2014
13F Lead comparable stake: 94% Showing first 8 of 50 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
ARIEL INVESTMENTS, LLC
13F
Company
13F
94%
$27,504,000
3,793,689 shares
31 Mar 2014
WALL STREET ASSOCIATES
13F
Company
13F
24%
$6,906,000
952,536 shares
31 Mar 2014
Numeric Investors LLC
13F
Company
13F
22%
$6,377,000
879,540 shares
31 Mar 2014
North Star Investment Management Corp.
13F
Company
13F
20%
$5,895,000
813,082 shares
31 Mar 2014
DIMENSIONAL FUND ADVISORS LP
13F
Company
13F
17%
$4,976,000
686,299 shares
31 Mar 2014
VANGUARD GROUP INC
13F
Company
13F
12%
$3,656,000
504,165 shares
31 Mar 2014
NEW YORK STATE COMMON RETIREMENT FUND
13F
Company
13F
9.9%
$2,899,000
399,810 shares
31 Mar 2014
Invesco Ltd.
13F
Company
13F
7%
$2,056,000
283,614 shares
31 Mar 2014
Show 42 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
PERKINS CAPITAL MANAGEMENT INC
13F
Company
13F
5.8%
$1,701,000
234,680 shares
31 Mar 2014
Allianz Asset Management GmbH
13F
Company
13F
5.6%
$1,630,000
224,801 shares
31 Mar 2014
BROWN ADVISORY INC
13F
Company
13F
5.5%
$1,621,000
223,543 shares
31 Mar 2014
ESSEX INVESTMENT MANAGEMENT CO LLC
13F
Company
13F
5.5%
$1,608,000
221,768 shares
31 Mar 2014
CADENCE CAPITAL MANAGEMENT LLC
13F
Company
13F
5.4%
$1,579,000
217,815 shares
31 Mar 2014
BRIDGEWAY CAPITAL MANAGEMENT, LLC
13F
Company
13F
5%
$1,469,000
202,574 shares
31 Mar 2014
RENAISSANCE TECHNOLOGIES LLC
13F
Company
13F
4.3%
$1,265,000
174,500 shares
31 Mar 2014
MORGAN STANLEY
13F
Company
13F
3.9%
$1,154,000
159,148 shares
31 Mar 2014
BOGLE INVESTMENT MANAGEMENT L P /DE/
13F
Company
13F
3.7%
$1,096,000
151,309 shares
31 Mar 2014
ROYCE & ASSOCIATES LP
13F
Company
13F
2.5%
$725,000
100,000 shares
31 Mar 2014
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
2.1%
$622,000
85,805 shares
31 Mar 2014
Bank of New York Mellon Corp
13F
Company
13F
2%
$573,000
79,082 shares
31 Mar 2014
GSA CAPITAL PARTNERS LLP
13F
Company
13F
1.9%
$566,000
78,000 shares
31 Mar 2014
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM
13F
Company
13F
1.6%
$399,000
66,300 shares
31 Mar 2014
Penbrook Management LLC
13F
Company
13F
1.5%
$422,000
62,130 shares
31 Mar 2014
TFS CAPITAL LLC
13F
Company
13F
1.5%
$449,000
61,988 shares
31 Mar 2014
BlackRock Fund Advisors
13F
Company
13F
1.4%
$399,000
54,969 shares
31 Mar 2014
Spark Investment Management LLC
13F
Company
13F
1.2%
$343,000
47,400 shares
31 Mar 2014
BANK OF MONTREAL /CAN/
13F
Company
13F
1.1%
$333,000
45,961 shares
31 Mar 2014
AQR CAPITAL MANAGEMENT LLC
13F
Company
13F
1.1%
$331,000
45,600 shares
31 Mar 2014
ARDSLEY ADVISORY PARTNERS LP
13F
Company
13F
0.99%
$290,000
40,000 shares
31 Mar 2014
WealthTrust Axiom LLC
13F
Company
13F
0.9%
$262,000
36,226 shares
31 Mar 2014
COLDSTREAM CAPITAL MANAGEMENT INC
13F
Company
13F
0.88%
$259,000
35,670 shares
31 Mar 2014
NORTHERN TRUST CORP
13F
Company
13F
0.86%
$251,000
34,648 shares
31 Mar 2014
E. E. Geduld
13F
Individual
13F
0.62%
$181,000
25,000 shares
31 Mar 2014
CONNORS INVESTOR SERVICES INC
13F
Company
13F
0.59%
$174,000
23,934 shares
31 Mar 2014
THOMPSON DAVIS & CO., INC.
13F
Company
13F
0.52%
$154,000
21,200 shares
31 Mar 2014
KLCM Advisors, Inc.
13F
Company
13F
0.52%
$153,000
21,040 shares
31 Mar 2014
KEYBANK NATIONAL ASSOCIATION/OH
13F
Company
13F
0.4%
$117,000
16,191 shares
31 Mar 2014
BlackRock Group LTD
13F
Company
13F
0.4%
$117,000
16,190 shares
31 Mar 2014
GRACE & WHITE INC /NY
13F
Company
13F
0.39%
$115,000
15,883 shares
31 Mar 2014
CITADEL ADVISORS LLC
13F
Company
13F
0.37%
$109,000
15,030 shares
31 Mar 2014
Brandywine Global Investment Management, LLC
13F
Company
13F
0.37%
$109,000
14,970 shares
31 Mar 2014
GUGGENHEIM CAPITAL LLC
13F
Company
13F
0.36%
$107,000
14,721 shares
31 Mar 2014
Firsthand Capital Management, Inc.
13F
Company
13F
0.35%
$102,000
14,000 shares
31 Mar 2014
UBS AG
13F
Company
13F
0.35%
$101,000
13,946 shares
31 Mar 2014
COMMUNITY TRUST & INVESTMENT CO
13F
Company
13F
0.31%
$91,000
12,500 shares
31 Mar 2014
STATE STREET CORP
13F
Company
13F
0.3%
$88,000
12,100 shares
31 Mar 2014
WELLS FARGO & COMPANY/MN
13F
Company
13F
0.28%
$83,000
11,433 shares
31 Mar 2014
Creative Planning
13F
Company
13F
0.25%
$73,000
10,000 shares
31 Mar 2014
Evercore Wealth Management, LLC
13F
Company
13F
0.21%
$61,000
8,400 shares
31 Mar 2014
GROUP ONE TRADING LLC
13F
Company
13F
0.19%
$57,000
7,849 shares
31 Mar 2014
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q2 2014

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
60
Shares
10,609,840
Rows loaded
60
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q2 2014 vs Q1 2014 Across Filers

Q1 2014 holders
64
Q2 2014 holders
60
Holder diff
-4
Investor Q1 2014 Shares Q2 2014 Shares Share Diff Share Chg % Q1 2014 value Q2 2014 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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