Orion Energy Systems, Inc. - Common Stock (OESX)

CUSIP: 686275108

Q1 2014 13F Holders as of 31 Mar 2014

Type / Class
Equity / Common Stock
Shares outstanding
4,041,606
Total 13F shares
11,303,222
Share change
+2,228,003
Total reported value
$81,841,000
Put/Call ratio
45%
Price per share
$7.25
Number of holders
64
Value change
+$16,556,293
Number of buys
35
Number of sells
25

Security key

686275108

Report period

Q1 2014

Institutions

64

Top holders

10

Ownership snapshot

Top shareholders of OESX - Orion Energy Systems, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
ARIEL INVESTMENTS, LLC
13D/G signal
Evidence rows
50
Latest as of
31 Dec 2013
13F Lead comparable stake: 90% Showing first 8 of 50 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
ARIEL INVESTMENTS, LLC
13F
Company
13F
90%
$24,694,000
3,631,431 shares
31 Dec 2013
North Star Investment Management Corp.
13F
Company
13F
16%
$4,396,000
646,400 shares
31 Dec 2013
DIMENSIONAL FUND ADVISORS LP
13F
Company
13F
15%
$4,110,000
604,443 shares
31 Dec 2013
VANGUARD GROUP INC
13F
Company
13F
12%
$3,388,000
498,249 shares
31 Dec 2013
NEW YORK STATE COMMON RETIREMENT FUND
13F
Company
13F
10%
$2,738,000
402,710 shares
31 Dec 2013
NORTHPOINTE CAPITAL LLC
13F
Company
13F
9.7%
$2,665,000
391,868 shares
31 Dec 2013
PERKINS CAPITAL MANAGEMENT INC
13F
Company
13F
7.3%
$2,013,000
296,096 shares
31 Dec 2013
Numeric Investors LLC
13F
Company
13F
7%
$1,928,000
283,459 shares
31 Dec 2013
Show 42 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
BROWN ADVISORY INC
13F
Company
13F
6.1%
$1,681,000
247,260 shares
31 Dec 2013
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS
13F
Company
13F
5.4%
$1,488,000
218,815 shares
31 Dec 2013
RENAISSANCE TECHNOLOGIES LLC
13F
Company
13F
4.4%
$1,201,000
176,600 shares
31 Dec 2013
BOGLE INVESTMENT MANAGEMENT L P /DE/
13F
Company
13F
3.2%
$876,000
128,914 shares
31 Dec 2013
ESSEX INVESTMENT MANAGEMENT CO LLC
13F
Company
13F
3.1%
$842,000
123,783 shares
31 Dec 2013
ROYCE & ASSOCIATES LP
13F
Company
13F
2.5%
$680,000
100,000 shares
31 Dec 2013
Coe Capital Management, LLC
13F
Company
13F
2.5%
$677,000
99,546 shares
31 Dec 2013
BRIDGEWAY CAPITAL MANAGEMENT, LLC
13F
Company
13F
2.3%
$641,000
94,224 shares
31 Dec 2013
THOMPSON DAVIS & CO., INC.
13F
Company
13F
2.1%
$582,000
85,556 shares
31 Dec 2013
Bank of New York Mellon Corp
13F
Company
13F
1.8%
$508,000
74,685 shares
31 Dec 2013
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM
13F
Company
13F
1.6%
$459,000
66,300 shares
31 Dec 2013
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
1.6%
$442,000
65,072 shares
31 Dec 2013
MORGAN STANLEY
13F
Company
13F
1.6%
$431,000
63,474 shares
31 Dec 2013
Penbrook Management LLC
13F
Company
13F
1.5%
$422,000
62,130 shares
31 Dec 2013
Spark Investment Management LLC
13F
Company
13F
1.4%
$397,000
58,500 shares
31 Dec 2013
COLDSTREAM CAPITAL MANAGEMENT INC
13F
Company
13F
1.2%
$336,000
49,380 shares
31 Dec 2013
BlackRock Fund Advisors
13F
Company
13F
1.2%
$328,000
48,303 shares
31 Dec 2013
BlackRock Institutional Trust Company, N.A.
13F
Company
13F
1.2%
$322,000
47,363 shares
31 Dec 2013
DRIEHAUS CAPITAL MANAGEMENT LLC
13F
Company
13F
1.2%
$318,000
46,765 shares
31 Dec 2013
SHEPHERD KAPLAN KROCHUK, LLC
13F
Company
13F
1.1%
$303,000
44,542 shares
31 Dec 2013
WealthTrust Axiom LLC
13F
Company
13F
1.1%
$298,000
43,876 shares
31 Dec 2013
NORTHERN TRUST CORP
13F
Company
13F
0.8%
$220,000
32,376 shares
31 Dec 2013
KLCM Advisors, Inc.
13F
Company
13F
0.75%
$206,000
30,240 shares
31 Dec 2013
GSA CAPITAL PARTNERS LLP
13F
Company
13F
0.58%
$160,000
23,600 shares
31 Dec 2013
ACADIAN ASSET MANAGEMENT LLC
13F
Company
13F
0.48%
$131,000
19,246 shares
31 Dec 2013
ClariVest Asset Management LLC
13F
Company
13F
0.47%
$130,000
19,172 shares
31 Dec 2013
TFS CAPITAL LLC
13F
Company
13F
0.44%
$122,000
17,979 shares
31 Dec 2013
Brandywine Global Investment Management, LLC
13F
Company
13F
0.43%
$118,000
17,300 shares
31 Dec 2013
KEYBANK NATIONAL ASSOCIATION/OH
13F
Company
13F
0.4%
$110,000
16,191 shares
31 Dec 2013
THOMPSON INVESTMENT MANAGEMENT, INC.
13F
Company
13F
0.4%
$109,000
16,000 shares
31 Dec 2013
GRACE & WHITE INC /NY
13F
Company
13F
0.39%
$108,000
15,883 shares
31 Dec 2013
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
13F
Company
13F
0.39%
$107,000
15,640 shares
31 Dec 2013
Firsthand Capital Management, Inc.
13F
Company
13F
0.35%
$95,000
14,000 shares
31 Dec 2013
PRELUDE CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.32%
$89,000
13,120 shares
31 Dec 2013
COMMUNITY TRUST & INVESTMENT CO
13F
Company
13F
0.31%
$85,000
12,500 shares
31 Dec 2013
STATE STREET CORP
13F
Company
13F
0.3%
$82,000
12,100 shares
31 Dec 2013
GUGGENHEIM CAPITAL LLC
13F
Company
13F
0.28%
$77,000
11,374 shares
31 Dec 2013
A.R.T. Advisors, LLC
13F
Company
13F
0.27%
$73,000
10,877 shares
31 Dec 2013
UBS AG
13F
Company
13F
0.26%
$72,000
10,657 shares
31 Dec 2013
MILLENNIUM MANAGEMENT LLC
13F
Company
13F
0.25%
$69,000
10,100 shares
31 Dec 2013
Creative Planning
13F
Company
13F
0.25%
$68,000
10,000 shares
31 Dec 2013
LPL Financial LLC
13F
Company
13F
0.25%
$68,000
10,000 shares
31 Dec 2013
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2014

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
64
Shares
11,303,222
Rows loaded
64
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q1 2014 vs Q4 2013 Across Filers

Q4 2013 holders
66
Q1 2014 holders
64
Holder diff
-2
Investor Q4 2013 Shares Q1 2014 Shares Share Diff Share Chg % Q4 2013 value Q1 2014 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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