Security key
68247W109
ONE STOP SYSTEMS, INC. - Common Stock, par value $0.0001 per share (OSS)
CUSIP: 68247W109
Q4 2020 13F Holders as of 31 Dec 2020
- Type / Class
- Equity / Common Stock, par value $0.0001 per share
- Shares outstanding
- 24,798,464
- Total 13F shares
- 4,671,117
- Share change
- +255,136
- Total reported value
- $18,668,928
- Price per share
- $4.00
- Number of holders
- 26
- Value change
- +$1,050,129
- Number of buys
- 13
- Number of sells
- 7
Report period
Q4 2020
Institutions
26
Top holders
10
OSS full security history
Newer quarter: Q1 2021
Previous quarter: Q3 2020
ONE STOP SYSTEMS, INC. SEC filings
ONE STOP SYSTEMS, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 68247W109
Recent filing periods:
Top shareholders of OSS - ONE STOP SYSTEMS, INC. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BARD ASSOCIATES INC |
13F
|
Company |
3.9%
|
974,255
|
$2,046,000 | — | 30 Sep 2020 | |
| Pacific Ridge Capital Partners, LLC |
13F
|
Company |
3.2%
|
795,907
|
$1,671,000 | — | 30 Sep 2020 | |
| HERALD INVESTMENT MANAGEMENT Ltd |
13F
|
Company |
3%
|
746,234
|
$1,567,000 | — | 30 Sep 2020 | |
| Anfield Capital Management, LLC |
13F
|
Company |
2.2%
|
541,249
|
$1,137,000 | — | 30 Sep 2020 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
2%
|
494,672
|
$1,039,000 | — | 30 Sep 2020 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
0.96%
|
237,317
|
$498,000 | — | 30 Sep 2020 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.92%
|
229,343
|
$482,000 | — | 30 Sep 2020 | |
| ARIEL INVESTMENTS, LLC |
13F
|
Company |
0.29%
|
71,260
|
$150,000 | — | 30 Sep 2020 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.28%
|
70,100
|
$147,000 | — | 30 Sep 2020 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.26%
|
65,681
|
$137,000 | — | 30 Sep 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.2%
|
50,000
|
$105,000 | — | 30 Sep 2020 | |
| PERRITT CAPITAL MANAGEMENT INC |
13F
|
Company |
0.2%
|
50,000
|
$105,000 | — | 30 Sep 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.16%
|
39,584
|
$83,000 | — | 30 Sep 2020 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.06%
|
15,612
|
$33,000 | — | 30 Sep 2020 | |
| Virtu Financial LLC |
13F
|
Company |
0.06%
|
14,924
|
$31,000 | — | 30 Sep 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.04%
|
11,144
|
$23,000 | — | 30 Sep 2020 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.02%
|
4,599
|
$10,000 | — | 30 Sep 2020 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
2,431
|
$5,000 | — | 30 Sep 2020 | |
| Edge Wealth Management LLC |
13F
|
Company |
0%
|
1,000
|
$2,000 | — | 30 Sep 2020 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0%
|
760
|
$2,000 | — | 30 Sep 2020 |
Institutional Holders of ONE STOP SYSTEMS, INC. - Common Stock, par value $0.0001 per share (OSS) as of Q4 2020
As of 31 Dec 2020,
ONE STOP SYSTEMS, INC. - Common Stock, par value $0.0001 per share (OSS) was held by
26 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,671,117 shares.
The largest 10 holders included
BARD ASSOCIATES INC, Herald Investment Management Ltd, Pacific Ridge Capital Partners, LLC, Anfield Capital Management, LLC, KENNEDY CAPITAL MANAGEMENT, INC., KING LUTHER CAPITAL MANAGEMENT CORP, VANGUARD GROUP INC, ESSEX INVESTMENT MANAGEMENT CO LLC, ARIEL INVESTMENTS, LLC, and GEODE CAPITAL MANAGEMENT, LLC.
This page lists
26
institutional shareholders reporting positions in this security
for the Q4 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
19
Q4 2020 holders
26
Holder diff
7
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.