Security key
68247W109
ONE STOP SYSTEMS, INC. - Common Stock, par value $0.0001 per share (OSS)
CUSIP: 68247W109
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common Stock, par value $0.0001 per share
- Shares outstanding
- 24,798,464
- Total 13F shares
- 4,415,312
- Share change
- +175,049
- Total reported value
- $9,271,000
- Price per share
- $2.10
- Number of holders
- 19
- Value change
- +$374,209
- Number of buys
- 10
- Number of sells
- 4
Report period
Q3 2020
Institutions
19
Top holders
10
OSS full security history
Newer quarter: Q4 2020
Previous quarter: Q2 2020
ONE STOP SYSTEMS, INC. SEC filings
ONE STOP SYSTEMS, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 68247W109
Recent filing periods:
Top shareholders of OSS - ONE STOP SYSTEMS, INC. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BARD ASSOCIATES INC |
13F
|
Company |
3.9%
|
975,728
|
$1,922,000 | — | 30 Jun 2020 | |
| Pacific Ridge Capital Partners, LLC |
13F
|
Company |
3.4%
|
832,849
|
$1,641,000 | — | 30 Jun 2020 | |
| HERALD INVESTMENT MANAGEMENT Ltd |
13F
|
Company |
3%
|
746,234
|
$1,470,000 | — | 30 Jun 2020 | |
| Anfield Capital Management, LLC |
13F
|
Company |
2.2%
|
541,249
|
$1,169,000 | — | 30 Jun 2020 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
1.9%
|
477,015
|
$940,000 | — | 30 Jun 2020 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.92%
|
229,143
|
$451,000 | — | 30 Jun 2020 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
0.74%
|
184,738
|
$364,000 | — | 30 Jun 2020 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.26%
|
65,681
|
$129,000 | — | 30 Jun 2020 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.2%
|
50,700
|
$100,000 | — | 30 Jun 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.2%
|
50,000
|
$98,000 | — | 30 Jun 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.18%
|
43,782
|
$86,000 | — | 30 Jun 2020 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.08%
|
20,800
|
$41,000 | — | 30 Jun 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.04%
|
11,144
|
$22,000 | — | 30 Jun 2020 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.04%
|
10,200
|
$20,000 | — | 30 Jun 2020 | |
| Edge Wealth Management LLC |
13F
|
Company |
0%
|
1,000
|
$2,000 | — | 30 Jun 2020 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0%
|
538
|
$1,000 | — | 30 Jun 2020 |
Institutional Holders of ONE STOP SYSTEMS, INC. - Common Stock, par value $0.0001 per share (OSS) as of Q3 2020
As of 30 Sep 2020,
ONE STOP SYSTEMS, INC. - Common Stock, par value $0.0001 per share (OSS) was held by
19 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,415,312 shares.
The largest 10 holders included
BARD ASSOCIATES INC, Pacific Ridge Capital Partners, LLC, Herald Investment Management Ltd, Anfield Capital Management, LLC, KENNEDY CAPITAL MANAGEMENT, INC., ESSEX INVESTMENT MANAGEMENT CO LLC, VANGUARD GROUP INC, ARIEL INVESTMENTS, LLC, BRIDGEWAY CAPITAL MANAGEMENT INC, and GEODE CAPITAL MANAGEMENT, LLC.
This page lists
19
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
16
Q3 2020 holders
19
Holder diff
3
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.