Oncocyte Corporation - Common Shares, No Par Value (OCX)
CUSIP: 68235C107
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / Common Shares, No Par Value
- Shares outstanding
- 28,495,649
- Total 13F shares
- 825,936
- Share change
- -7,866
- Total reported value
- $2,049,754
- Price per share
- $2.49
- Number of holders
- 2
- Value change
- -$20,365
- Number of buys
- 1
- Number of sells
- 1
Quarterly Holders Quick Answers
What is CUSIP 68235C107?
CUSIP 68235C107 identifies OCX - Oncocyte Corporation - Common Shares, No Par Value in SEC institutional holdings data.
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Recent filing periods for CUSIP 68235C107:
Top shareholders of OCX - Oncocyte Corporation - Common Shares, No Par Value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BROADWOOD CAPITAL INC |
13F
|
Company |
7.8%
|
2,509,066
|
$7,828,286 | — | 30 Sep 2023 | |
| PURA VIDA INVESTMENTS, LLC |
3/4/5
13F
|
10%+ Owner · Company |
2%
from 13F
|
16,591,052
mixed-class rows
|
$3,044,309 | — | 14 Apr 2023 | |
| AWM Investment Company, Inc. |
13F
|
Company |
2.5%
|
719,282
|
$2,359,245 | — | 30 Sep 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.74%
|
240,089
|
$749,078 | — | 30 Sep 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.43%
|
139,538
|
$435,359 | — | 30 Sep 2023 | |
| Defender Capital, LLC. |
13F
|
Company |
0.4%
|
114,520
|
$357,302 | — | 30 Sep 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.19%
|
61,482
|
$201,727 | — | 30 Sep 2023 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.19%
|
60,293
|
$188,114 | — | 30 Sep 2023 | |
| John Peter Gutfreund |
3/4/5
|
Former Director |
—
mixed-class rows
|
760,000
mixed-class rows
|
$153,654 | — | 30 Jun 2023 | |
| Ronald Asbury Andrews |
3/4/5
|
Former CEO, Director |
—
mixed-class rows
|
633,212
mixed-class rows
|
$125,332 | — | 01 Dec 2022 | |
| Alfred D. Kingsley |
3/4/5
|
Director |
—
mixed-class rows
|
597,878
mixed-class rows
|
$109,143 | — | 23 Jun 2023 | |
| Gisela Paulsen |
3/4/5
|
Former President and COO |
—
class O/S missing
|
366,500
|
$78,761 | — | 16 Dec 2022 | |
| Li Yu |
3/4/5
|
VP Cntrllr/Prncpl Acctng Offcr |
—
mixed-class rows
|
41,872
mixed-class rows
|
$76,536 | — | 18 May 2022 | |
| STATE STREET CORP |
13F
|
Company |
0.05%
|
16,289
|
$53,428 | — | 30 Sep 2023 | |
| Ross Douglas T. |
3/4/5
|
Former CSO |
—
class O/S missing
|
234,114
|
$50,311 | — | 21 Dec 2022 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.05%
|
14,754
|
$48,393 | — | 30 Sep 2023 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.04%
|
12,218
|
$38,000 | — | 30 Sep 2023 | |
| Cavan M. Redmond |
3/4/5
|
Director |
—
class O/S missing
|
120,863
|
$25,973 | — | 24 Jun 2022 | |
| Mitchell S. Levine |
3/4/5
|
Chief Financial Officer |
—
mixed-class rows
|
174,580
mixed-class rows
|
$18,713 | — | 15 Mar 2022 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
2,556
|
$7,975 | — | 30 Sep 2023 | |
| Jennifer Levin Carter |
3/4/5
|
Director |
—
mixed-class rows
|
75,500
mixed-class rows
|
$6,554 | — | 15 Aug 2022 | |
| Melinda Griffith |
3/4/5
|
Director |
—
mixed-class rows
|
75,000
mixed-class rows
|
$6,447 | — | 15 Aug 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0%
|
1,266
|
$3,950 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
0%
|
1,025
|
$3,198 | — | 30 Sep 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
1,019
|
$3,000 | — | 30 Sep 2023 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
500
|
$1,560 | — | 30 Sep 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
210
|
$655 | — | 30 Sep 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0%
|
154
|
$505 | — | 30 Sep 2023 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0%
|
66
|
$216 | — | 30 Sep 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
58
|
$181 | — | 30 Sep 2023 | |
| Riggs Asset Managment Co. Inc. |
13F
|
Company |
0%
|
50
|
$156 | — | 30 Sep 2023 | |
| COMERICA BANK |
13F
|
Company |
0%
|
37
|
$116 | — | 30 Sep 2023 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
25
|
$78 | — | 30 Sep 2023 | |
| Piscataqua Savings Bank |
13F
|
Company |
0%
|
25
|
$77 | — | 30 Sep 2023 | |
| MEEDER ASSET MANAGEMENT INC |
13F
|
Company |
0%
|
9
|
$28 | — | 30 Sep 2023 | |
| ALBION FINANCIAL GROUP /UT |
13F
|
Company |
0%
|
7
|
$22 | — | 30 Sep 2023 | |
| Lindbrook Capital, LLC |
13F
|
Company |
0%
|
4
|
$12 | — | 30 Sep 2023 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
0%
|
1
|
$3 | — | 30 Sep 2023 | |
| Anish M. John |
3/4/5
|
Chief Financial Officer |
—
class O/S missing
|
121,381
|
— | — | 24 Feb 2023 | |
| Padmavathi Sundar |
3/4/5
|
Chief Commercial Officer |
—
class O/S missing
|
87,500
|
— | — | 15 Mar 2022 |
Institutional Holders of Oncocyte Corporation - Common Shares, No Par Value (OCX) as of Q4 2023
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.