Oncocyte Corporation - Common Shares, No Par Value (OCX)

CUSIP: 68235C107

Q4 2023 13F Holders as of 31 Dec 2023

Type / Class
Equity / Common Shares, No Par Value
Shares outstanding
28,495,649
Total 13F shares
825,936
Share change
-7,866
Total reported value
$2,049,754
Price per share
$2.49
Number of holders
2
Value change
-$20,365
Number of buys
1
Number of sells
1

Quarterly Holders Quick Answers

What is CUSIP 68235C107?
CUSIP 68235C107 identifies OCX - Oncocyte Corporation - Common Shares, No Par Value in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of OCX - Oncocyte Corporation - Common Shares, No Par Value (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
BROADWOOD CAPITAL INC
13F
Company
7.8%
2,509,066
$7,828,286 30 Sep 2023
13F
PURA VIDA INVESTMENTS, LLC
3/4/5 13F
10%+ Owner · Company
2%
from 13F
16,591,052
mixed-class rows
$3,044,309 14 Apr 2023
AWM Investment Company, Inc.
13F
Company
2.5%
719,282
$2,359,245 30 Sep 2023
13F
VANGUARD GROUP INC
13F
Company
0.74%
240,089
$749,078 30 Sep 2023
13F
MORGAN STANLEY
13F
Company
0.43%
139,538
$435,359 30 Sep 2023
13F
Defender Capital, LLC.
13F
Company
0.4%
114,520
$357,302 30 Sep 2023
13F
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
0.19%
61,482
$201,727 30 Sep 2023
13F
BlackRock Finance, Inc.
13F
Company
0.19%
60,293
$188,114 30 Sep 2023
13F
John Peter Gutfreund
3/4/5
Former Director
mixed-class rows
760,000
mixed-class rows
$153,654 30 Jun 2023
Ronald Asbury Andrews
3/4/5
Former CEO, Director
mixed-class rows
633,212
mixed-class rows
$125,332 01 Dec 2022
Alfred D. Kingsley
3/4/5
Director
mixed-class rows
597,878
mixed-class rows
$109,143 23 Jun 2023
Gisela Paulsen
3/4/5
Former President and COO
class O/S missing
366,500
$78,761 16 Dec 2022
Li Yu
3/4/5
VP Cntrllr/Prncpl Acctng Offcr
mixed-class rows
41,872
mixed-class rows
$76,536 18 May 2022
STATE STREET CORP
13F
Company
0.05%
16,289
$53,428 30 Sep 2023
13F
Ross Douglas T.
3/4/5
Former CSO
class O/S missing
234,114
$50,311 21 Dec 2022
MILLENNIUM MANAGEMENT LLC
13F
Company
0.05%
14,754
$48,393 30 Sep 2023
13F
RENAISSANCE TECHNOLOGIES LLC
13F
Company
0.04%
12,218
$38,000 30 Sep 2023
13F
Cavan M. Redmond
3/4/5
Director
class O/S missing
120,863
$25,973 24 Jun 2022
Mitchell S. Levine
3/4/5
Chief Financial Officer
mixed-class rows
174,580
mixed-class rows
$18,713 15 Mar 2022
Tower Research Capital LLC (TRC)
13F
Company
0.01%
2,556
$7,975 30 Sep 2023
13F
Jennifer Levin Carter
3/4/5
Director
mixed-class rows
75,500
mixed-class rows
$6,554 15 Aug 2022
Melinda Griffith
3/4/5
Director
mixed-class rows
75,000
mixed-class rows
$6,447 15 Aug 2022
OSAIC HOLDINGS, INC.
13F
Company
0%
1,266
$3,950 30 Sep 2023
13F
UBS Group AG
13F
Company
0%
1,025
$3,198 30 Sep 2023
13F
ROYAL BANK OF CANADA
13F
Company
0%
1,019
$3,000 30 Sep 2023
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
0%
500
$1,560 30 Sep 2023
13F
BANK OF AMERICA CORP /DE/
13F
Company
0%
210
$655 30 Sep 2023
13F
JPMORGAN CHASE & CO
13F
Company
0%
154
$505 30 Sep 2023
13F
RHUMBLINE ADVISERS
13F
Company
0%
66
$216 30 Sep 2023
13F
WELLS FARGO & COMPANY/MN
13F
Company
0%
58
$181 30 Sep 2023
13F
Riggs Asset Managment Co. Inc.
13F
Company
0%
50
$156 30 Sep 2023
13F
COMERICA BANK
13F
Company
0%
37
$116 30 Sep 2023
13F
US BANCORP \DE\
13F
Company
0%
25
$78 30 Sep 2023
13F
Piscataqua Savings Bank
13F
Company
0%
25
$77 30 Sep 2023
13F
MEEDER ASSET MANAGEMENT INC
13F
Company
0%
9
$28 30 Sep 2023
13F
ALBION FINANCIAL GROUP /UT
13F
Company
0%
7
$22 30 Sep 2023
13F
Lindbrook Capital, LLC
13F
Company
0%
4
$12 30 Sep 2023
13F
Qube Research & Technologies Ltd
13F
Company
0%
1
$3 30 Sep 2023
13F
Anish M. John
3/4/5
Chief Financial Officer
class O/S missing
121,381
24 Feb 2023
Padmavathi Sundar
3/4/5
Chief Commercial Officer
class O/S missing
87,500
15 Mar 2022

Institutional Holders of Oncocyte Corporation - Common Shares, No Par Value (OCX) as of Q4 2023

As of 31 Dec 2023, Oncocyte Corporation - Common Shares, No Par Value (OCX) was held by 2 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 825,936 shares. The largest 2 holders included AWM Investment Company, Inc. and Defender Capital, LLC.. This page lists 2 institutional shareholders reporting positions in this security for the Q4 2023 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2023 vs Q3 2023 Across Filers

Q3 2023 holders
2
Q4 2023 holders
2
Holder diff
0
Investor Q3 2023 Shares Q4 2023 Shares Share Diff Share Chg % Q3 2023 Value $ Q4 2023 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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