Oncocyte Corporation - Common Shares, No Par Value (OCX)
CUSIP: 68235C107
Q1 2020 13F Holders as of 31 Mar 2020
- Type / Class
- Equity / Common Shares, No Par Value
- Shares outstanding
- 28,495,649
- Total 13F shares
- 27,664,198
- Share change
- +1,801,572
- Total reported value
- $67,748,452
- Price per share
- $2.45
- Number of holders
- 52
- Value change
- +$4,418,527
- Number of buys
- 28
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 68235C107?
CUSIP 68235C107 identifies OCX - Oncocyte Corporation - Common Shares, No Par Value in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 68235C107:
Top shareholders of OCX - Oncocyte Corporation - Common Shares, No Par Value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BROADWOOD CAPITAL INC |
13F
|
Company |
43%
|
12,274,738
|
$27,618,000 | — | 31 Dec 2019 | |
| PURA VIDA INVESTMENTS, LLC |
13F
|
Company |
20%
|
5,696,576
|
$12,817,000 | — | 31 Dec 2019 | |
| EMERALD MUTUAL FUND ADVISERS TRUST |
13F
|
Company |
7.1%
|
2,035,891
|
$4,581,000 | — | 31 Dec 2019 | |
| BlackRock Finance, Inc. |
13F
|
Company |
5.6%
|
1,587,005
|
$3,571,000 | — | 31 Dec 2019 | |
| VANGUARD GROUP INC |
13F
|
Company |
4.6%
|
1,301,397
|
$2,928,000 | — | 31 Dec 2019 | |
| STATE STREET CORP |
13F
|
Company |
1.5%
|
435,208
|
$979,000 | — | 31 Dec 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.1%
|
312,765
|
$703,000 | — | 31 Dec 2019 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.89%
|
253,054
|
$569,000 | — | 31 Dec 2019 | |
| P.A.W. CAPITAL CORP |
13F
|
Company |
0.88%
|
250,000
|
$563,000 | — | 31 Dec 2019 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.81%
|
230,300
|
$518,000 | — | 31 Dec 2019 | |
| Penbrook Management LLC |
13F
|
Company |
0.62%
|
176,878
|
$398,000 | — | 31 Dec 2019 | |
| BARCLAYS PLC |
13F
|
Company |
0.6%
|
170,733
|
$384,000 | — | 31 Dec 2019 | |
| Mesirow Financial Investment Management, Inc. |
13F
|
Company |
0.57%
|
162,023
|
$365,000 | — | 31 Dec 2019 | |
| ETF MANAGERS GROUP, LLC |
13F
|
Company |
0.47%
|
134,213
|
$286,000 | — | 31 Dec 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.35%
|
99,996
|
$225,000 | — | 31 Dec 2019 | |
| Private Wealth Partners, LLC |
13F
|
Company |
0.28%
|
80,000
|
$180,000 | — | 31 Dec 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.24%
|
68,500
|
$154,000 | — | 31 Dec 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.23%
|
64,979
|
$146,000 | — | 31 Dec 2019 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.21%
|
58,878
|
$132,000 | — | 31 Dec 2019 | |
| UBS Group AG |
13F
|
Company |
0.19%
|
55,370
|
$124,000 | — | 31 Dec 2019 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.19%
|
54,338
|
$122,000 | — | 31 Dec 2019 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.19%
|
54,072
|
$122,000 | — | 31 Dec 2019 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
0.13%
|
36,027
|
$81,000 | — | 31 Dec 2019 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.12%
|
34,140
|
$77,000 | — | 31 Dec 2019 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.12%
|
33,095
|
$74,000 | — | 31 Dec 2019 | |
| OXFORD ASSET MANAGEMENT LLP |
13F
|
Company |
0.1%
|
28,265
|
$64,000 | — | 31 Dec 2019 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.1%
|
27,972
|
$63,000 | — | 31 Dec 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.08%
|
23,312
|
$52,000 | — | 31 Dec 2019 | |
| Virtu Financial LLC |
13F
|
Company |
0.08%
|
22,801
|
$51,000 | — | 31 Dec 2019 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.06%
|
17,830
|
$40,000 | — | 31 Dec 2019 | |
| Williams Jones Wealth Management, LLC. |
13F
|
Company |
0.05%
|
15,000
|
$34,000 | — | 31 Dec 2019 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.05%
|
13,460
|
$30,000 | — | 31 Dec 2019 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.05%
|
12,909
|
$29,000 | — | 31 Dec 2019 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.04%
|
12,500
|
$28,000 | — | 31 Dec 2019 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.04%
|
10,000
|
$23,000 | — | 31 Dec 2019 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.03%
|
7,136
|
$16,000 | — | 31 Dec 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
5,339
|
$12,000 | — | 31 Dec 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
4,360
|
$10,000 | — | 31 Dec 2019 | |
| Legal & General Group Plc |
13F
|
Company |
0.02%
|
4,339
|
$9,000 | — | 31 Dec 2019 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0.01%
|
2,963
|
$6,667 | — | 31 Dec 2019 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.01%
|
3,067
|
$6,000 | — | 31 Dec 2019 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
2,739
|
$6,000 | — | 31 Dec 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
2,461
|
$6,000 | — | 31 Dec 2019 | |
| Ameritas Investment Partners, Inc. |
13F
|
Company |
0.01%
|
1,896
|
$4,000 | — | 31 Dec 2019 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
1,556
|
$4,000 | — | 31 Dec 2019 | |
| American Portfolios Advisors |
13F
|
Company |
0%
|
1,355
|
$3,049 | — | 31 Dec 2019 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0%
|
1,093
|
$2,000 | — | 31 Dec 2019 | |
| Riggs Asset Managment Co. Inc. |
13F
|
Company |
0%
|
1,000
|
$2,000 | — | 31 Dec 2019 | |
| MEEDER ASSET MANAGEMENT INC |
13F
|
Company |
0%
|
905
|
$2,000 | — | 31 Dec 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
500
|
$1,000 | — | 31 Dec 2019 |
Institutional Holders of Oncocyte Corporation - Common Shares, No Par Value (OCX) as of Q1 2020
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2020 vs Q4 2019 Across Filers
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 Value $ | Q1 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.