Security key
67577C105
Ocugen, Inc. - Common Stock, par value $0.01 per share (OCGN)
CUSIP: 67577C105
Q4 2022 13F Holders as of 31 Dec 2022
- Type / Class
- Equity / Common Stock, par value $0.01 per share
- Shares outstanding
- 328,357,385
- Total 13F shares
- 90,118,981
- Share change
- +8,339,726
- Total reported value
- $117,143,860
- Put/Call ratio
- 67%
- Price per share
- $1.30
- Number of holders
- 112
- Value change
- +$10,155,984
- Number of buys
- 60
- Number of sells
- 47
Report period
Q4 2022
Institutions
112
Top holders
10
OCGN full security history
Newer quarter: Q1 2023
Previous quarter: Q3 2022
Ocugen, Inc. SEC filings
Ocugen, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 67577C105
Recent filing periods:
Top shareholders of OCGN - Ocugen, Inc. - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| STATE STREET CORP |
13F
|
Company |
7.9%
|
26,007,202
|
$46,293,000 | — | 30 Sep 2022 | |
| BlackRock Finance, Inc. |
13F
|
Company |
4.1%
|
13,551,708
|
$24,123,000 | — | 30 Sep 2022 | |
| VANGUARD GROUP INC |
13F
|
Company |
3.6%
|
11,701,552
|
$20,829,000 | — | 30 Sep 2022 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.2%
|
3,805,948
|
$6,774,000 | — | 30 Sep 2022 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.95%
|
3,132,186
|
$5,576,000 | — | 30 Sep 2022 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.61%
|
2,002,721
|
$3,566,000 | — | 30 Sep 2022 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.61%
|
1,993,920
|
$3,549,000 | — | 30 Sep 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.59%
|
1,945,634
|
$3,463,000 | — | 30 Sep 2022 | |
| Rafferty Asset Management, LLC |
13F
|
Company |
0.59%
|
1,933,907
|
$3,442,000 | — | 30 Sep 2022 | |
| CITIGROUP INC |
13F
|
Company |
0.55%
|
1,797,779
|
$3,200,000 | — | 30 Sep 2022 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.47%
|
1,558,480
|
$2,775,000 | — | 30 Sep 2022 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.37%
|
1,212,034
|
$2,158,000 | — | 30 Sep 2022 | |
| BARCLAYS PLC |
13F
|
Company |
0.37%
|
1,202,242
|
$2,140,000 | — | 30 Sep 2022 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.29%
|
959,953
|
$1,709,000 | — | 30 Sep 2022 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.21%
|
696,254
|
$1,239,000 | — | 30 Sep 2022 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0.18%
|
584,292
|
$1,040,040 | — | 30 Sep 2022 | |
| Swiss National Bank |
13F
|
Company |
0.15%
|
507,600
|
$904,000 | — | 30 Sep 2022 | |
| MORGAN STANLEY |
13F
|
Company |
0.13%
|
423,195
|
$753,000 | — | 30 Sep 2022 | |
| OCCUDO QUANTITATIVE STRATEGIES LP |
13F
|
Company |
0.12%
|
383,517
|
$683,000 | — | 30 Sep 2022 | |
| Schonfeld Strategic Advisors LLC |
13F
|
Company |
0.12%
|
381,790
|
$679,000 | — | 30 Sep 2022 | |
| Sculptor Capital LP |
13F
|
Company |
0.1%
|
314,200
|
$559,000 | — | 30 Sep 2022 | |
| HRT FINANCIAL LP |
13F
|
Company |
0.1%
|
313,092
|
$557,000 | — | 30 Sep 2022 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
0.1%
|
312,987
|
$557,116 | — | 30 Sep 2022 | |
| UBS Group AG |
13F
|
Company |
0.09%
|
288,551
|
$514,000 | — | 30 Sep 2022 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.08%
|
270,062
|
$481,000 | — | 30 Sep 2022 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.08%
|
268,319
|
$478,000 | — | 30 Sep 2022 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.08%
|
249,878
|
$445,000 | — | 30 Sep 2022 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.07%
|
241,856
|
$430,000 | — | 30 Sep 2022 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.07%
|
238,763
|
$425,000 | — | 30 Sep 2022 | |
| STATE OF WISCONSIN INVESTMENT BOARD |
13F
|
Company |
0.07%
|
220,302
|
$392,000 | — | 30 Sep 2022 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.06%
|
193,200
|
$344,000 | — | 30 Sep 2022 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
0.06%
|
185,441
|
$330,000 | — | 30 Sep 2022 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.05%
|
154,281
|
$275,000 | — | 30 Sep 2022 | |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC |
13F
|
Company |
0.04%
|
138,796
|
$247,000 | — | 30 Sep 2022 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.04%
|
137,277
|
$244,000 | — | 30 Sep 2022 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
0.04%
|
136,822
|
$244,000 | — | 30 Sep 2022 | |
| E Fund Management Co., Ltd. |
13F
|
Company |
0.04%
|
132,938
|
$237,000 | — | 30 Sep 2022 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.04%
|
126,465
|
$225,000 | — | 30 Sep 2022 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.04%
|
120,691
|
$215,000 | — | 30 Sep 2022 | |
| ALPS ADVISORS INC |
13F
|
Company |
0.04%
|
118,230
|
$210,000 | — | 30 Sep 2022 | |
| Mitsubishi UFJ Asset Management Co., Ltd. |
13F
|
Company |
0.03%
|
112,627
|
$200,000 | — | 30 Sep 2022 | |
| MetLife Investment Management, LLC |
13F
|
Company |
0.03%
|
112,532
|
$200,307 | — | 30 Sep 2022 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.03%
|
101,618
|
$181,000 | — | 30 Sep 2022 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.03%
|
101,593
|
$181,000 | — | 30 Sep 2022 | |
| TD PRIVATE CLIENT WEALTH LLC |
13F
|
Company |
0.03%
|
98,390
|
$175,134 | — | 30 Sep 2022 | |
| Legal & General Group Plc |
13F
|
Company |
0.03%
|
97,754
|
$174,000 | — | 30 Sep 2022 | |
| Invesco Ltd. |
13F
|
Company |
0.03%
|
92,152
|
$164,000 | — | 30 Sep 2022 | |
| Virtu Financial LLC |
13F
|
Company |
0.03%
|
87,150
|
$155,000 | — | 30 Sep 2022 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.03%
|
86,182
|
$153,404 | — | 30 Sep 2022 | |
| VOYA INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.02%
|
80,752
|
$143,739 | — | 30 Sep 2022 |
Institutional Holders of Ocugen, Inc. - Common Stock, par value $0.01 per share (OCGN) as of Q4 2022
As of 31 Dec 2022,
Ocugen, Inc. - Common Stock, par value $0.01 per share (OCGN) was held by
112 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
90,118,981 shares.
The largest 10 holders included
STATE STREET CORP, BlackRock Inc., VANGUARD GROUP INC, GEODE CAPITAL MANAGEMENT, LLC, JPMORGAN CHASE & CO, BANK OF AMERICA CORP /DE/, Rafferty Asset Management, LLC, NORTHERN TRUST CORP, CHARLES SCHWAB INVESTMENT MANAGEMENT INC, and UBS Group AG.
This page lists
113
institutional shareholders reporting positions in this security
for the Q4 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2022 vs Q3 2022 Across Filers
Q3 2022 holders
111
Q4 2022 holders
112
Holder diff
1
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 Value $ | Q4 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.