Security key
67576A100
OCULAR THERAPEUTIX, INC - Common Stock, $0.0001 par value per share (OCUL)
CUSIP: 67576A100
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Stock, $0.0001 par value per share
- Shares outstanding
- 218,782,791
- Total 13F shares
- 17,394,280
- Share change
- -1,362,644
- Total reported value
- $145,604,494
- Put/Call ratio
- 60%
- Price per share
- $8.37
- Number of holders
- 76
- Value change
- -$10,234,332
- Number of buys
- 41
- Number of sells
- 36
Report period
Q4 2016
Institutions
76
Top holders
10
OCUL full security history
Newer quarter: Q1 2017
Previous quarter: Q3 2016
OCULAR THERAPEUTIX, INC SEC filings
OCULAR THERAPEUTIX, INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 67576A100
Recent filing periods:
Top shareholders of OCUL - OCULAR THERAPEUTIX, INC - Common Stock, $0.0001 par value per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FMR LLC |
13F
|
Company |
1.6%
|
3,514,930
|
$24,148,000 | — | 30 Sep 2016 | |
| JENNISON ASSOCIATES LLC |
13F
|
Company |
1.4%
|
3,004,521
|
$20,641,000 | — | 30 Sep 2016 | |
| Versant Venture Management, LLC |
13F
|
Company |
1%
|
2,215,384
|
$15,219,688 | — | 30 Sep 2016 | |
| SV Health Investors, LLC |
13F
|
Company |
0.88%
|
1,932,607
|
$13,277,000 | — | 30 Sep 2016 | |
| Polaris Venture Management Co. V, L.L.C. |
13F
|
Company |
0.46%
|
998,713
|
$6,861,000 | — | 30 Sep 2016 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
0.45%
|
982,176
|
$6,748,000 | — | 30 Sep 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.38%
|
824,426
|
$5,664,000 | — | 30 Sep 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.34%
|
749,874
|
$5,152,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.26%
|
573,260
|
$3,938,000 | — | 30 Sep 2016 | |
| COLUMBUS CIRCLE INVESTORS |
13F
|
Company |
0.22%
|
491,204
|
$3,375,000 | — | 30 Sep 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
0.2%
|
435,863
|
$2,994,000 | — | 30 Sep 2016 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
0.15%
|
336,320
|
$2,311,000 | — | 30 Sep 2016 | |
| BAILARD, INC. |
13F
|
Company |
0.14%
|
314,752
|
$2,162,000 | — | 30 Sep 2016 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
0.12%
|
261,700
|
$1,798,000 | — | 30 Sep 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.1%
|
210,345
|
$1,445,000 | — | 30 Sep 2016 | |
| STATE STREET CORP |
13F
|
Company |
0.09%
|
196,160
|
$1,350,000 | — | 30 Sep 2016 | |
| NOTTINGHAM ADVISORS, INC. |
13F
|
Company |
0.09%
|
189,266
|
$1,300,000 | — | 30 Sep 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.06%
|
136,069
|
$934,000 | — | 30 Sep 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.05%
|
100,960
|
$693,000 | — | 30 Sep 2016 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.05%
|
100,000
|
$687,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
95,410
|
$655,000 | — | 30 Sep 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.04%
|
84,199
|
$578,000 | — | 30 Sep 2016 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.04%
|
76,935
|
$529,000 | — | 30 Sep 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.03%
|
72,183
|
$496,000 | — | 30 Sep 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.03%
|
70,728
|
$486,000 | — | 30 Sep 2016 | |
| EDMOND DE ROTHSCHILD (SUISSE) S.A. |
13F
|
Company |
0.03%
|
70,000
|
$481,000 | — | 30 Sep 2016 | |
| EDMOND DE ROTHSCHILD HOLDING S.A. |
13F
|
Company |
0.03%
|
70,000
|
$481,000 | — | 30 Sep 2016 | |
| COWEN INC. |
13F
|
Company |
0.03%
|
68,400
|
$470,000 | — | 30 Sep 2016 | |
| Polar Capital LLP |
13F
|
Company |
0.03%
|
57,500
|
$395,000 | — | 30 Sep 2016 | |
| Rhenman & Partners Asset Management AB |
13F
|
Company |
0.02%
|
40,000
|
$274,800 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.02%
|
38,680
|
$266,000 | — | 30 Sep 2016 | |
| SABBY MANAGEMENT, LLC |
13F
|
Company |
0.02%
|
38,100
|
$262,000 | — | 30 Sep 2016 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.02%
|
37,939
|
$261,000 | — | 30 Sep 2016 | |
| ALPS ADVISORS INC |
13F
|
Company |
0.01%
|
31,643
|
$217,000 | — | 30 Sep 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.01%
|
27,614
|
$189,000 | — | 30 Sep 2016 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.01%
|
27,300
|
$188,000 | — | 30 Sep 2016 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
0.01%
|
25,268
|
$174,000 | — | 30 Sep 2016 | |
| Cutler Group LLC / CA |
13F
|
Company |
0.01%
|
20,903
|
$143,000 | — | 30 Sep 2016 | |
| Schonfeld Strategic Advisors LLC |
13F
|
Company |
0.01%
|
20,903
|
$143,000 | — | 30 Sep 2016 | |
| Swiss National Bank |
13F
|
Company |
0.01%
|
19,000
|
$131,000 | — | 30 Sep 2016 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.01%
|
18,570
|
$128,000 | — | 30 Sep 2016 | |
| ProShare Advisors LLC |
13F
|
Company |
0.01%
|
17,423
|
$120,000 | — | 30 Sep 2016 | |
| ELLINGTON MANAGEMENT GROUP LLC |
13F
|
Company |
0.01%
|
16,900
|
$116,000 | — | 30 Sep 2016 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.01%
|
15,147
|
$104,000 | — | 30 Sep 2016 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.01%
|
13,414
|
$92,000 | — | 30 Sep 2016 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.01%
|
13,284
|
$91,000 | — | 30 Sep 2016 | |
| BlackRock Group LTD |
13F
|
Company |
0.01%
|
13,142
|
$90,000 | — | 30 Sep 2016 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.01%
|
12,800
|
$88,000 | — | 30 Sep 2016 | |
| CORRADO ADVISORS, LLC |
13F
|
Company |
0.01%
|
12,275
|
$84,000 | — | 30 Sep 2016 | |
| Nationwide Fund Advisors |
13F
|
Company |
0.01%
|
11,140
|
$77,000 | — | 30 Sep 2016 |
Institutional Holders of OCULAR THERAPEUTIX, INC - Common Stock, $0.0001 par value per share (OCUL) as of Q4 2016
As of 31 Dec 2016,
OCULAR THERAPEUTIX, INC - Common Stock, $0.0001 par value per share (OCUL) was held by
76 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
17,394,280 shares.
The largest 10 holders included
JENNISON ASSOCIATES LLC, FMR LLC, Versant Venture Management, LLC, SV Life Sciences Advisers, LLC, WELLINGTON MANAGEMENT GROUP LLP, Polaris Venture Management Co. V, L.L.C., VANGUARD GROUP INC, BlackRock Fund Advisors, BlackRock Institutional Trust Company, N.A., and COLUMBUS CIRCLE INVESTORS.
This page lists
76
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
70
Q4 2016 holders
76
Holder diff
6
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.