CUSIP: 67552A108
Q3 2017 13F Holders as of 30 Sep 2017
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Type / Class
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Equity / COM
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Total 13F shares
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4,535,812
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Share change
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-670,977
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Total reported value
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$5,169,000
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Price per share
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$1.14
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Number of holders
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21
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Value change
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-$771,188
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Number of buys
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5
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Number of sells
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12
Quarterly Holders Quick Answers
What is CUSIP 67552A108?
CUSIP 67552A108 identifies OCRX - OCERA THERAPEUTICS INC - COM in SEC institutional holdings data.
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Newer quarter:
Q4 2017
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Previous quarter:
Q2 2017
Recent filing periods for CUSIP 67552A108:
Institutional Holders of OCERA THERAPEUTICS INC - COM (OCRX) as of Q3 2017
As of 30 Sep 2017,
OCERA THERAPEUTICS INC - COM (OCRX) was held by
21 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,535,812 shares.
The largest 10 holders included
PERCEPTIVE ADVISORS LLC, VANGUARD GROUP INC, Hikari Power Ltd, VHCP Management II, LLC, Commonwealth Equity Services, Inc, BlackRock Inc., AJ WEALTH STRATEGIES, LLC, GEODE CAPITAL MANAGEMENT, LLC, A.R.T. Advisors, LLC, and PANAGORA ASSET MANAGEMENT INC.
This page lists
21
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.