Security key
67111Q107
- Security type / class
- Equity / COM
- Total 13F shares
- 328,082
- Total 13F value
- $2,933,000
- Share change
- -372,408
- SEC-reported price per share
- $9.02
- Number of holders
- 9
- Value change
- -$2,880,630
- Number of buys
- 4
- Number of sells
- 9
Report period
Q2 2020
Institutions
9
Top holders
9
OCCI full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2020
Previous quarter: Q1 2020
OFS Credit Company, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 67111Q107
Recent filing periods:
Ownership snapshot
Top reported holders of OCCI - OFS Credit Company, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Thomas J. Herzfeld Adviso...
Disclosed value leader
Thomas J. Herzfeld Adviso...
Comparable rows
0/12
Latest evidence
31 Mar 2020
13F
Highest disclosed value: $2,029,000
12 rows are not safely comparable across share classes.
Showing 1-6 of 12 holder rows.
Quick read
Thomas J. Herzfeld Advisors, Inc. has the largest disclosed position value at $2.03M.
0 of 12 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Thomas J. Herzfeld Advisors, Inc.'s linked filing trail.
Disclosed position value
Top 5
Thomas J. Herzfeld Advisors, Inc.
$2.03M
Arkadios Wealth Advisors
$756.7K
BARD ASSOCIATES INC
$682K
AdvisorNet Financial, Inc
$445K
CIBC Private Wealth Group LLC
$232K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 12 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
Company
|
—
class O/S missing
|
$2,029,000
304,218 shares
|
— | 31 Mar 2020 |
| Arkadios Wealth Advisors |
13F
Company
|
—
class O/S missing
|
$756,710
113,450 shares
|
— | 31 Mar 2020 |
| BARD ASSOCIATES INC |
13F
Company
|
—
class O/S missing
|
$682,000
102,257 shares
|
— | 31 Mar 2020 |
| AdvisorNet Financial, Inc |
13F
Company
|
—
class O/S missing
|
$445,000
66,676 shares
|
— | 31 Mar 2020 |
| CIBC Private Wealth Group LLC |
13F
Company
|
—
class O/S missing
|
$232,000
34,830 shares
|
— | 31 Mar 2020 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
—
class O/S missing
|
$224,000
33,586 shares
|
— | 31 Mar 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
9
Shares
328,082
Rows available
9
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
12
Q2 2020 holders
9
Holder diff
-3
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 value | Q2 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend