OFS Credit Company, Inc. - COM (OCCI)

CUSIP: 67111Q107

Q1 2020 13F Holders as of 31 Mar 2020

Share change
-54,910
SEC-reported price per share
$6.67
Number of holders
12
Value change
-$367,519
Number of buys
7
Number of sells
5

Security key

67111Q107

Report period

Q1 2020

Institutions

12

Top holders

10

Ownership snapshot

Top reported holders of OCCI - OFS Credit Company, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Thomas J. Herzfeld Adviso...
Disclosed value leader
Thomas J. Herzfeld Adviso...
Comparable rows
0/11
Latest evidence
31 Dec 2019
13F Highest disclosed value: $6,438,000 11 rows are not safely comparable across share classes. Showing 1-6 of 11 holder rows.

Quick read

Thomas J. Herzfeld Advisors, Inc. has the largest disclosed position value at $6.44M.

0 of 11 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Thomas J. Herzfeld Advisors, Inc.'s linked filing trail.
Disclosed position value Top 5
Thomas J. Herzfeld Advisors, Inc. $6.44M
Arkadios Wealth Advisors $1.91M
BARD ASSOCIATES INC $1.56M
AdvisorNet Financial, Inc $710K
LADENBURG THALMANN FINANCIAL SERV... $525K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 11 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Thomas J. Herzfeld Advisors, Inc.
13F
Company
13F
class O/S missing
$6,438,000
423,264 shares
31 Dec 2019
Arkadios Wealth Advisors
13F
Company
13F
class O/S missing
$1,912,243
116,289 shares
31 Dec 2019
BARD ASSOCIATES INC
13F
Company
13F
class O/S missing
$1,558,000
102,432 shares
31 Dec 2019
AdvisorNet Financial, Inc
13F
Company
13F
class O/S missing
$710,000
46,702 shares
31 Dec 2019
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
13F
class O/S missing
$525,000
34,484 shares
31 Dec 2019
Realta Investment Advisors
13F
Company
13F
class O/S missing
$230,000
14,080 shares
31 Dec 2019
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
12
Shares
700,490
Rows available
12
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2020 vs Q1 2026 Across Filers

Q1 2026 holders
28
Q1 2020 holders
12
Holder diff
-16
Investor Q1 2026 Shares Q1 2020 Shares Share Diff Share Chg % Q1 2026 value Q1 2020 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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