Nuveen Core Equity Alpha Fund - COM (JCE)

CUSIP: 67090X107

Q3 2018 13F Holders as of 30 Sep 2018

Share change
-48,924
SEC-reported price per share
$15.60
Number of holders
33
Value change
-$698,981
Number of buys
19
Number of sells
17

Security key

67090X107

Report period

Q3 2018

Institutions

33

Top holders

10

Ownership snapshot

Top reported holders of JCE - Nuveen Core Equity Alpha Fund - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Advisors Asset Management...
Disclosed value leader
Advisors Asset Management...
Comparable rows
0/15
Latest evidence
30 Jun 2018
13F Highest disclosed value: $16,423,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

Advisors Asset Management, Inc. has the largest disclosed position value at $16.42M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Advisors Asset Management, Inc.'s linked filing trail.
Disclosed position value Top 5
Advisors Asset Management, Inc. $16.42M
RAYMOND JAMES & ASSOCIATES $4.46M
Invesco Ltd. $4.29M
GUGGENHEIM CAPITAL LLC $3.3M
LPL Financial LLC $2.24M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Advisors Asset Management, Inc.
13F
Company
13F
class O/S missing
$16,423,000
1,122,583 shares
30 Jun 2018
RAYMOND JAMES & ASSOCIATES
13F
Company
13F
class O/S missing
$4,460,000
304,827 shares
30 Jun 2018
Invesco Ltd.
13F
Company
13F
class O/S missing
$4,291,000
293,292 shares
30 Jun 2018
GUGGENHEIM CAPITAL LLC
13F
Company
13F
class O/S missing
$3,300,000
225,530 shares
30 Jun 2018
LPL Financial LLC
13F
Company
13F
class O/S missing
$2,239,000
153,065 shares
30 Jun 2018
BANK OF AMERICA CORP /DE/
13F
Company
13F
class O/S missing
$2,062,000
140,951 shares
30 Jun 2018
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2018

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
33
Shares
2,985,505
Rows available
33
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2018 vs Q2 2018 Across Filers

Q2 2018 holders
34
Q3 2018 holders
33
Holder diff
-1
Investor Q2 2018 Shares Q3 2018 Shares Share Diff Share Chg % Q2 2018 value Q3 2018 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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