- Type / Class
- Equity / COM
- Total 13F shares
- 3,150,644
- Share change
- +490,131
- Total reported value
- $41,222,156
- Price per share
- $13.08
- Number of holders
- 31
- Value change
- +$6,344,591
- Number of buys
- 17
- Number of sells
- 16
Quarterly Holders Quick Answers
What is CUSIP 67090X107?
CUSIP 67090X107 identifies JCE - Nuveen Core Equity Alpha Fund - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67090X107:
Top shareholders of JCE - Nuveen Core Equity Alpha Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
439,705
|
$6,037,000 | — | 30 Sep 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
421,535
|
$5,788,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
265,837
|
$3,650,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
235,868
|
$3,238,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
178,851
|
$2,456,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
177,376
|
$2,436,000 | — | 30 Sep 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
140,871
|
$1,934,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
127,915
|
$1,756,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
105,292
|
$1,426,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
80,669
|
$1,107,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
72,576
|
$996,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
58,183
|
$799,000 | — | 30 Sep 2016 | |
| BANK OF NOVA SCOTIA |
13F
|
Company |
—
class O/S missing
|
56,007
|
$769,000 | — | 30 Sep 2016 | |
| Ausdal Financial Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
54,391
|
$747,000 | — | 30 Sep 2016 | |
| Jacobus Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
47,265
|
$649,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
29,852
|
$410,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
23,919
|
$328,000 | — | 30 Sep 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
21,740
|
$298,000 | — | 30 Sep 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
18,304
|
$251,000 | — | 30 Sep 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
16,517
|
$227,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
15,237
|
$209,000 | — | 30 Sep 2016 | |
| Allegis Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
14,875
|
$204,000 | — | 30 Sep 2016 | |
| FineMark National Bank & Trust |
13F
|
Company |
—
class O/S missing
|
13,765
|
$193,000 | — | 30 Sep 2016 | |
| TFS CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
12,094
|
$166,000 | — | 30 Sep 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
10,126
|
$139,000 | — | 30 Sep 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
9,665
|
$132,000 | — | 30 Sep 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
4,693
|
$64,000 | — | 30 Sep 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
3,200
|
$44,000 | — | 30 Sep 2016 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
1,553
|
$21,000 | — | 30 Sep 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
1,257
|
$17,000 | — | 30 Sep 2016 | |
| Sonora Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
700
|
$9,611 | — | 30 Sep 2016 | |
| People's United Financial, Inc. |
13F
|
Company |
—
class O/S missing
|
575
|
$8,000 | — | 30 Sep 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
100
|
$2,000 | — | 30 Sep 2016 |
Institutional Holders of Nuveen Core Equity Alpha Fund - COM (JCE) as of Q4 2016
As of 31 Dec 2016,
Nuveen Core Equity Alpha Fund - COM (JCE) was held by
31 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,150,644 shares.
The largest 10 holders included
Karpus Management, Inc., Shaker Financial Services, LLC, Advisors Asset Management, Inc., RAYMOND JAMES & ASSOCIATES, GUGGENHEIM CAPITAL LLC, UBS Group AG, LADENBURG THALMANN FINANCIAL SERVICES INC., Invesco Ltd., CITIGROUP INC, and BANK OF AMERICA CORP /DE/.
This page lists
31
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
33
Q4 2016 holders
31
Holder diff
-2
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.