Security key
67090X107
- Security type / class
- Equity / COM
- Total 13F shares
- 3,150,644
- Total 13F value
- $41,222,156
- Share change
- +490,131
- SEC-reported price per share
- $13.08
- Number of holders
- 31
- Value change
- +$6,344,591
- Number of buys
- 17
- Number of sells
- 16
Report period
Q4 2016
Institutions
31
Top holders
10
JCE full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2017
Previous quarter: Q3 2016
Nuveen Core Equity Alpha Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 67090X107
Recent filing periods:
Ownership snapshot
Top reported holders of JCE - Nuveen Core Equity Alpha Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Karpus Management, Inc.
Disclosed value leader
Karpus Management, Inc.
Comparable rows
0/15
Latest evidence
30 Sep 2016
13F
Highest disclosed value: $6,037,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Karpus Management, Inc. has the largest disclosed position value at $6.04M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Karpus Management, Inc.'s linked filing trail.
Disclosed position value
Top 5
Karpus Management, Inc.
$6.04M
Advisors Asset Management, Inc.
$5.79M
RAYMOND JAMES & ASSOCIATES
$3.65M
GUGGENHEIM CAPITAL LLC
$3.24M
UBS Group AG
$2.46M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Karpus Management, Inc. |
13F
Company
|
—
class O/S missing
|
$6,037,000
439,705 shares
|
— | 30 Sep 2016 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$5,788,000
421,535 shares
|
— | 30 Sep 2016 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
—
class O/S missing
|
$3,650,000
265,837 shares
|
— | 30 Sep 2016 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
—
class O/S missing
|
$3,238,000
235,868 shares
|
— | 30 Sep 2016 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$2,456,000
178,851 shares
|
— | 30 Sep 2016 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
Company
|
—
class O/S missing
|
$2,436,000
177,376 shares
|
— | 30 Sep 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
31
Shares
3,150,644
Rows available
31
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
33
Q4 2016 holders
31
Holder diff
-2
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 value | Q4 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend