Nuveen Core Equity Alpha Fund - COM (JCE)

CUSIP: 67090X107

Q4 2015 13F Holders as of 31 Dec 2015

Type / Class
Equity / COM
Total 13F shares
2,362,934
Share change
-336,789
Total reported value
$33,670,000
Price per share
$14.27
Number of holders
37
Value change
-$4,805,802
Number of buys
19
Number of sells
11

Quarterly Holders Quick Answers

What is CUSIP 67090X107?
CUSIP 67090X107 identifies JCE - Nuveen Core Equity Alpha Fund - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of JCE - Nuveen Core Equity Alpha Fund - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Advisors Asset Management, Inc.
13F
Company
class O/S missing
714,729
$9,849,000 30 Sep 2015
13F
Karpus Management, Inc.
13F
Company
class O/S missing
328,800
$4,531,000 30 Sep 2015
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
293,609
$4,046,000 30 Sep 2015
13F
GUGGENHEIM CAPITAL LLC
13F
Company
class O/S missing
272,675
$3,758,000 30 Sep 2015
13F
UBS Group AG
13F
Company
class O/S missing
156,009
$2,150,000 30 Sep 2015
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
144,124
$1,987,000 30 Sep 2015
13F
Jacobus Wealth Management, Inc.
13F
Company
class O/S missing
114,360
$1,576,000 30 Sep 2015
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
85,772
$1,182,000 30 Sep 2015
13F
MORGAN STANLEY
13F
Company
class O/S missing
77,144
$1,063,000 30 Sep 2015
13F
BANK OF NOVA SCOTIA
13F
Company
class O/S missing
75,841
$1,043,000 30 Sep 2015
13F
USCA RIA LLC
13F
Company
class O/S missing
74,125
$1,021,000 30 Sep 2015
13F
Weiss Asset Management LP
13F
Company
class O/S missing
51,775
$713,000 30 Sep 2015
13F
LPL Financial LLC
13F
Company
class O/S missing
36,402
$518,000 30 Sep 2015
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
34,108
$470,000 30 Sep 2015
13F
Invesco Ltd.
13F
Company
class O/S missing
31,393
$433,000 30 Sep 2015
13F
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC
13F
Company
class O/S missing
23,053
$318,000 30 Sep 2015
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
class O/S missing
17,576
$242,000 30 Sep 2015
13F
Commonwealth Equity Services, Inc
13F
Company
class O/S missing
16,880
$233,000 30 Sep 2015
13F
Janney Montgomery Scott LLC
13F
Company
class O/S missing
13,094
$180,000 30 Sep 2015
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
class O/S missing
11,694
$161,000 30 Sep 2015
13F
OPPENHEIMER & CO INC
13F
Company
class O/S missing
11,480
$158,000 30 Sep 2015
13F
AMERICAN INTERNATIONAL GROUP, INC.
13F
Company
class O/S missing
10,615
$146,000 30 Sep 2015
13F
FineMark National Bank & Trust
13F
Company
class O/S missing
6,635
$104,000 30 Sep 2015
13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
class O/S missing
6,872
$95,000 30 Sep 2015
13F
Formidable Asset Management, LLC
13F
Company
class O/S missing
6,500
$89,000 30 Sep 2015
13F
Thomas J. Herzfeld Advisors, Inc.
13F
Company
class O/S missing
5,967
$82,000 30 Sep 2015
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
class O/S missing
3,900
$54,000 30 Sep 2015
13F
Creative Planning
13F
Company
class O/S missing
1,340
$18,000 30 Sep 2015
13F
Sonora Investment Management, LLC
13F
Company
class O/S missing
700
$11,000 30 Sep 2015
13F
People's United Financial, Inc.
13F
Company
class O/S missing
575
$8,000 30 Sep 2015
13F
Hoxton Financial, Inc.
13F
Company
class O/S missing
351
$5,000 30 Sep 2015
13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
Company
class O/S missing
100
$1,000 30 Sep 2015
13F

Institutional Holders of Nuveen Core Equity Alpha Fund - COM (JCE) as of Q4 2015

As of 31 Dec 2015, Nuveen Core Equity Alpha Fund - COM (JCE) was held by 37 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 2,362,934 shares. The largest 10 holders included Advisors Asset Management, Inc., RAYMOND JAMES & ASSOCIATES, Karpus Management, Inc., GUGGENHEIM CAPITAL LLC, UBS Group AG, WELLS FARGO & COMPANY/MN, MORGAN STANLEY, LPL Financial LLC, BANK OF AMERICA CORP /DE/, and USCA RIA LLC. This page lists 37 institutional shareholders reporting positions in this security for the Q4 2015 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2015 vs Q3 2015 Across Filers

Q3 2015 holders
32
Q4 2015 holders
37
Holder diff
5
Investor Q3 2015 Shares Q4 2015 Shares Share Diff Share Chg % Q3 2015 Value $ Q4 2015 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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