Nuveen Preferred & Income Opportunities Fund - COM (JPC)
CUSIP: 67073B106
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / COM
- Total 13F shares
- 15,958,361
- Share change
- +678,479
- Total reported value
- $135,588,781
- Price per share
- $8.49
- Number of holders
- 115
- Value change
- +$5,885,625
- Number of buys
- 47
- Number of sells
- 42
Quarterly Holders Quick Answers
What is CUSIP 67073B106?
CUSIP 67073B106 identifies JPC - Nuveen Preferred & Income Opportunities Fund - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67073B106:
Top shareholders of JPC - Nuveen Preferred & Income Opportunities Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,743,875
|
$14,352,000 | — | 30 Jun 2020 | |
| Bramshill Investments, LLC |
13F
|
Company |
—
class O/S missing
|
1,645,376
|
$13,541,000 | — | 30 Jun 2020 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,083,333
|
$8,916,000 | — | 30 Jun 2020 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
1,030,348
|
$8,480,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
735,578
|
$6,054,000 | — | 30 Jun 2020 | |
| Orion Porfolio Solutions, LLC |
13F
|
Company |
—
class O/S missing
|
503,883
|
$4,147,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
489,744
|
$4,031,000 | — | 30 Jun 2020 | |
| IBEX WEALTH ADVISORS |
13F
|
Company |
—
class O/S missing
|
452,158
|
$3,721,000 | — | 30 Jun 2020 | |
| PROTECTIVE LIFE CORP |
13F
|
Company |
—
class O/S missing
|
440,000
|
$3,621,000 | — | 30 Jun 2020 | |
| Gerber Kawasaki Wealth & Investment Management |
13F
|
Company |
—
class O/S missing
|
384,018
|
$3,160,000 | — | 30 Jun 2020 | |
| Orinda Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
377,900
|
$3,110,000 | — | 30 Jun 2020 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
348,754
|
$2,870,000 | — | 30 Jun 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
347,187
|
$2,857,000 | — | 30 Jun 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
320,094
|
$2,634,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
289,636
|
$2,383,000 | — | 30 Jun 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
259,973
|
$2,140,000 | — | 30 Jun 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
253,230
|
$2,084,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
252,524
|
$2,079,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
252,020
|
$2,075,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
249,305
|
$2,051,000 | — | 30 Jun 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
206,557
|
$1,700,000 | — | 30 Jun 2020 | |
| TCG Advisors, LP |
13F
|
Company |
—
class O/S missing
|
204,585
|
$1,684,000 | — | 30 Jun 2020 | |
| Moors & Cabot, Inc. |
13F
|
Company |
—
class O/S missing
|
203,670
|
$1,669,000 | — | 30 Jun 2020 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
—
class O/S missing
|
190,200
|
$1,628,000 | — | 30 Jun 2020 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
183,358
|
$1,509,000 | — | 30 Jun 2020 | |
| E&G Advisors, LP |
13F
|
Company |
—
class O/S missing
|
174,600
|
$1,437,000 | — | 30 Jun 2020 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
162,184
|
$1,335,000 | — | 30 Jun 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
151,856
|
$1,250,000 | — | 30 Jun 2020 | |
| Claybrook Capital, LLC |
13F
|
Company |
—
class O/S missing
|
135,402
|
$1,114,000 | — | 30 Jun 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
131,339
|
$1,081,000 | — | 30 Jun 2020 | |
| Orion Portfolio Solutions, LLC |
13F
|
Company |
—
class O/S missing
|
120,865
|
$995,000 | — | 30 Jun 2020 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
112,924
|
$929,000 | — | 30 Jun 2020 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
—
class O/S missing
|
109,662
|
$903,000 | — | 30 Jun 2020 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
89,224
|
$734,000 | — | 30 Jun 2020 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
82,907
|
$682,000 | — | 30 Jun 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
82,170
|
$676,000 | — | 30 Jun 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
66,138
|
$544,000 | — | 30 Jun 2020 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
—
class O/S missing
|
61,975
|
$510,000 | — | 30 Jun 2020 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
57,640
|
$474,000 | — | 30 Jun 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
50,882
|
$419,000 | — | 30 Jun 2020 | |
| Arcus Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
50,264
|
$414,000 | — | 30 Jun 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
48,200
|
$397,000 | — | 30 Jun 2020 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
—
class O/S missing
|
45,850
|
$377,000 | — | 30 Jun 2020 | |
| Jackson Hole Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
43,496
|
$358,000 | — | 30 Jun 2020 | |
| INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV |
13F
|
Company |
—
class O/S missing
|
43,250
|
$356,000 | — | 30 Jun 2020 | |
| Live Oak Private Wealth LLC |
13F
|
Company |
—
class O/S missing
|
43,136
|
$355,000 | — | 30 Jun 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
42,819
|
$352,000 | — | 30 Jun 2020 | |
| Edge Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
42,115
|
$347,000 | — | 30 Jun 2020 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
38,623
|
$318,000 | — | 30 Jun 2020 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
34,567
|
$284,000 | — | 30 Jun 2020 |
Institutional Holders of Nuveen Preferred & Income Opportunities Fund - COM (JPC) as of Q3 2020
As of 30 Sep 2020,
Nuveen Preferred & Income Opportunities Fund - COM (JPC) was held by
115 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
15,958,361 shares.
The largest 10 holders included
Bramshill Investments, LLC, MORGAN STANLEY, COHEN & STEERS, INC., Invesco Ltd., IBEX WEALTH ADVISORS, WELLS FARGO & COMPANY/MN, Brinker Capital Investments, LLC, PROTECTIVE LIFE CORP, RAYMOND JAMES & ASSOCIATES, and SIT INVESTMENT ASSOCIATES INC.
This page lists
115
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
109
Q3 2020 holders
115
Holder diff
6
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.