What does CUSIP 67073B106 represent in this 13F holders report?

CUSIP 67073B106 is the security identifier for JPC - Nuveen Preferred & Income Opportunities Fund - COM used to aggregate holder disclosures.

How many institutions held JPC - Nuveen Preferred & Income Opportunities Fund - COM in Q3 2019?

115 institutional investors reported JPC - Nuveen Preferred & Income Opportunities Fund - COM for Q3 2019. Use the holders table for investor-level position and value details.

Nuveen Preferred & Income Opportunities Fund - COM (JPC)

CUSIP: 67073B106

Q3 2019 13F Holders as of 30 Sep 2019

Type / Class: Equity / COM
Total 13F shares: 13,499,050
Share change: -314,155
Total reported value: $135,655,173
Price per share: $10.05
Number of holders: 115
Value change: -$3,134,831
Number of buys: 54
Number of sells: 39

Quarterly Holders Quick Answers

What is CUSIP 67073B106?
CUSIP 67073B106 identifies JPC - Nuveen Preferred & Income Opportunities Fund - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2019
Previous quarter: Q2 2019

Recent filing periods for CUSIP 67073B106:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of JPC - Nuveen Preferred & Income Opportunities Fund - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	— class O/S missing	1,363,335	$13,511,000	—	30 Jun 2019	13F
COHEN & STEERS, INC.	13F	Company	— class O/S missing	1,342,782	$13,307,000	—	30 Jun 2019	13F
Invesco Ltd.	13F	Company	— class O/S missing	1,258,166	$12,469,000	—	30 Jun 2019	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	906,282	$8,982,000	—	30 Jun 2019	13F
Orion Porfolio Solutions, LLC	13F	Company	— class O/S missing	676,188	$6,701,000	—	30 Jun 2019	13F
Oxbow Advisors, LLC	13F	Company	— class O/S missing	634,534	$6,288,000	—	30 Jun 2019	13F
FIRST FOUNDATION ADVISORS	13F	Company	— class O/S missing	491,942	$4,875,000	—	30 Jun 2019	13F
PROTECTIVE LIFE CORP	13F	Company	— class O/S missing	440,000	$4,360,000	—	30 Jun 2019	13F
UBS Group AG	13F	Company	— class O/S missing	345,666	$3,426,000	—	30 Jun 2019	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	— class O/S missing	337,602	$3,346,000	—	30 Jun 2019	13F
Private Advisor Group, LLC	13F	Company	— class O/S missing	316,111	$3,123,000	—	30 Jun 2019	13F
Orinda Asset Management LLC	13F	Company	— class O/S missing	305,783	$3,030,000	—	30 Jun 2019	13F
IBEX WEALTH ADVISORS	13F	Company	— class O/S missing	275,493	$2,730,000	—	30 Jun 2019	13F
Curi Capital, LLC	13F	Company	— class O/S missing	274,549	$2,721,000	—	30 Jun 2019	13F
LPL Financial LLC	13F	Company	— class O/S missing	263,237	$2,609,000	—	30 Jun 2019	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	231,191	$2,291,000	—	30 Jun 2019	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	228,447	$2,264,000	—	30 Jun 2019	13F
AMERIPRISE FINANCIAL INC	13F	Company	— class O/S missing	227,299	$2,253,000	—	30 Jun 2019	13F
Cetera Advisor Networks LLC	13F	Company	— class O/S missing	222,990	$2,210,000	—	30 Jun 2019	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	222,654	$2,207,000	—	30 Jun 2019	13F
DIXON HUBARD FEINOUR & BROWN INC/VA	13F	Company	— class O/S missing	206,150	$2,043,000	—	30 Jun 2019	13F
FIRST TRUST ADVISORS LP	13F	Company	— class O/S missing	197,722	$1,959,000	—	30 Jun 2019	13F
TCG Advisors, LP	13F	Company	— class O/S missing	186,431	$1,838,000	—	30 Jun 2019	13F
Claybrook Capital, LLC	13F	Company	— class O/S missing	176,945	$1,754,000	—	30 Jun 2019	13F
E&G Advisors, LP	13F	Company	— class O/S missing	175,500	$1,739,000	—	30 Jun 2019	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	136,288	$1,358,000	—	30 Jun 2019	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	123,428	$1,222,000	—	30 Jun 2019	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	122,890	$1,218,000	—	30 Jun 2019	13F
Capital Investment Advisors, LLC	13F	Company	— class O/S missing	119,617	$1,185,000	—	30 Jun 2019	13F
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV	13F	Company	— class O/S missing	114,031	$1,130,000	—	30 Jun 2019	13F
BENJAMIN F. EDWARDS & COMPANY, INC.	13F	Company	— class O/S missing	113,320	$1,123,000	—	30 Jun 2019	13F
Advisor Group, Inc.	13F	Company	— class O/S missing	103,523	$1,025,000	—	30 Jun 2019	13F
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV	13F	Company	— class O/S missing	91,500	$907,000	—	30 Jun 2019	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	88,990	$882,000	—	30 Jun 2019	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	— class O/S missing	83,920	$832,000	—	30 Jun 2019	13F
PRELUDE CAPITAL MANAGEMENT, LLC	13F	Company	— class O/S missing	75,000	$743,000	—	30 Jun 2019	13F
Veritable, L.P.	13F	Company	— class O/S missing	75,000	$743,000	—	30 Jun 2019	13F
Steward Partners Investment Advisory, LLC	13F	Company	— class O/S missing	71,111	$704,000	—	30 Jun 2019	13F
Arcus Capital Partners, LLC	13F	Company	— class O/S missing	59,110	$586,000	—	30 Jun 2019	13F
WEDBUSH SECURITIES INC	13F	Company	— class O/S missing	56,617	$561,000	—	30 Jun 2019	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	— class O/S missing	52,599	$521,000	—	30 Jun 2019	13F
MERIDIAN INVESTMENT COUNSEL INC.	13F	Company	— class O/S missing	51,550	$511,000	—	30 Jun 2019	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	48,686	$482,000	—	30 Jun 2019	13F
Jackson Hole Capital Partners, LLC	13F	Company	— class O/S missing	43,496	$431,000	—	30 Jun 2019	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	— class O/S missing	42,208	$418,000	—	30 Jun 2019	13F
Mosaic Family Wealth, LLC	13F	Company	— class O/S missing	40,561	$402,000	—	30 Jun 2019	13F
Edge Wealth Management LLC	13F	Company	— class O/S missing	40,816	$401,000	—	30 Jun 2019	13F
AVANTAX ADVISORY SERVICES, INC.	13F	Company	— class O/S missing	39,510	$392,000	—	30 Jun 2019	13F
NOESIS CAPITAL MANGEMENT CORP	13F	Company	— class O/S missing	32,700	$324,000	—	30 Jun 2019	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	32,280	$319,000	—	30 Jun 2019	13F

Institutional Holders of Nuveen Preferred & Income Opportunities Fund - COM (JPC) as of Q3 2019

As of 30 Sep 2019, Nuveen Preferred & Income Opportunities Fund - COM (JPC) was held by 115 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 13,499,050 shares. The largest 10 holders included MORGAN STANLEY, COHEN & STEERS, INC., Invesco Ltd., CLS Investments, LLC, Oxbow Advisors, LLC, WELLS FARGO & COMPANY/MN, PROTECTIVE LIFE CORP, Parametric Portfolio Associates LLC, Private Advisor Group, LLC, and RAYMOND JAMES & ASSOCIATES. This page lists 115 institutional shareholders reporting positions in this security for the Q3 2019 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2019 vs Q2 2019 Across Filers

Q2 2019 holders

112

Q3 2019 holders

115

Holder diff

Investor	Q2 2019 Shares	Q3 2019 Shares	Share Diff	Share Chg %	Q2 2019 Value $	Q3 2019 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.