Nuveen Preferred & Income Opportunities Fund - COM (JPC)
CUSIP: 67073B106
Q1 2018 13F Holders as of 31 Mar 2018
- Type / Class
- Equity / COM
- Total 13F shares
- 12,984,789
- Share change
- -1,618,813
- Total reported value
- $129,975,253
- Price per share
- $10.01
- Number of holders
- 101
- Value change
- -$16,612,860
- Number of buys
- 43
- Number of sells
- 53
Quarterly Holders Quick Answers
What is CUSIP 67073B106?
CUSIP 67073B106 identifies JPC - Nuveen Preferred & Income Opportunities Fund - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67073B106:
Top shareholders of JPC - Nuveen Preferred & Income Opportunities Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,203,089
|
$12,440,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,128,976
|
$11,674,000 | — | 31 Dec 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,128,031
|
$11,664,000 | — | 31 Dec 2017 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
962,908
|
$9,957,000 | — | 31 Dec 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
667,423
|
$6,901,000 | — | 31 Dec 2017 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
622,038
|
$6,432,000 | — | 31 Dec 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
577,545
|
$5,972,000 | — | 31 Dec 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
570,400
|
$5,898,000 | — | 31 Dec 2017 | |
| AEGON ASSET MANAGEMENT UK PLC |
13F
|
Company |
—
class O/S missing
|
564,261
|
$5,834,000 | — | 31 Dec 2017 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
491,260
|
$5,080,000 | — | 31 Dec 2017 | |
| JANUS HENDERSON GROUP PLC |
13F
|
Company |
—
class O/S missing
|
445,717
|
$4,609,000 | — | 31 Dec 2017 | |
| Orion Porfolio Solutions, LLC |
13F
|
Company |
—
class O/S missing
|
440,712
|
$4,557,000 | — | 31 Dec 2017 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
386,555
|
$3,997,000 | — | 31 Dec 2017 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
335,732
|
$3,471,000 | — | 31 Dec 2017 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
324,685
|
$3,318,000 | — | 31 Dec 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
317,808
|
$3,286,000 | — | 31 Dec 2017 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
—
class O/S missing
|
265,650
|
$2,747,000 | — | 31 Dec 2017 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
242,591
|
$2,508,000 | — | 31 Dec 2017 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
234,081
|
$2,420,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
205,756
|
$2,127,000 | — | 31 Dec 2017 | |
| Gerber Kawasaki Wealth & Investment Management |
13F
|
Company |
—
class O/S missing
|
201,921
|
$2,087,000 | — | 31 Dec 2017 | |
| E&G Advisors, LP |
13F
|
Company |
—
class O/S missing
|
193,500
|
$2,001,000 | — | 31 Dec 2017 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
190,571
|
$1,971,000 | — | 31 Dec 2017 | |
| Laurion Capital Management LP |
13F
|
Company |
—
class O/S missing
|
173,479
|
$1,794,000 | — | 31 Dec 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
165,113
|
$1,707,000 | — | 31 Dec 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
152,812
|
$1,580,000 | — | 31 Dec 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
143,690
|
$1,483,000 | — | 31 Dec 2017 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
130,476
|
$1,349,000 | — | 31 Dec 2017 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
—
class O/S missing
|
112,963
|
$1,171,000 | — | 31 Dec 2017 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
—
class O/S missing
|
110,817
|
$1,146,000 | — | 31 Dec 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
100,465
|
$1,039,000 | — | 31 Dec 2017 | |
| INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV |
13F
|
Company |
—
class O/S missing
|
97,920
|
$1,012,000 | — | 31 Dec 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
97,665
|
$1,005,000 | — | 31 Dec 2017 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
94,887
|
$981,000 | — | 31 Dec 2017 | |
| Global Endowment Management, LP |
13F
|
Company |
—
class O/S missing
|
75,800
|
$784,000 | — | 31 Dec 2017 | |
| Veritable, L.P. |
13F
|
Company |
—
class O/S missing
|
75,000
|
$776,000 | — | 31 Dec 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
74,186
|
$767,000 | — | 31 Dec 2017 | |
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
73,439
|
$759,000 | — | 31 Dec 2017 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
73,728
|
$719,000 | — | 31 Dec 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
66,256
|
$685,000 | — | 31 Dec 2017 | |
| XML SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
54,293
|
$561,000 | — | 31 Dec 2017 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
—
class O/S missing
|
53,550
|
$554,000 | — | 31 Dec 2017 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
46,149
|
$477,000 | — | 31 Dec 2017 | |
| NOESIS CAPITAL MANGEMENT CORP |
13F
|
Company |
—
class O/S missing
|
42,950
|
$444,000 | — | 31 Dec 2017 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
42,033
|
$435,000 | — | 31 Dec 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
37,286
|
$385,000 | — | 31 Dec 2017 | |
| Jefferies Group LLC |
13F
|
Company |
—
class O/S missing
|
35,030
|
$362,000 | — | 31 Dec 2017 | |
| Ausdal Financial Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
34,508
|
$357,000 | — | 31 Dec 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
31,909
|
$330,000 | — | 31 Dec 2017 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
31,529
|
$326,000 | — | 31 Dec 2017 |
Institutional Holders of Nuveen Preferred & Income Opportunities Fund - COM (JPC) as of Q1 2018
As of 31 Mar 2018,
Nuveen Preferred & Income Opportunities Fund - COM (JPC) was held by
101 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
12,984,789 shares.
The largest 10 holders included
MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Invesco Ltd., COHEN & STEERS INC, PARAMETRIC PORTFOLIO ASSOCIATES LLC, KAMES CAPITAL plc, RMB Capital Management, LLC, JANUS HENDERSON GROUP PLC, FIRST FOUNDATION ADVISORS, and BANK OF AMERICA CORP /DE/.
This page lists
101
institutional shareholders reporting positions in this security
for the Q1 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
111
Q1 2018 holders
101
Holder diff
-10
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.