Nuveen Preferred & Income Opportunities Fund - COM (JPC)
CUSIP: 67073B106
Q2 2014 13F Holders as of 30 Jun 2014
- Type / Class
- Equity / COM
- Total 13F shares
- 13,308,583
- Share change
- -1,101,033
- Total reported value
- $129,093,548
- Price per share
- $9.70
- Number of holders
- 87
- Value change
- -$10,310,639
- Number of buys
- 42
- Number of sells
- 34
Quarterly Holders Quick Answers
What is CUSIP 67073B106?
CUSIP 67073B106 identifies JPC - Nuveen Preferred & Income Opportunities Fund - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67073B106:
Top shareholders of JPC - Nuveen Preferred & Income Opportunities Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
1,577,181
|
$14,652,000 | — | 31 Mar 2014 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,542,270
|
$14,328,000 | — | 31 Mar 2014 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,281,492
|
$11,905,000 | — | 31 Mar 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,034,734
|
$9,613,000 | — | 31 Mar 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
1,033,134
|
$9,597,000 | — | 31 Mar 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
1,030,330
|
$9,572,000 | — | 31 Mar 2014 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
699,427
|
$6,498,000 | — | 31 Mar 2014 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
669,279
|
$6,218,000 | — | 31 Mar 2014 | |
| NEWGATE CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
417,438
|
$3,878,000 | — | 31 Mar 2014 | |
| TRUST & FIDUCIARY MANAGEMENT SERVICES INC |
13F
|
Company |
—
class O/S missing
|
381,545
|
$3,544,000 | — | 31 Mar 2014 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
312,733
|
$2,905,000 | — | 31 Mar 2014 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
275,444
|
$2,559,000 | — | 31 Mar 2014 | |
| Algebris Investments (UK) LLP |
13F
|
Company |
—
class O/S missing
|
260,000
|
$2,415,000 | — | 31 Mar 2014 | |
| UBS AG |
13F
|
Company |
—
class O/S missing
|
254,246
|
$2,362,000 | — | 31 Mar 2014 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
235,649
|
$2,188,000 | — | 31 Mar 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
215,882
|
$2,006,000 | — | 31 Mar 2014 | |
| Saba Capital Management, L.P. |
13F
|
Company |
—
class O/S missing
|
197,633
|
$1,836,000 | — | 31 Mar 2014 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
196,285
|
$1,823,488 | — | 31 Mar 2014 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
187,194
|
$1,739,000 | — | 31 Mar 2014 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
162,722
|
$1,512,000 | — | 31 Mar 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
160,968
|
$1,495,000 | — | 31 Mar 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
148,740
|
$1,382,000 | — | 31 Mar 2014 | |
| Edge Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
127,992
|
$1,189,000 | — | 31 Mar 2014 | |
| TFS CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
120,241
|
$1,117,000 | — | 31 Mar 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
111,475
|
$1,036,000 | — | 31 Mar 2014 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
97,643
|
$908,000 | — | 31 Mar 2014 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
92,260
|
$857,000 | — | 31 Mar 2014 | |
| Robert W. Baird & Co. Inc |
13F
|
Company |
—
class O/S missing
|
92,020
|
$855,000 | — | 31 Mar 2014 | |
| Global Endowment Management, LP |
13F
|
Company |
—
class O/S missing
|
75,800
|
$704,000 | — | 31 Mar 2014 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
—
class O/S missing
|
74,450
|
$692,000 | — | 31 Mar 2014 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
—
class O/S missing
|
73,515
|
$683,000 | — | 31 Mar 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
72,394
|
$673,000 | — | 31 Mar 2014 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
—
class O/S missing
|
70,246
|
$653,000 | — | 31 Mar 2014 | |
| Jefferies Group LLC |
13F
|
Company |
—
class O/S missing
|
70,000
|
$650,000 | — | 31 Mar 2014 | |
| VSR Financial Services, Inc. |
13F
|
Company |
—
class O/S missing
|
64,982
|
$604,000 | — | 31 Mar 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
62,544
|
$581,000 | — | 31 Mar 2014 | |
| NOESIS CAPITAL MANGEMENT CORP |
13F
|
Company |
—
class O/S missing
|
59,125
|
$549,000 | — | 31 Mar 2014 | |
| Pine River Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
52,881
|
$493,000 | — | 31 Mar 2014 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
51,241
|
$476,000 | — | 31 Mar 2014 | |
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
50,420
|
$468,000 | — | 31 Mar 2014 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
—
class O/S missing
|
50,100
|
$465,000 | — | 31 Mar 2014 | |
| CHARTIST INC /CA/ |
13F
|
Company |
—
class O/S missing
|
20,000
|
$458,000 | — | 31 Mar 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
38,623
|
$359,000 | — | 31 Mar 2014 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
38,491
|
$358,000 | — | 31 Mar 2014 | |
| OTA Financial Group L.P. |
13F
|
Company |
—
class O/S missing
|
37,401
|
$347,000 | — | 31 Mar 2014 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
34,723
|
$323,000 | — | 31 Mar 2014 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
—
class O/S missing
|
32,612
|
$302,966 | — | 31 Mar 2014 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
32,361
|
$301,000 | — | 31 Mar 2014 | |
| ANCHOR CAPITAL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
30,000
|
$279,000 | — | 31 Mar 2014 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
26,730
|
$248,000 | — | 31 Mar 2014 |
Institutional Holders of Nuveen Preferred & Income Opportunities Fund - COM (JPC) as of Q2 2014
As of 30 Jun 2014,
Nuveen Preferred & Income Opportunities Fund - COM (JPC) was held by
87 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
13,308,583 shares.
The largest 10 holders included
Invesco Ltd., COHEN & STEERS INC, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Advisors Asset Management, Inc., Parametric Portfolio Associates LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, GUGGENHEIM CAPITAL LLC, TRUST & FIDUCIARY MANAGEMENT SERVICES INC, and UBS AG.
This page lists
87
institutional shareholders reporting positions in this security
for the Q2 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2014 vs Q1 2014 Across Filers
Q1 2014 holders
89
Q2 2014 holders
87
Holder diff
-2
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 Value $ | Q2 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.