What does CUSIP 67073B106 represent in this 13F holders report?

CUSIP 67073B106 is the security identifier for JPC - Nuveen Preferred & Income Opportunities Fund - COM used to aggregate holder disclosures.

How many institutions held JPC - Nuveen Preferred & Income Opportunities Fund - COM in Q1 2014?

89 institutional investors reported JPC - Nuveen Preferred & Income Opportunities Fund - COM for Q1 2014. Use the holders table for investor-level position and value details.

Nuveen Preferred & Income Opportunities Fund - COM (JPC)

CUSIP: 67073B106

Q1 2014 13F Holders as of 31 Mar 2014

Type / Class: Equity / COM
Total 13F shares: 14,434,019
Share change: -572,910
Total reported value: $134,094,248
Price per share: $9.29
Number of holders: 89
Value change: -$5,295,518
Number of buys: 40
Number of sells: 39

Quarterly Holders Quick Answers

What is CUSIP 67073B106?
CUSIP 67073B106 identifies JPC - Nuveen Preferred & Income Opportunities Fund - COM in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2014
Previous quarter: Q4 2013

Recent filing periods for CUSIP 67073B106:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of JPC - Nuveen Preferred & Income Opportunities Fund - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Invesco Ltd.	13F	Company	— class O/S missing	1,586,159	$14,069,000	—	31 Dec 2013	13F
COHEN & STEERS, INC.	13F	Company	— class O/S missing	1,537,738	$13,640,000	—	31 Dec 2013	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	1,417,732	$12,576,000	—	31 Dec 2013	13F
MORGAN STANLEY	13F	Company	— class O/S missing	1,347,181	$11,949,000	—	31 Dec 2013	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	1,108,840	$9,835,000	—	31 Dec 2013	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	1,097,042	$9,730,000	—	31 Dec 2013	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	— class O/S missing	736,491	$6,533,000	—	31 Dec 2013	13F
NEWGATE CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	703,333	$6,239,000	—	31 Dec 2013	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	— class O/S missing	584,620	$5,186,000	—	31 Dec 2013	13F
TRUST & FIDUCIARY MANAGEMENT SERVICES INC	13F	Company	— class O/S missing	336,132	$2,981,000	—	31 Dec 2013	13F
UBS AG	13F	Company	— class O/S missing	308,330	$2,735,000	—	31 Dec 2013	13F
Algebris Investments (UK) LLP	13F	Company	— class O/S missing	260,000	$2,306,000	—	31 Dec 2013	13F
LPL Financial LLC	13F	Company	— class O/S missing	241,214	$2,140,000	—	31 Dec 2013	13F
SIT INVESTMENT ASSOCIATES INC	13F	Company	— class O/S missing	229,765	$2,038,000	—	31 Dec 2013	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	216,225	$1,918,000	—	31 Dec 2013	13F
Cetera Advisor Networks LLC	13F	Company	— class O/S missing	202,248	$1,786,000	—	31 Dec 2013	13F
Saba Capital Management, L.P.	13F	Company	— class O/S missing	197,633	$1,753,000	—	31 Dec 2013	13F
AQR CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	186,025	$1,650,000	—	31 Dec 2013	13F
Capital Investment Advisors, LLC	13F	Company	— class O/S missing	185,263	$1,643,000	—	31 Dec 2013	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	170,031	$1,508,000	—	31 Dec 2013	13F
CREDIT SUISSE AG/	13F	Company	— class O/S missing	162,722	$1,443,000	—	31 Dec 2013	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	142,719	$1,266,000	—	31 Dec 2013	13F
Edge Wealth Management LLC	13F	Company	— class O/S missing	116,325	$1,031,000	—	31 Dec 2013	13F
GOLDMAN SACHS GROUP INC	13F	Company	— class O/S missing	102,009	$905,000	—	31 Dec 2013	13F
Robert W. Baird & Co. Inc	13F	Company	— class O/S missing	97,138	$862,000	—	31 Dec 2013	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	93,986	$833,000	—	31 Dec 2013	13F
OPPENHEIMER & CO INC	13F	Company	— class O/S missing	87,927	$780,000	—	31 Dec 2013	13F
Pine River Capital Management L.P.	13F	Company	— class O/S missing	87,031	$773,000	—	31 Dec 2013	13F
MERIDIAN INVESTMENT COUNSEL INC.	13F	Company	— class O/S missing	79,242	$703,000	—	31 Dec 2013	13F
Index Management Solutions, LLC	13F	Company	— class O/S missing	77,007	$683,000	—	31 Dec 2013	13F
FIRST FOUNDATION ADVISORS	13F	Company	— class O/S missing	76,489	$678,000	—	31 Dec 2013	13F
Global Endowment Management, LP	13F	Company	— class O/S missing	75,800	$672,000	—	31 Dec 2013	13F
VSR Financial Services, Inc.	13F	Company	— class O/S missing	71,442	$634,000	—	31 Dec 2013	13F
Cutter & CO Brokerage, Inc.	13F	Company	— class O/S missing	70,021	$621,000	—	31 Dec 2013	13F
Jefferies Group LLC	13F	Company	— class O/S missing	70,000	$621,000	—	31 Dec 2013	13F
NOESIS CAPITAL MANGEMENT CORP	13F	Company	— class O/S missing	64,175	$569,000	—	31 Dec 2013	13F
SG Americas Securities, LLC	13F	Company	— class O/S missing	63,912	$567,000	—	31 Dec 2013	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	57,174	$508,000	—	31 Dec 2013	13F
Oxbow Advisors, LLC	13F	Company	— class O/S missing	52,320	$464,000	—	31 Dec 2013	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	— class O/S missing	50,787	$450,000	—	31 Dec 2013	13F
FIRST TRUST ADVISORS LP	13F	Company	— class O/S missing	49,484	$439,000	—	31 Dec 2013	13F
DOLIVER ADVISORS, LP	13F	Company	— class O/S missing	45,993	$408,000	—	31 Dec 2013	13F
NATIONAL PLANNING CORP	13F	Company	— class O/S missing	45,877	$408,000	—	31 Dec 2013	13F
Commonwealth Equity Services, Inc	13F	Company	— class O/S missing	45,163	$401,000	—	31 Dec 2013	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	— class O/S missing	38,356	$340,000	—	31 Dec 2013	13F
DIXON HUBARD FEINOUR & BROWN INC/VA	13F	Company	— class O/S missing	37,500	$333,000	—	31 Dec 2013	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	30,786	$273,000	—	31 Dec 2013	13F
Winslow, Evans & Crocker, Inc.	13F	Company	— class O/S missing	29,155	$259,000	—	31 Dec 2013	13F
ROBINSON CAPITAL MANAGEMENT, LLC	13F	Company	— class O/S missing	25,000	$249,000	—	31 Dec 2013	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	25,647	$227,000	—	31 Dec 2013	13F

Institutional Holders of Nuveen Preferred & Income Opportunities Fund - COM (JPC) as of Q1 2014

As of 31 Mar 2014, Nuveen Preferred & Income Opportunities Fund - COM (JPC) was held by 89 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 14,434,019 shares. The largest 10 holders included COHEN & STEERS INC, Invesco Ltd., MORGAN STANLEY, WELLS FARGO & COMPANY/MN, GUGGENHEIM CAPITAL LLC, Advisors Asset Management, Inc., RIVERNORTH CAPITAL MANAGEMENT, LLC, Parametric Portfolio Associates LLC, NEWGATE CAPITAL MANAGEMENT LLC, and TRUST & FIDUCIARY MANAGEMENT SERVICES INC. This page lists 89 institutional shareholders reporting positions in this security for the Q1 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2014 vs Q4 2013 Across Filers

Q4 2013 holders

Q1 2014 holders

Holder diff

-1

Investor	Q4 2013 Shares	Q1 2014 Shares	Share Diff	Share Chg %	Q4 2013 Value $	Q1 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.