- Type / Class
- Equity / COM
- Total 13F shares
- 18,339,437
- Share change
- +1,595,452
- Total reported value
- $184,291,432
- Price per share
- $10.05
- Number of holders
- 77
- Value change
- +$15,929,960
- Number of buys
- 32
- Number of sells
- 29
Quarterly Holders Quick Answers
What is CUSIP 67072T108?
CUSIP 67072T108 identifies JFR - NUVEEN FLOATING RATE INCOME FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67072T108:
Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BAILLIE GIFFORD & CO |
13F
|
Company |
—
class O/S missing
|
2,750,000
|
$29,535,000 | — | 30 Jun 2015 | |
| RESTRUCTURING CAPITAL ASSOCIATES LP |
13F
|
Company |
—
class O/S missing
|
2,238,553
|
$24,042,000 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,707,979
|
$18,344,000 | — | 30 Jun 2015 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,197,438
|
$12,860,000 | — | 30 Jun 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
1,037,065
|
$11,137,000 | — | 30 Jun 2015 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
1,007,184
|
$10,770,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
982,954
|
$10,557,000 | — | 30 Jun 2015 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
526,681
|
$5,657,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
427,343
|
$4,590,000 | — | 30 Jun 2015 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
427,000
|
$4,586,000 | — | 30 Jun 2015 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
384,744
|
$4,132,000 | — | 30 Jun 2015 | |
| Trust Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
380,745
|
$4,089,000 | — | 30 Jun 2015 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
358,201
|
$3,847,000 | — | 30 Jun 2015 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
351,547
|
$3,776,000 | — | 30 Jun 2015 | |
| NEWGATE CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
314,673
|
$3,361,000 | — | 30 Jun 2015 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
297,202
|
$3,192,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
218,236
|
$2,344,000 | — | 30 Jun 2015 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
211,804
|
$2,275,000 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
193,756
|
$2,096,000 | — | 30 Jun 2015 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
173,086
|
$1,859,000 | — | 30 Jun 2015 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
153,265
|
$1,646,000 | — | 30 Jun 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
143,973
|
$1,546,000 | — | 30 Jun 2015 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
132,672
|
$1,425,000 | — | 30 Jun 2015 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
112,868
|
$1,212,000 | — | 30 Jun 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
102,671
|
$1,102,000 | — | 30 Jun 2015 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
100,710
|
$1,082,000 | — | 30 Jun 2015 | |
| DRW Securities, LLC |
13F
|
Company |
—
class O/S missing
|
89,877
|
$965,000 | — | 30 Jun 2015 | |
| CONNING INC. |
13F
|
Company |
—
class O/S missing
|
85,900
|
$923,000 | — | 30 Jun 2015 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
84,842
|
$911,000 | — | 30 Jun 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
76,484
|
$821,000 | — | 30 Jun 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
70,480
|
$757,000 | — | 30 Jun 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
68,695
|
$738,000 | — | 30 Jun 2015 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
55,685
|
$598,000 | — | 30 Jun 2015 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
45,300
|
$487,000 | — | 30 Jun 2015 | |
| Coe Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
40,000
|
$429,600 | — | 30 Jun 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
35,269
|
$379,000 | — | 30 Jun 2015 | |
| TIEMANN INVESTMENT ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
34,098
|
$366,000 | — | 30 Jun 2015 | |
| SHEETS SMITH WEALTH MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
34,000
|
$365,000 | — | 30 Jun 2015 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
33,100
|
$355,000 | — | 30 Jun 2015 | |
| ZAZOVE ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
32,071
|
$344,000 | — | 30 Jun 2015 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
30,371
|
$325,000 | — | 30 Jun 2015 | |
| Allen Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
30,144
|
$324,000 | — | 30 Jun 2015 | |
| Swift Run Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
23,000
|
$247,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
22,411
|
$240,000 | — | 30 Jun 2015 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
19,799
|
$212,641 | — | 30 Jun 2015 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
17,659
|
$190,000 | — | 30 Jun 2015 | |
| Carnegie Investment Counsel |
13F
|
Company |
—
class O/S missing
|
17,500
|
$188,000 | — | 30 Jun 2015 | |
| BHF Kleinwort Benson Group S.A. |
13F
|
Company |
—
class O/S missing
|
15,000
|
$161,000 | — | 30 Jun 2015 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
14,822
|
$159,000 | — | 30 Jun 2015 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
12,650
|
$135,000 | — | 30 Jun 2015 |
Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q3 2015
As of 30 Sep 2015,
NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by
77 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
18,339,437 shares.
The largest 10 holders included
BAILLIE GIFFORD & CO, RESTRUCTURING CAPITAL ASSOCIATES LP, Invesco Ltd., MORGAN STANLEY, BANK OF AMERICA CORP /DE/, GUGGENHEIM CAPITAL LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, MARINER INVESTMENT GROUP LLC, UNITED CAPITAL FINANCIAL ADVISERS, LLC, and UBS Group AG.
This page lists
77
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
73
Q3 2015 holders
77
Holder diff
4
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.