Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX)
CUSIP: 6706EW100
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / COM
- Total 13F shares
- 3,237,864
- Share change
- +354,279
- Total reported value
- $47,927,652
- Price per share
- $14.82
- Number of holders
- 36
- Value change
- +$5,220,318
- Number of buys
- 17
- Number of sells
- 16
Quarterly Holders Quick Answers
What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM in SEC institutional holdings data.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 6706EW100:
Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
775,866
|
$11,172,000 | — | 31 Dec 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
412,223
|
$5,936,000 | — | 31 Dec 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
268,409
|
$3,865,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
214,016
|
$3,082,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
203,041
|
$2,923,000 | — | 31 Dec 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
199,098
|
$2,867,000 | — | 31 Dec 2016 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
169,557
|
$2,442,000 | — | 31 Dec 2016 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
87,878
|
$1,265,000 | — | 31 Dec 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
79,949
|
$1,150,000 | — | 31 Dec 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
72,791
|
$1,142,000 | — | 31 Dec 2016 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
42,340
|
$610,000 | — | 31 Dec 2016 | |
| DAVENPORT & Co LLC |
13F
|
Company |
—
class O/S missing
|
40,402
|
$581,000 | — | 31 Dec 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
38,833
|
$559,000 | — | 31 Dec 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
38,619
|
$556,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
37,787
|
$544,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
32,206
|
$463,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
32,032
|
$461,000 | — | 31 Dec 2016 | |
| VICUS CAPITAL |
13F
|
Company |
—
class O/S missing
|
22,199
|
$320,000 | — | 31 Dec 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
22,125
|
$319,000 | — | 31 Dec 2016 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
17,310
|
$251,000 | — | 31 Dec 2016 | |
| Advocacy Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
15,815
|
$228,000 | — | 31 Dec 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
15,717
|
$226,000 | — | 31 Dec 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
9,600
|
$138,000 | — | 31 Dec 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
6,645
|
$96,000 | — | 31 Dec 2016 | |
| First Command Bank |
13F
|
Company |
—
class O/S missing
|
6,600
|
$95,000 | — | 31 Dec 2016 | |
| First Command Financial Services, Inc. |
13F
|
Company |
—
class O/S missing
|
6,600
|
$95,000 | — | 31 Dec 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
6,155
|
$89,000 | — | 31 Dec 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
4,000
|
$58,000 | — | 31 Dec 2016 | |
| SECURITY NATIONAL TRUST CO |
13F
|
Company |
—
class O/S missing
|
1,675
|
$24,000 | — | 31 Dec 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
1,235
|
$17,000 | — | 31 Dec 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
1,200
|
$17,000 | — | 31 Dec 2016 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
600
|
$9,000 | — | 31 Dec 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
500
|
$7,000 | — | 31 Dec 2016 | |
| SEI INVESTMENTS CO |
13F
|
Company |
—
class O/S missing
|
300
|
$4,000 | — | 31 Dec 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
—
class O/S missing
|
262
|
$4,000 | — | 31 Dec 2016 |
Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) as of Q1 2017
As of 31 Mar 2017,
Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) was held by
36 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,237,864 shares.
The largest 10 holders included
UBS Group AG, Invesco Ltd., WELLS FARGO & COMPANY/MN, Advisors Asset Management, Inc., Raymond James Financial Services Advisors, Inc., MORGAN STANLEY, LPL Financial LLC, NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, AMERIPRISE FINANCIAL INC, and Aviance Capital Partners, LLC.
This page lists
36
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
35
Q1 2017 holders
36
Holder diff
1
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.