Nuveen S&P 500 Dynamic Overwrite Fund - Common (SPXX)

CUSIP: 6706EW100

Q1 2017 13F Holders as of 31 Mar 2017

Security identity
Shares outstanding
137,551,818
Holder snapshot
Share change
+354,279
Reported price per share
$14.82
Number of holders
36
Value change
+$5,220,318
Number of buys
17
Number of sells
16

Security key

6706EW100

Report period

Q1 2017

Institutions

36

Top holders

10

Ownership snapshot

Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - Common (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
UBS Group AG
13D/G signal
Evidence rows
35
Latest as of
31 Dec 2016
13F Lead comparable stake: 0.56% Showing first 8 of 35 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
UBS Group AG
13F
Company
13F
0.56%
$11,172,000
775,866 shares
31 Dec 2016
Invesco Ltd.
13F
Company
13F
0.3%
$5,936,000
412,223 shares
31 Dec 2016
Advisors Asset Management, Inc.
13F
Company
13F
0.2%
$3,865,000
268,409 shares
31 Dec 2016
MORGAN STANLEY
13F
Company
13F
0.16%
$3,082,000
214,016 shares
31 Dec 2016
WELLS FARGO & COMPANY/MN
13F
Company
13F
0.15%
$2,923,000
203,041 shares
31 Dec 2016
Raymond James Financial Services Advisors, Inc.
13F
Company
13F
0.14%
$2,867,000
199,098 shares
31 Dec 2016
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
13F
0.12%
$2,442,000
169,557 shares
31 Dec 2016
Aviance Capital Partners, LLC
13F
Company
13F
0.06%
$1,265,000
87,878 shares
31 Dec 2016
Show 27 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
LPL Financial LLC
13F
Company
13F
0.06%
$1,150,000
79,949 shares
31 Dec 2016
AMERIPRISE FINANCIAL INC
13F
Company
13F
0.05%
$1,142,000
72,791 shares
31 Dec 2016
Sheaff Brock Investment Advisors, LLC
13F
Company
13F
0.03%
$610,000
42,340 shares
31 Dec 2016
DAVENPORT & Co LLC
13F
Company
13F
0.03%
$581,000
40,402 shares
31 Dec 2016
RAYMOND JAMES & ASSOCIATES
13F
Company
13F
0.03%
$559,000
38,833 shares
31 Dec 2016
GUGGENHEIM CAPITAL LLC
13F
Company
13F
0.03%
$556,000
38,619 shares
31 Dec 2016
BANK OF AMERICA CORP /DE/
13F
Company
13F
0.03%
$544,000
37,787 shares
31 Dec 2016
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
13F
0.02%
$463,000
32,206 shares
31 Dec 2016
ROYAL BANK OF CANADA
13F
Company
13F
0.02%
$461,000
32,032 shares
31 Dec 2016
VICUS CAPITAL
13F
Company
13F
0.02%
$320,000
22,199 shares
31 Dec 2016
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
13F
0.02%
$319,000
22,125 shares
31 Dec 2016
Private Advisor Group, LLC
13F
Company
13F
0.01%
$251,000
17,310 shares
31 Dec 2016
Advocacy Wealth Management, LLC
13F
Company
13F
0.01%
$228,000
15,815 shares
31 Dec 2016
D.A. DAVIDSON & CO.
13F
Company
13F
0.01%
$226,000
15,717 shares
31 Dec 2016
US BANCORP \DE\
13F
Company
13F
0.01%
$138,000
9,600 shares
31 Dec 2016
Thomas J. Herzfeld Advisors, Inc.
13F
Company
13F
0%
$96,000
6,645 shares
31 Dec 2016
First Command Bank
13F
Company
13F
0%
$95,000
6,600 shares
31 Dec 2016
First Command Financial Services, Inc.
13F
Company
13F
0%
$95,000
6,600 shares
31 Dec 2016
CITIGROUP INC
13F
Company
13F
0%
$89,000
6,155 shares
31 Dec 2016
North Star Investment Management Corp.
13F
Company
13F
0%
$58,000
4,000 shares
31 Dec 2016
SECURITY NATIONAL TRUST CO
13F
Company
13F
0%
$24,000
1,675 shares
31 Dec 2016
Geneos Wealth Management Inc.
13F
Company
13F
0%
$17,000
1,235 shares
31 Dec 2016
Advisor Group, Inc.
13F
Company
13F
0%
$17,000
1,200 shares
31 Dec 2016
Creative Planning
13F
Company
13F
0%
$9,000
600 shares
31 Dec 2016
IFP Advisors, Inc
13F
Company
13F
0%
$7,000
500 shares
31 Dec 2016
SEI INVESTMENTS CO
13F
Company
13F
0%
$4,000
300 shares
31 Dec 2016
NEXT Financial Group, Inc
13F
Company
13F
0%
$4,000
262 shares
31 Dec 2016
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2017

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
36
Shares
3,237,864
Rows loaded
36
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.

Compare Q1 2017 vs Q4 2016 Across Filers

Q4 2016 holders
35
Q1 2017 holders
36
Holder diff
1
Investor Q4 2016 Shares Q1 2017 Shares Share Diff Share Chg % Q4 2016 value Q1 2017 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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