Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX)
CUSIP: 6706EW100
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / COM
- Total 13F shares
- 2,883,585
- Share change
- -276,833
- Total reported value
- $41,615,000
- Price per share
- $14.40
- Number of holders
- 35
- Value change
- -$3,732,321
- Number of buys
- 18
- Number of sells
- 23
Quarterly Holders Quick Answers
What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 6706EW100:
Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
750,916
|
$10,333,000 | — | 30 Sep 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
464,731
|
$6,395,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
455,661
|
$6,270,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
217,738
|
$2,996,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
166,407
|
$2,289,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
126,850
|
$1,745,000 | — | 30 Sep 2016 | |
| Advocacy Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
106,425
|
$1,464,000 | — | 30 Sep 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
104,163
|
$1,433,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
79,563
|
$1,095,000 | — | 30 Sep 2016 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
79,401
|
$1,094,000 | — | 30 Sep 2016 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
63,835
|
$878,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
60,710
|
$820,000 | — | 30 Sep 2016 | |
| BANK OF NOVA SCOTIA |
13F
|
Company |
—
class O/S missing
|
59,147
|
$814,000 | — | 30 Sep 2016 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
48,025
|
$661,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
39,977
|
$550,000 | — | 30 Sep 2016 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
36,955
|
$509,000 | — | 30 Sep 2016 | |
| DAVENPORT & Co LLC |
13F
|
Company |
—
class O/S missing
|
33,322
|
$458,510 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
30,526
|
$449,000 | — | 30 Sep 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
33,625
|
$447,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
31,241
|
$430,000 | — | 30 Sep 2016 | |
| VICUS CAPITAL |
13F
|
Company |
—
class O/S missing
|
22,550
|
$310,000 | — | 30 Sep 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
21,347
|
$295,000 | — | 30 Sep 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
18,217
|
$250,000 | — | 30 Sep 2016 | |
| AVIANCE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
16,312
|
$224,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
14,731
|
$203,000 | — | 30 Sep 2016 | |
| Concert Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
13,401
|
$185,000 | — | 30 Sep 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
11,471
|
$158,000 | — | 30 Sep 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
10,150
|
$140,000 | — | 30 Sep 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
10,000
|
$138,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
6,155
|
$85,000 | — | 30 Sep 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
4,222
|
$59,000 | — | 30 Sep 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
2,000
|
$28,000 | — | 30 Sep 2016 | |
| Trust Co |
13F
|
Company |
—
class O/S missing
|
1,800
|
$25,000 | — | 30 Sep 2016 | |
| SECURITY NATIONAL TRUST CO |
13F
|
Company |
—
class O/S missing
|
1,675
|
$23,000 | — | 30 Sep 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
1,200
|
$17,000 | — | 30 Sep 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
1,235
|
$16,000 | — | 30 Sep 2016 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
600
|
$8,000 | — | 30 Sep 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
435
|
$6,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
405
|
$6,000 | — | 30 Sep 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
66
|
$1,000 | — | 30 Sep 2016 |
Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) as of Q4 2016
As of 31 Dec 2016,
Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) was held by
35 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,883,585 shares.
The largest 10 holders included
UBS Group AG, Invesco Ltd., Advisors Asset Management, Inc., MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Raymond James Financial Services Advisors, Inc., NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, Aviance Capital Partners, LLC, LPL Financial LLC, and AMERIPRISE FINANCIAL INC.
This page lists
35
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
41
Q4 2016 holders
35
Holder diff
-6
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.