Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX)
CUSIP: 6706EW100
Q2 2016 13F Holders as of 30 Jun 2016
- Type / Class
- Equity / COM
- Total 13F shares
- 3,766,273
- Share change
- -479,754
- Total reported value
- $50,921,149
- Price per share
- $13.52
- Number of holders
- 43
- Value change
- -$6,509,878
- Number of buys
- 17
- Number of sells
- 16
Quarterly Holders Quick Answers
What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 6706EW100:
Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
982,447
|
$13,086,000 | — | 31 Mar 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
555,932
|
$7,405,000 | — | 31 Mar 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
493,900
|
$6,579,000 | — | 31 Mar 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
449,199
|
$5,983,000 | — | 31 Mar 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
339,561
|
$4,523,000 | — | 31 Mar 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
263,466
|
$3,509,000 | — | 31 Mar 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
220,087
|
$2,931,000 | — | 31 Mar 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
159,910
|
$2,090,000 | — | 31 Mar 2016 | |
| Advocacy Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
148,642
|
$1,980,000 | — | 31 Mar 2016 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
108,825
|
$1,466,000 | — | 31 Mar 2016 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
90,903
|
$1,213,000 | — | 31 Mar 2016 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
90,546
|
$1,206,000 | — | 31 Mar 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
48,436
|
$645,000 | — | 31 Mar 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
38,523
|
$513,000 | — | 31 Mar 2016 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
37,961
|
$506,000 | — | 31 Mar 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
35,241
|
$469,000 | — | 31 Mar 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
30,930
|
$412,000 | — | 31 Mar 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
28,569
|
$381,000 | — | 31 Mar 2016 | |
| VICUS CAPITAL |
13F
|
Company |
—
class O/S missing
|
21,390
|
$285,000 | — | 31 Mar 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
16,878
|
$225,000 | — | 31 Mar 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
11,625
|
$155,000 | — | 31 Mar 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
11,318
|
$151,000 | — | 31 Mar 2016 | |
| AVIANCE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
10,159
|
$135,000 | — | 31 Mar 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
10,000
|
$133,000 | — | 31 Mar 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
10,000
|
$133,000 | — | 31 Mar 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
7,475
|
$99,000 | — | 31 Mar 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
7,155
|
$95,000 | — | 31 Mar 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
4,816
|
$65,000 | — | 31 Mar 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
2,000
|
$27,000 | — | 31 Mar 2016 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
—
class O/S missing
|
1,725
|
$23,000 | — | 31 Mar 2016 | |
| SECURITY NATIONAL TRUST CO |
13F
|
Company |
—
class O/S missing
|
1,675
|
$22,000 | — | 31 Mar 2016 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
1,200
|
$16,000 | — | 31 Mar 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
1,145
|
$15,000 | — | 31 Mar 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
1,065
|
$14,000 | — | 31 Mar 2016 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
600
|
$8,000 | — | 31 Mar 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
71
|
$1,000 | — | 31 Mar 2016 | |
| MassMutual Private Wealth & Trust, FSB |
13F
|
Company |
—
class O/S missing
|
11
|
$147 | — | 31 Mar 2016 |
Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) as of Q2 2016
As of 30 Jun 2016,
Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) was held by
43 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,766,273 shares.
The largest 10 holders included
Parametric Portfolio Associates LLC, UBS Group AG, Invesco Ltd., Advisors Asset Management, Inc., MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, Advocacy Wealth Management Services, LLC, WELLS FARGO & COMPANY/MN, Shaker Financial Services, LLC, and NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO.
This page lists
43
institutional shareholders reporting positions in this security
for the Q2 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2016 vs Q1 2016 Across Filers
Q1 2016 holders
38
Q2 2016 holders
43
Holder diff
5
| Investor | Q1 2016 Shares | Q2 2016 Shares | Share Diff | Share Chg % | Q1 2016 Value $ | Q2 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.