Nuveen S&P 500 Dynamic Overwrite Fund - Common (SPXX)

CUSIP: 6706EW100

Q2 2016 13F Holders as of 30 Jun 2016

Type / Class
Equity / Common
Shares outstanding
137,551,818
Total 13F shares
3,766,273
Share change
-479,754
Total reported value
$50,921,149
Price per share
$13.52
Number of holders
43
Value change
-$6,509,878
Number of buys
17
Number of sells
16

Security key

6706EW100

Report period

Q2 2016

Institutions

43

Top holders

10

Ownership snapshot

Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - Common (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
PARAMETRIC PORTFOLIO ASSO...
13D/G signal
Evidence rows
37
Latest as of
31 Mar 2016
13F Lead comparable stake: 0.71% Showing first 8 of 37 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
13F
0.71%
$13,086,000
982,447 shares
31 Mar 2016
Invesco Ltd.
13F
Company
13F
0.4%
$7,405,000
555,932 shares
31 Mar 2016
UBS Group AG
13F
Company
13F
0.36%
$6,579,000
493,900 shares
31 Mar 2016
Advisors Asset Management, Inc.
13F
Company
13F
0.33%
$5,983,000
449,199 shares
31 Mar 2016
MORGAN STANLEY
13F
Company
13F
0.25%
$4,523,000
339,561 shares
31 Mar 2016
GUGGENHEIM CAPITAL LLC
13F
Company
13F
0.19%
$3,509,000
263,466 shares
31 Mar 2016
WELLS FARGO & COMPANY/MN
13F
Company
13F
0.16%
$2,931,000
220,087 shares
31 Mar 2016
LPL Financial LLC
13F
Company
13F
0.12%
$2,090,000
159,910 shares
31 Mar 2016
Show 29 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
Advocacy Wealth Management, LLC
13F
Company
13F
0.11%
$1,980,000
148,642 shares
31 Mar 2016
Relative Value Partners Group, LLC
13F
Company
13F
0.08%
$1,466,000
108,825 shares
31 Mar 2016
Aviance Capital Partners, LLC
13F
Company
13F
0.07%
$1,213,000
90,903 shares
31 Mar 2016
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
13F
0.07%
$1,206,000
90,546 shares
31 Mar 2016
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
Company
13F
0.04%
$645,000
48,436 shares
31 Mar 2016
BANK OF AMERICA CORP /DE/
13F
Company
13F
0.03%
$513,000
38,523 shares
31 Mar 2016
Sheaff Brock Investment Advisors, LLC
13F
Company
13F
0.03%
$506,000
37,961 shares
31 Mar 2016
Raymond James Financial Services Advisors, Inc.
13F
Company
13F
0.03%
$469,000
35,241 shares
31 Mar 2016
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
Company
13F
0.02%
$412,000
30,930 shares
31 Mar 2016
RAYMOND JAMES & ASSOCIATES
13F
Company
13F
0.02%
$381,000
28,569 shares
31 Mar 2016
VICUS CAPITAL
13F
Company
13F
0.02%
$285,000
21,390 shares
31 Mar 2016
Thomas J. Herzfeld Advisors, Inc.
13F
Company
13F
0.01%
$225,000
16,878 shares
31 Mar 2016
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
13F
0.01%
$155,000
11,625 shares
31 Mar 2016
AMERIPRISE FINANCIAL INC
13F
Company
13F
0.01%
$151,000
11,318 shares
31 Mar 2016
AVIANCE CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.01%
$135,000
10,159 shares
31 Mar 2016
DEUTSCHE BANK AG\
13F
Company
13F
0.01%
$133,000
10,000 shares
31 Mar 2016
US BANCORP \DE\
13F
Company
13F
0.01%
$133,000
10,000 shares
31 Mar 2016
D.A. DAVIDSON & CO.
13F
Company
13F
0.01%
$99,000
7,475 shares
31 Mar 2016
CITIGROUP INC
13F
Company
13F
0.01%
$95,000
7,155 shares
31 Mar 2016
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
13F
0%
$65,000
4,816 shares
31 Mar 2016
North Star Investment Management Corp.
13F
Company
13F
0%
$27,000
2,000 shares
31 Mar 2016
Chicago Partners Investment Group LLC
13F
Company
13F
0%
$23,000
1,725 shares
31 Mar 2016
SECURITY NATIONAL TRUST CO
13F
Company
13F
0%
$22,000
1,675 shares
31 Mar 2016
AMERICAN INTERNATIONAL GROUP, INC.
13F
Company
13F
0%
$16,000
1,200 shares
31 Mar 2016
ROYAL BANK OF CANADA
13F
Company
13F
0%
$15,000
1,145 shares
31 Mar 2016
MSI Financial Services Inc
13F
Company
13F
0%
$14,000
1,065 shares
31 Mar 2016
Creative Planning
13F
Company
13F
0%
$8,000
600 shares
31 Mar 2016
Tower Research Capital LLC (TRC)
13F
Company
13F
0%
$1,000
71 shares
31 Mar 2016
MassMutual Private Wealth & Trust, FSB
13F
Company
13F
0%
$147
11 shares
31 Mar 2016
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q2 2016

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
43
Shares
3,766,273
Rows loaded
43
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q2 2016 vs Q1 2016 Across Filers

Q1 2016 holders
38
Q2 2016 holders
43
Holder diff
5
Investor Q1 2016 Shares Q2 2016 Shares Share Diff Share Chg % Q1 2016 value Q2 2016 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Here you can make detailed settings or revoke your consent (in part if necessary) with effect for the future. For further information, please refer to our Privacy Policy .