Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX)
CUSIP: 6706EW100
Q1 2016 13F Holders as of 31 Mar 2016
- Type / Class
- Equity / COM
- Total 13F shares
- 4,243,827
- Share change
- -64,504
- Total reported value
- $56,505,147
- Price per share
- $13.32
- Number of holders
- 38
- Value change
- -$882,363
- Number of buys
- 15
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 6706EW100:
Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
982,447
|
$13,234,000 | — | 31 Dec 2015 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
603,170
|
$8,125,000 | — | 31 Dec 2015 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
581,985
|
$7,839,000 | — | 31 Dec 2015 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
383,028
|
$5,160,000 | — | 31 Dec 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
293,547
|
$3,954,000 | — | 31 Dec 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
289,931
|
$3,905,000 | — | 31 Dec 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
264,639
|
$3,564,000 | — | 31 Dec 2015 | |
| Advocacy Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
159,570
|
$2,152,000 | — | 31 Dec 2015 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
120,893
|
$1,628,000 | — | 31 Dec 2015 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
117,732
|
$1,579,000 | — | 31 Dec 2015 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
95,508
|
$1,286,000 | — | 31 Dec 2015 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
84,711
|
$1,141,000 | — | 31 Dec 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
60,518
|
$815,000 | — | 31 Dec 2015 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
37,961
|
$511,000 | — | 31 Dec 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
30,043
|
$405,000 | — | 31 Dec 2015 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
27,850
|
$375,000 | — | 31 Dec 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
24,204
|
$326,000 | — | 31 Dec 2015 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
24,078
|
$324,000 | — | 31 Dec 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
21,461
|
$289,000 | — | 31 Dec 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
16,878
|
$227,000 | — | 31 Dec 2015 | |
| VICUS CAPITAL |
13F
|
Company |
—
class O/S missing
|
16,135
|
$217,000 | — | 31 Dec 2015 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
12,195
|
$164,000 | — | 31 Dec 2015 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
11,478
|
$155,000 | — | 31 Dec 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
10,000
|
$134,000 | — | 31 Dec 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
9,925
|
$134,000 | — | 31 Dec 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
7,475
|
$100,000 | — | 31 Dec 2015 | |
| WHITTIER TRUST CO |
13F
|
Company |
—
class O/S missing
|
5,000
|
$67,000 | — | 31 Dec 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
4,816
|
$65,000 | — | 31 Dec 2015 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
2,000
|
$27,000 | — | 31 Dec 2015 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
—
class O/S missing
|
1,725
|
$23,000 | — | 31 Dec 2015 | |
| SECURITY NATIONAL TRUST CO |
13F
|
Company |
—
class O/S missing
|
1,675
|
$23,000 | — | 31 Dec 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
1,200
|
$16,000 | — | 31 Dec 2015 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
1,200
|
$16,000 | — | 31 Dec 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
1,150
|
$15,000 | — | 31 Dec 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
1,065
|
$14,000 | — | 31 Dec 2015 | |
| Allegis Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
542
|
$7,000 | — | 31 Dec 2015 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
155
|
$2,000 | — | 31 Dec 2015 |
Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) as of Q1 2016
As of 31 Mar 2016,
Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) was held by
38 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,243,827 shares.
The largest 10 holders included
PARAMETRIC PORTFOLIO ASSOCIATES LLC, Invesco Ltd., UBS Group AG, Advisors Asset Management, Inc., MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, LPL Financial LLC, Advocacy Wealth Management Services, LLC, and Relative Value Partners Group, LLC.
This page lists
38
institutional shareholders reporting positions in this security
for the Q1 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2016 vs Q4 2015 Across Filers
Q4 2015 holders
38
Q1 2016 holders
38
Holder diff
0
| Investor | Q4 2015 Shares | Q1 2016 Shares | Share Diff | Share Chg % | Q4 2015 Value $ | Q1 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.