Security key
670699107
Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX)
CUSIP: 670699107
Q3 2024 13F Holders as of 30 Sep 2024
- Type / Class
- Equity / COM SHS
- Total 13F shares
- 14,880,989
- Share change
- +827,911
- Total reported value
- $373,917,891
- Price per share
- $25.12
- Number of holders
- 127
- Value change
- +$20,797,723
- Number of buys
- 52
- Number of sells
- 49
Report period
Q3 2024
Institutions
127
Top holders
10
QQQX full security history
Newer quarter: Q4 2024
Previous quarter: Q2 2024
Nuveen NASDAQ 100 Dynamic Overwrite Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 670699107
Recent filing periods:
Top shareholders of QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,729,150
|
$43,367,109 | — | 30 Jun 2024 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
1,144,884
|
$28,713,691 | — | 30 Jun 2024 | |
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
1,081,038
|
$27,112,433 | — | 30 Jun 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,046,694
|
$26,251,076 | — | 30 Jun 2024 | |
| Nan Shan Life Insurance Co., Ltd. |
13F
|
Company |
—
class O/S missing
|
847,545
|
$21,256,429 | — | 30 Jun 2024 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
840,371
|
$21,076,504 | — | 30 Jun 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
725,216
|
$18,188,000 | — | 30 Jun 2024 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
699,268
|
$17,537,642 | — | 30 Jun 2024 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
498,726
|
$12,508,048 | — | 30 Jun 2024 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
484,862
|
$12,160,343 | — | 30 Jun 2024 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
458,692
|
$11,503,990 | — | 30 Jun 2024 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
333,321
|
$8,359,691 | — | 30 Jun 2024 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
293,559
|
$7,362,000 | — | 30 Jun 2024 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
253,073
|
$6,347,071 | — | 30 Jun 2024 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
248,834
|
$6,240,000 | — | 30 Jun 2024 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
234,152
|
$5,958,288 | — | 30 Jun 2024 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
228,243
|
$5,724,326 | — | 30 Jun 2024 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
200,382
|
$5,025,584 | — | 30 Jun 2024 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
198,133
|
$4,969,175 | — | 30 Jun 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
185,070
|
$4,642,667 | — | 30 Jun 2024 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
176,204
|
$4,419,970 | — | 30 Jun 2024 | |
| Logan Stone Capital, LLC |
13F
|
Company |
—
class O/S missing
|
132,935
|
$3,334,010 | — | 30 Jun 2024 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
126,085
|
$3,162,217 | — | 30 Jun 2024 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
117,077
|
$2,929,000 | — | 30 Jun 2024 | |
| AXXCESS WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
112,903
|
$2,831,601 | — | 30 Jun 2024 | |
| AQR Arbitrage LLC |
13F
|
Company |
—
class O/S missing
|
113,063
|
$2,820,922 | — | 30 Jun 2024 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
109,920
|
$2,756,794 | — | 30 Jun 2024 | |
| Ionic Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
87,560
|
$2,196,005 | — | 30 Jun 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
86,215
|
$2,162,000 | — | 30 Jun 2024 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
84,462
|
$2,118,315 | — | 30 Jun 2024 | |
| MONECO ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
66,315
|
$1,663,177 | — | 30 Jun 2024 | |
| SCHNIEDERS CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
54,235
|
$1,360,214 | — | 30 Jun 2024 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
44,271
|
$1,110,317 | — | 30 Jun 2024 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
40,396
|
$1,013,124 | — | 30 Jun 2024 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
36,480
|
$914,921 | — | 30 Jun 2024 | |
| Ranch Capital Advisors Inc. |
13F
|
Company |
—
class O/S missing
|
35,537
|
$902,191 | — | 30 Jun 2024 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
—
class O/S missing
|
31,929
|
$817,132 | — | 30 Jun 2024 | |
| GREAT VALLEY ADVISOR GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
32,384
|
$811,993 | — | 30 Jun 2024 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
32,143
|
$806,146 | — | 30 Jun 2024 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
30,529
|
$765,667 | — | 30 Jun 2024 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
27,936
|
$700,634 | — | 30 Jun 2024 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
25,856
|
$648,452 | — | 30 Jun 2024 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
25,310
|
$635,000 | — | 30 Jun 2024 | |
| NBC SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
25,212
|
$632,000 | — | 30 Jun 2024 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
23,628
|
$592,592 | — | 30 Jun 2024 | |
| SAPIENT CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
22,438
|
$572,169 | — | 30 Jun 2024 | |
| Sanctuary Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
23,516
|
$540,868 | — | 30 Jun 2024 | |
| Mutual Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
21,151
|
$512,281 | — | 30 Jun 2024 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
19,629
|
$500,536 | — | 30 Jun 2024 | |
| Dakota Wealth Management |
13F
|
Company |
—
class O/S missing
|
19,630
|
$492,321 | — | 30 Jun 2024 |
Institutional Holders of Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) as of Q3 2024
As of 30 Sep 2024,
Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) was held by
127 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
14,880,989 shares.
The largest 10 holders included
Karpus Management, Inc., MORGAN STANLEY, Cornerstone Advisors, LLC, WELLS FARGO & COMPANY/MN, UBS Group AG, Invesco Ltd., Nan Shan Life Insurance Co., Ltd., Royal Bank of Canada, LPL Financial LLC, and 1607 Capital Partners, LLC.
This page lists
127
institutional shareholders reporting positions in this security
for the Q3 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2024 vs Q2 2024 Across Filers
Q2 2024 holders
122
Q3 2024 holders
127
Holder diff
5
| Investor | Q2 2024 Shares | Q3 2024 Shares | Share Diff | Share Chg % | Q2 2024 Value $ | Q3 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.