Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX)
CUSIP: 670699107
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / COM SHS
- Total 13F shares
- 9,573,301
- Share change
- +220,927
- Total reported value
- $271,728,632
- Price per share
- $28.38
- Number of holders
- 99
- Value change
- +$6,208,222
- Number of buys
- 56
- Number of sells
- 23
Quarterly Holders Quick Answers
What is CUSIP 670699107?
CUSIP 670699107 identifies QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 670699107:
Top shareholders of QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,474,960
|
$43,334,000 | — | 30 Jun 2021 | |
| Nan Shan Life Insurance Co., Ltd. |
13F
|
Company |
—
class O/S missing
|
1,379,941
|
$40,543,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,150,395
|
$33,799,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
788,835
|
$23,176,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
759,884
|
$22,325,000 | — | 30 Jun 2021 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
490,981
|
$14,425,000 | — | 30 Jun 2021 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
359,958
|
$10,576,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
356,700
|
$10,480,000 | — | 30 Jun 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
221,879
|
$6,519,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
197,148
|
$5,793,000 | — | 30 Jun 2021 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
175,866
|
$5,167,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
164,370
|
$4,829,000 | — | 30 Jun 2021 | |
| MONECO ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
96,791
|
$2,844,000 | — | 30 Jun 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
88,910
|
$2,612,000 | — | 30 Jun 2021 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
87,502
|
$2,571,000 | — | 30 Jun 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
84,297
|
$2,476,000 | — | 30 Jun 2021 | |
| Bridge Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
83,993
|
$2,468,000 | — | 30 Jun 2021 | |
| Ausdal Financial Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
83,465
|
$2,452,000 | — | 30 Jun 2021 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
67,713
|
$1,989,000 | — | 30 Jun 2021 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
65,484
|
$1,924,000 | — | 30 Jun 2021 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
62,626
|
$1,840,000 | — | 30 Jun 2021 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
60,478
|
$1,777,000 | — | 30 Jun 2021 | |
| Ranch Capital Advisors Inc. |
13F
|
Company |
—
class O/S missing
|
46,560
|
$1,367,000 | — | 30 Jun 2021 | |
| MORGAN JESS S & CO INC |
13F
|
Company |
—
class O/S missing
|
45,667
|
$1,342,000 | — | 30 Jun 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
43,466
|
$1,277,000 | — | 30 Jun 2021 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
42,828
|
$1,258,000 | — | 30 Jun 2021 | |
| SCHNIEDERS CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
42,046
|
$1,235,000 | — | 30 Jun 2021 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
37,591
|
$1,104,000 | — | 30 Jun 2021 | |
| Belpointe Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
37,300
|
$1,096,000 | — | 30 Jun 2021 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
37,295
|
$1,096,000 | — | 30 Jun 2021 | |
| MERCER GLOBAL ADVISORS INC /ADV |
13F
|
Company |
—
class O/S missing
|
35,571
|
$1,045,000 | — | 30 Jun 2021 | |
| Arkadios Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
35,033
|
$1,029,000 | — | 30 Jun 2021 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
34,332
|
$1,009,000 | — | 30 Jun 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
33,417
|
$982,000 | — | 30 Jun 2021 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
33,019
|
$970,000 | — | 30 Jun 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
31,773
|
$934,000 | — | 30 Jun 2021 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
29,960
|
$880,000 | — | 30 Jun 2021 | |
| Diversified, LLC |
13F
|
Company |
—
class O/S missing
|
27,627
|
$812,000 | — | 30 Jun 2021 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
26,882
|
$790,000 | — | 30 Jun 2021 | |
| Planning Professional |
13F
|
Individual |
—
class O/S missing
|
22,690
|
$666,000 | — | 30 Jun 2021 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
22,188
|
$662,000 | — | 30 Jun 2021 | |
| Equitable Holdings, Inc. |
13F
|
Company |
—
class O/S missing
|
22,368
|
$657,000 | — | 30 Jun 2021 | |
| Harborview Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
21,555
|
$633,000 | — | 30 Jun 2021 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
—
class O/S missing
|
16,332
|
$480,000 | — | 30 Jun 2021 | |
| B. Riley Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
15,745
|
$463,000 | — | 30 Jun 2021 | |
| Capstone Financial Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
14,467
|
$425,000 | — | 30 Jun 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
14,339
|
$421,000 | — | 30 Jun 2021 | |
| HEADINVEST, LLC |
13F
|
Company |
—
class O/S missing
|
13,490
|
$396,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
—
class O/S missing
|
13,337
|
$392,000 | — | 30 Jun 2021 | |
| Aspen Investment Management Inc |
13F
|
Company |
—
class O/S missing
|
13,125
|
$386,000 | — | 30 Jun 2021 |
Institutional Holders of Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) as of Q3 2021
As of 30 Sep 2021,
Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) was held by
99 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,573,301 shares.
The largest 10 holders included
MORGAN STANLEY, Nan Shan Life Insurance Co., Ltd., WELLS FARGO & COMPANY/MN, UBS Group AG, ROYAL BANK OF CANADA, Invesco Ltd., Janney Montgomery Scott LLC, BANK OF AMERICA CORP /DE/, Raymond James Financial Services Advisors, Inc., and ADVISOR GROUP HOLDINGS, INC..
This page lists
99
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
102
Q3 2021 holders
99
Holder diff
-3
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.