What does CUSIP 670699107 represent in this 13F holders report?

CUSIP 670699107 is the security identifier for QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS used to aggregate holder disclosures.

How many institutions held QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS in Q4 2019?

88 institutional investors reported QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS for Q4 2019. Use the holders table for investor-level position and value details.

Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX)

CUSIP: 670699107

Q4 2019 13F Holders as of 31 Dec 2019

Type / Class: Equity / COM SHS
Total 13F shares: 7,020,242
Share change: +307,803
Total reported value: $168,874,710
Price per share: $24.05
Number of holders: 88
Value change: +$7,698,160
Number of buys: 43
Number of sells: 33

Security key

670699107

Report period

Q4 2019

Institutions

Top holders

QQQX full security history Newer quarter: Q1 2020 Previous quarter: Q3 2019 Nuveen NASDAQ 100 Dynamic Overwrite Fund SEC filings

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 670699107

Newer quarter: Q1 2020 Previous quarter: Q3 2019

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	— class O/S missing	1,326,969	$29,406,000	—	30 Sep 2019	13F
UBS Group AG	13F	Company	— class O/S missing	738,685	$16,369,000	—	30 Sep 2019	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	606,684	$13,444,000	—	30 Sep 2019	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	523,952	$11,611,000	—	30 Sep 2019	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	438,383	$9,714,000	—	30 Sep 2019	13F
Invesco Ltd.	13F	Company	— class O/S missing	414,433	$9,184,000	—	30 Sep 2019	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	280,677	$6,220,000	—	30 Sep 2019	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	259,639	$5,754,000	—	30 Sep 2019	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	202,234	$4,481,000	—	30 Sep 2019	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	— class O/S missing	195,301	$4,328,000	—	30 Sep 2019	13F
COHEN & STEERS, INC.	13F	Company	— class O/S missing	99,646	$2,208,000	—	30 Sep 2019	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	96,020	$2,128,000	—	30 Sep 2019	13F
United Capital Management of KS, Inc.	13F	Company	— class O/S missing	82,804	$1,830,000	—	30 Sep 2019	13F
AMERIPRISE FINANCIAL INC	13F	Company	— class O/S missing	81,349	$1,808,000	—	30 Sep 2019	13F
Shulman DeMeo Asset Management LLC	13F	Company	— class O/S missing	77,045	$1,707,000	—	30 Sep 2019	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	75,306	$1,668,000	—	30 Sep 2019	13F
Advisor Group, Inc.	13F	Company	— class O/S missing	65,836	$1,460,000	—	30 Sep 2019	13F
Aviance Capital Partners, LLC	13F	Company	— class O/S missing	64,316	$1,425,000	—	30 Sep 2019	13F
Shaker Financial Services, LLC	13F	Company	— class O/S missing	60,484	$1,340,000	—	30 Sep 2019	13F
LPL Financial LLC	13F	Company	— class O/S missing	59,205	$1,312,000	—	30 Sep 2019	13F
MONECO ADVISORS, LLC	13F	Company	— class O/S missing	53,995	$1,197,000	—	30 Sep 2019	13F
D.A. DAVIDSON & CO.	13F	Company	— class O/S missing	53,781	$1,192,000	—	30 Sep 2019	13F
Cetera Advisor Networks LLC	13F	Company	— class O/S missing	46,765	$1,032,000	—	30 Sep 2019	13F
BANK OF MONTREAL /CAN/	13F	Company	— class O/S missing	46,482	$1,030,000	—	30 Sep 2019	13F
Planning Professional	13F	Individual	— class O/S missing	45,930	$1,018,000	—	30 Sep 2019	13F
OPPENHEIMER & CO INC	13F	Company	— class O/S missing	42,836	$949,000	—	30 Sep 2019	13F
STEPHENS INC /AR/	13F	Company	— class O/S missing	38,524	$854,000	—	30 Sep 2019	13F
Belpointe Asset Management LLC	13F	Company	— class O/S missing	36,025	$798,000	—	30 Sep 2019	13F
Harborview Advisors, LLC	13F	Company	— class O/S missing	31,597	$700,000	—	30 Sep 2019	13F
Private Advisor Group, LLC	13F	Company	— class O/S missing	28,758	$637,000	—	30 Sep 2019	13F
WEDBUSH SECURITIES INC	13F	Company	— class O/S missing	28,233	$626,000	—	30 Sep 2019	13F
VICUS CAPITAL	13F	Company	— class O/S missing	27,883	$618,000	—	30 Sep 2019	13F
FLAGSHIP HARBOR ADVISORS, LLC	13F	Company	— class O/S missing	27,103	$600,000	—	30 Sep 2019	13F
Mutual Advisors, LLC	13F	Company	— class O/S missing	26,363	$584,000	—	30 Sep 2019	13F
Financial Sense Advisors, Inc.	13F	Company	— class O/S missing	25,870	$573,000	—	30 Sep 2019	13F
Formidable Asset Management, LLC	13F	Company	— class O/S missing	23,763	$534,000	—	30 Sep 2019	13F
Ausdal Financial Partners, Inc.	13F	Company	— class O/S missing	23,921	$530,000	—	30 Sep 2019	13F
BB&T SECURITIES, LLC	13F	Company	— class O/S missing	22,723	$508,000	—	30 Sep 2019	13F
SCHNIEDERS CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	22,425	$497,000	—	30 Sep 2019	13F
NewEdge Advisors, LLC	13F	Company	— class O/S missing	19,767	$438,000	—	30 Sep 2019	13F
Stratos Wealth Partners, LTD.	13F	Company	— class O/S missing	17,520	$388,000	—	30 Sep 2019	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	— class O/S missing	17,247	$382,000	—	30 Sep 2019	13F
SIGNET FINANCIAL MANAGEMENT, LLC	13F	Company	— class O/S missing	15,262	$361,000	—	30 Sep 2019	13F
Weather Gauge Advisory, LLC	13F	Company	— class O/S missing	15,164	$336,000	—	30 Sep 2019	13F
MML INVESTORS SERVICES, LLC	13F	Company	— class O/S missing	14,103	$313,000	—	30 Sep 2019	13F
American Portfolios Advisors	13F	Company	— class O/S missing	13,486	$298,850	—	30 Sep 2019	13F
WADE G W & INC	13F	Company	— class O/S missing	12,802	$284,000	—	30 Sep 2019	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	12,766	$284,000	—	30 Sep 2019	13F
Sunbelt Securities, Inc.	13F	Company	— class O/S missing	12,239	$271,000	—	30 Sep 2019	13F
Creative Planning	13F	Company	— class O/S missing	12,185	$270,000	—	30 Sep 2019	13F

Institutional Holders of Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) as of Q4 2019

As of 31 Dec 2019, Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) was held by 88 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 7,020,242 shares. The largest 10 holders included MORGAN STANLEY, UBS Group AG, ROYAL BANK OF CANADA, WELLS FARGO & COMPANY/MN, Invesco Ltd., BANK OF AMERICA CORP /DE/, Janney Montgomery Scott LLC, RAYMOND JAMES & ASSOCIATES, COHEN & STEERS, INC., and Raymond James Financial Services Advisors, Inc.. This page lists 88 institutional shareholders reporting positions in this security for the Q4 2019 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2019 vs Q3 2019 Across Filers

Q3 2019 holders

Q4 2019 holders

Holder diff

-1

Investor	Q3 2019 Shares	Q4 2019 Shares	Share Diff	Share Chg %	Q3 2019 Value $	Q4 2019 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.