Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX)
CUSIP: 670699107
Q2 2019 13F Holders as of 30 Jun 2019
- Type / Class
- Equity / COM SHS
- Total 13F shares
- 6,511,244
- Share change
- +113,341
- Total reported value
- $145,745,336
- Price per share
- $22.38
- Number of holders
- 89
- Value change
- +$2,551,391
- Number of buys
- 44
- Number of sells
- 32
Quarterly Holders Quick Answers
What is CUSIP 670699107?
CUSIP 670699107 identifies QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS in SEC institutional holdings data.
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- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 670699107:
Top shareholders of QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,432,923
|
$31,911,000 | — | 31 Mar 2019 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
773,027
|
$17,216,000 | — | 31 Mar 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
583,478
|
$12,994,000 | — | 31 Mar 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
449,678
|
$10,014,000 | — | 31 Mar 2019 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
331,231
|
$7,377,000 | — | 31 Mar 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
318,188
|
$7,086,000 | — | 31 Mar 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
317,675
|
$7,075,000 | — | 31 Mar 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
286,545
|
$6,382,000 | — | 31 Mar 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
254,079
|
$5,658,000 | — | 31 Mar 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
204,478
|
$4,552,000 | — | 31 Mar 2019 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
99,729
|
$2,221,000 | — | 31 Mar 2019 | |
| United Capital Management of KS, Inc. |
13F
|
Company |
—
class O/S missing
|
91,811
|
$2,130,000 | — | 31 Mar 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
75,621
|
$1,684,000 | — | 31 Mar 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
71,244
|
$1,587,000 | — | 31 Mar 2019 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
66,590
|
$1,483,000 | — | 31 Mar 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
54,228
|
$1,208,000 | — | 31 Mar 2019 | |
| MONECO ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
53,163
|
$1,184,000 | — | 31 Mar 2019 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
47,221
|
$1,052,000 | — | 31 Mar 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
46,983
|
$1,046,000 | — | 31 Mar 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
45,203
|
$1,003,000 | — | 31 Mar 2019 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
43,969
|
$979,000 | — | 31 Mar 2019 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
43,746
|
$974,000 | — | 31 Mar 2019 | |
| Planning Professional |
13F
|
Individual |
—
class O/S missing
|
42,199
|
$939,000 | — | 31 Mar 2019 | |
| Harborview Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
39,463
|
$879,000 | — | 31 Mar 2019 | |
| STEPHENS INC /AR/ |
13F
|
Company |
—
class O/S missing
|
39,439
|
$878,000 | — | 31 Mar 2019 | |
| Financial Sense Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
38,665
|
$861,000 | — | 31 Mar 2019 | |
| VICUS CAPITAL |
13F
|
Company |
—
class O/S missing
|
37,734
|
$840,000 | — | 31 Mar 2019 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
36,273
|
$807,000 | — | 31 Mar 2019 | |
| Belpointe Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
35,115
|
$782,000 | — | 31 Mar 2019 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
26,813
|
$597,000 | — | 31 Mar 2019 | |
| Mutual Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
26,525
|
$591,000 | — | 31 Mar 2019 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
24,327
|
$542,000 | — | 31 Mar 2019 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
23,851
|
$531,000 | — | 31 Mar 2019 | |
| SCHNIEDERS CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
21,100
|
$469,000 | — | 31 Mar 2019 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
20,764
|
$462,000 | — | 31 Mar 2019 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
20,193
|
$450,000 | — | 31 Mar 2019 | |
| LINCOLN NATIONAL CORP |
13F
|
Company |
—
class O/S missing
|
19,984
|
$445,000 | — | 31 Mar 2019 | |
| WADE G W & INC |
13F
|
Company |
—
class O/S missing
|
19,879
|
$443,000 | — | 31 Mar 2019 | |
| SIGNET FINANCIAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
16,956
|
$386,000 | — | 31 Mar 2019 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
16,358
|
$364,000 | — | 31 Mar 2019 | |
| Weather Gauge Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
15,207
|
$339,000 | — | 31 Mar 2019 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
14,742
|
$328,000 | — | 31 Mar 2019 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
14,522
|
$323,000 | — | 31 Mar 2019 | |
| &PARTNERS |
13F
|
Company |
—
class O/S missing
|
14,470
|
$322,000 | — | 31 Mar 2019 | |
| American Portfolios Advisors |
13F
|
Company |
—
class O/S missing
|
13,425
|
$298,975 | — | 31 Mar 2019 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
13,364
|
$298,000 | — | 31 Mar 2019 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
12,802
|
$285,000 | — | 31 Mar 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
12,284
|
$274,000 | — | 31 Mar 2019 | |
| Golden State Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
9,638
|
$215,000 | — | 31 Mar 2019 | |
| GRIFFIN ASSET MANAGEMENT, INC. |
13F
|
Company |
—
class O/S missing
|
9,355
|
$208,000 | — | 31 Mar 2019 |
Institutional Holders of Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) as of Q2 2019
As of 30 Jun 2019,
Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) was held by
89 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,511,244 shares.
The largest 10 holders included
MORGAN STANLEY, UBS Group AG, ROYAL BANK OF CANADA, WELLS FARGO & COMPANY/MN, Invesco Ltd., BANK OF AMERICA CORP /DE/, RAYMOND JAMES & ASSOCIATES, Janney Montgomery Scott LLC, Raymond James Financial Services Advisors, Inc., and LADENBURG THALMANN FINANCIAL SERVICES INC..
This page lists
89
institutional shareholders reporting positions in this security
for the Q2 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2019 vs Q1 2019 Across Filers
Q1 2019 holders
89
Q2 2019 holders
89
Holder diff
0
| Investor | Q1 2019 Shares | Q2 2019 Shares | Share Diff | Share Chg % | Q1 2019 Value $ | Q2 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.