What does CUSIP 670699107 represent in this 13F holders report?

CUSIP 670699107 is the security identifier for QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS used to aggregate holder disclosures.

How many institutions held QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS in Q4 2018?

87 institutional investors reported QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS for Q4 2018. Use the holders table for investor-level position and value details.

Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX)

CUSIP: 670699107

Q4 2018 13F Holders as of 31 Dec 2018

Type / Class: Equity / COM SHS
Total 13F shares: 5,876,105
Share change: -748,228
Total reported value: $117,545,380
Price per share: $20.00
Number of holders: 87
Value change: -$17,372,784
Number of buys: 38
Number of sells: 39

Quarterly Holders Quick Answers

What is CUSIP 670699107?
CUSIP 670699107 identifies QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Next holder-history checks

These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.

Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2019
Previous quarter: Q3 2018

Recent filing periods for CUSIP 670699107:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	— class O/S missing	1,381,015	$33,186,000	—	30 Sep 2018	13F
UBS Group AG	13F	Company	— class O/S missing	807,776	$19,411,000	—	30 Sep 2018	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	632,087	$15,189,000	—	30 Sep 2018	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	439,550	$10,563,000	—	30 Sep 2018	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	320,936	$7,712,000	—	30 Sep 2018	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	319,003	$7,665,000	—	30 Sep 2018	13F
Invesco Ltd.	13F	Company	— class O/S missing	231,404	$5,561,000	—	30 Sep 2018	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	— class O/S missing	225,871	$5,428,000	—	30 Sep 2018	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	218,773	$5,257,000	—	30 Sep 2018	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	205,260	$4,933,000	—	30 Sep 2018	13F
Shaker Financial Services, LLC	13F	Company	— class O/S missing	167,978	$4,037,000	—	30 Sep 2018	13F
NINE MASTS CAPITAL Ltd	13F	Company	— class O/S missing	125,700	$3,021,000	—	30 Sep 2018	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	115,644	$2,779,000	—	30 Sep 2018	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	114,830	$2,759,000	—	30 Sep 2018	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	— class O/S missing	86,715	$2,083,000	—	30 Sep 2018	13F
United Capital Management of KS, Inc.	13F	Company	— class O/S missing	85,837	$2,060,000	—	30 Sep 2018	13F
DOLIVER ADVISORS, LP	13F	Company	— class O/S missing	77,932	$1,873,000	—	30 Sep 2018	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	69,500	$1,670,000	—	30 Sep 2018	13F
Aviance Capital Partners, LLC	13F	Company	— class O/S missing	64,731	$1,555,000	—	30 Sep 2018	13F
AMERIPRISE FINANCIAL INC	13F	Company	— class O/S missing	59,488	$1,431,000	—	30 Sep 2018	13F
VICUS CAPITAL	13F	Company	— class O/S missing	54,600	$1,312,000	—	30 Sep 2018	13F
D.A. DAVIDSON & CO.	13F	Company	— class O/S missing	45,881	$1,103,000	—	30 Sep 2018	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	— class O/S missing	44,166	$1,061,000	—	30 Sep 2018	13F
Harborview Advisors, LLC	13F	Company	— class O/S missing	41,774	$1,004,000	—	30 Sep 2018	13F
OPPENHEIMER & CO INC	13F	Company	— class O/S missing	40,262	$968,000	—	30 Sep 2018	13F
Planning Professional	13F	Individual	— class O/S missing	39,715	$954,000	—	30 Sep 2018	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	36,602	$879,000	—	30 Sep 2018	13F
Mutual Advisors, LLC	13F	Company	— class O/S missing	31,665	$761,000	—	30 Sep 2018	13F
Belpointe Asset Management LLC	13F	Company	— class O/S missing	29,554	$710,000	—	30 Sep 2018	13F
LPL Financial LLC	13F	Company	— class O/S missing	28,033	$674,000	—	30 Sep 2018	13F
MML INVESTORS SERVICES, LLC	13F	Company	— class O/S missing	26,707	$642,000	—	30 Sep 2018	13F
NewEdge Advisors, LLC	13F	Company	— class O/S missing	26,047	$626,000	—	30 Sep 2018	13F
Cetera Advisor Networks LLC	13F	Company	— class O/S missing	25,974	$620,000	—	30 Sep 2018	13F
ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA	13F	Company	— class O/S missing	25,096	$603,000	—	30 Sep 2018	13F
Sigma Planning Corp	13F	Company	— class O/S missing	24,785	$596,000	—	30 Sep 2018	13F
WEDBUSH SECURITIES INC	13F	Company	— class O/S missing	22,825	$548,000	—	30 Sep 2018	13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	13F	Company	— class O/S missing	22,389	$538,000	—	30 Sep 2018	13F
WADE G W & INC	13F	Company	— class O/S missing	21,684	$521,000	—	30 Sep 2018	13F
Advisor Group, Inc.	13F	Company	— class O/S missing	21,615	$520,000	—	30 Sep 2018	13F
Stratos Wealth Partners, LTD.	13F	Company	— class O/S missing	21,465	$516,000	—	30 Sep 2018	13F
SCHNIEDERS CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	20,950	$503,000	—	30 Sep 2018	13F
Quad Capital Management Advisors LLC	13F	Company	— class O/S missing	20,760	$499,000	—	30 Sep 2018	13F
SIGNET FINANCIAL MANAGEMENT, LLC	13F	Company	— class O/S missing	20,409	$490,000	—	30 Sep 2018	13F
CITIGROUP INC	13F	Company	— class O/S missing	19,259	$463,000	—	30 Sep 2018	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	— class O/S missing	18,212	$438,000	—	30 Sep 2018	13F
IFP Advisors, Inc	13F	Company	— class O/S missing	16,146	$388,000	—	30 Sep 2018	13F
Private Advisor Group, LLC	13F	Company	— class O/S missing	15,144	$364,000	—	30 Sep 2018	13F
SUNTRUST BANKS INC	13F	Company	— class O/S missing	14,565	$321,000	—	30 Sep 2018	13F
American Portfolios Advisors	13F	Company	— class O/S missing	13,340	$320,560	—	30 Sep 2018	13F
Formidable Asset Management, LLC	13F	Company	— class O/S missing	12,840	$314,000	—	30 Sep 2018	13F

Institutional Holders of Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) as of Q4 2018

As of 31 Dec 2018, Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) was held by 87 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 5,876,105 shares. The largest 10 holders included MORGAN STANLEY, UBS Group AG, ROYAL BANK OF CANADA, WELLS FARGO & COMPANY/MN, Invesco Ltd., RAYMOND JAMES & ASSOCIATES, BANK OF AMERICA CORP /DE/, Janney Montgomery Scott LLC, LADENBURG THALMANN FINANCIAL SERVICES INC., and WOLVERINE ASSET MANAGEMENT LLC. This page lists 87 institutional shareholders reporting positions in this security for the Q4 2018 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2018 vs Q3 2018 Across Filers

Q3 2018 holders

Q4 2018 holders

Holder diff

Investor	Q3 2018 Shares	Q4 2018 Shares	Share Diff	Share Chg %	Q3 2018 Value $	Q4 2018 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.