What does CUSIP 670699107 represent in this 13F holders report?

CUSIP 670699107 is the security identifier for QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS used to aggregate holder disclosures.

How many institutions held QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS in Q1 2015?

55 institutional investors reported QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS for Q1 2015. Use the holders table for investor-level position and value details.

Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX)

CUSIP: 670699107

Q1 2015 13F Holders as of 31 Mar 2015

Type / Class: Equity / COM SHS
Total 13F shares: 6,227,410
Share change: +407,289
Total reported value: $116,756,000
Price per share: $18.75
Number of holders: 55
Value change: +$7,523,207
Number of buys: 27
Number of sells: 20

Quarterly Holders Quick Answers

What is CUSIP 670699107?
CUSIP 670699107 identifies QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS in SEC institutional holdings data.

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SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2015
Previous quarter: Q4 2014

Recent filing periods for CUSIP 670699107:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	— class O/S missing	825,618	$15,893,000	—	31 Dec 2014	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	773,424	$14,889,000	—	31 Dec 2014	13F
Invesco Ltd.	13F	Company	— class O/S missing	765,890	$14,744,000	—	31 Dec 2014	13F
UBS Group AG	13F	Company	— class O/S missing	657,898	$12,665,000	—	31 Dec 2014	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	— class O/S missing	500,167	$9,628,000	—	31 Dec 2014	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	305,619	$5,883,000	—	31 Dec 2014	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	294,866	$5,676,000	—	31 Dec 2014	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	241,717	$4,653,000	—	31 Dec 2014	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	225,022	$4,332,000	—	31 Dec 2014	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	208,619	$4,015,000	—	31 Dec 2014	13F
SIT INVESTMENT ASSOCIATES INC	13F	Company	— class O/S missing	184,275	$3,547,000	—	31 Dec 2014	13F
Karpus Management, Inc.	13F	Company	— class O/S missing	176,027	$3,389,000	—	31 Dec 2014	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	106,078	$2,042,000	—	31 Dec 2014	13F
WADE G W & INC	13F	Company	— class O/S missing	77,125	$1,485,000	—	31 Dec 2014	13F
LPL Financial LLC	13F	Company	— class O/S missing	73,502	$1,415,000	—	31 Dec 2014	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	— class O/S missing	69,161	$1,331,000	—	31 Dec 2014	13F
Commonwealth Equity Services, Inc	13F	Company	— class O/S missing	68,742	$1,323,000	—	31 Dec 2014	13F
DOLIVER ADVISORS, LP	13F	Company	— class O/S missing	61,655	$1,186,000	—	31 Dec 2014	13F
VICUS CAPITAL	13F	Company	— class O/S missing	54,072	$1,041,000	—	31 Dec 2014	13F
USCA RIA LLC	13F	Company	— class O/S missing	43,183	$831,000	—	31 Dec 2014	13F
OTA Financial Group L.P.	13F	Company	— class O/S missing	39,962	$769,000	—	31 Dec 2014	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	23,613	$454,550	—	31 Dec 2014	13F
OPPENHEIMER & CO INC	13F	Company	— class O/S missing	23,532	$453,000	—	31 Dec 2014	13F
D.A. DAVIDSON & CO.	13F	Company	— class O/S missing	22,013	$423,000	—	31 Dec 2014	13F
MSI Financial Services Inc	13F	Company	— class O/S missing	18,155	$349,000	—	31 Dec 2014	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	14,281	$274,000	—	31 Dec 2014	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	— class O/S missing	14,006	$269,623	—	31 Dec 2014	13F
Cetera Advisors LLC	13F	Company	— class O/S missing	12,929	$250,000	—	31 Dec 2014	13F
Stratos Wealth Partners, LTD.	13F	Company	— class O/S missing	10,619	$204,000	—	31 Dec 2014	13F
NATIONAL PLANNING CORP	13F	Company	— class O/S missing	9,244	$174,804	—	31 Dec 2014	13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	13F	Company	— class O/S missing	8,070	$155,000	—	31 Dec 2014	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	7,787	$151,000	—	31 Dec 2014	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	— class O/S missing	7,714	$148,000	—	31 Dec 2014	13F
Formidable Asset Management, LLC	13F	Company	— class O/S missing	3,920	$75,000	—	31 Dec 2014	13F
BENJAMIN F. EDWARDS & COMPANY, INC.	13F	Company	— class O/S missing	3,434	$66,000	—	31 Dec 2014	13F
CITIGROUP INC	13F	Company	— class O/S missing	3,061	$59,000	—	31 Dec 2014	13F
WFG Advisors, LP	13F	Company	— class O/S missing	2,223	$43,000	—	31 Dec 2014	13F
Creative Planning	13F	Company	— class O/S missing	1,755	$34,000	—	31 Dec 2014	13F
FIFTH THIRD BANCORP	13F	Company	— class O/S missing	1,445	$28,000	—	31 Dec 2014	13F
JAMES INVESTMENT RESEARCH, INC.	13F	Company	— class O/S missing	1,431	$28,000	—	31 Dec 2014	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	— class O/S missing	1,250	$24,000	—	31 Dec 2014	13F
Chicago Partners Investment Group LLC	13F	Company	— class O/S missing	1,000	$19,000	—	31 Dec 2014	13F
OPTIMUM INVESTMENT ADVISORS	13F	Company	— class O/S missing	1,000	$19,000	—	31 Dec 2014	13F
Raab & Moskowitz Asset Management LLC	13F	Company	— class O/S missing	922	$18,000	—	31 Dec 2014	13F
Tower Research Capital LLC (TRC)	13F	Company	— class O/S missing	751	$14,000	—	31 Dec 2014	13F
HUNTINGTON NATIONAL BANK	13F	Company	— class O/S missing	702	$14,000	—	31 Dec 2014	13F
NEXT Financial Group, Inc	13F	Company	— class O/S missing	638	$12,000	—	31 Dec 2014	13F
First City Capital Management, Inc.	13F	Company	— class O/S missing	533	$10,260	—	31 Dec 2014	13F
Hanson & Doremus Investment Management	13F	Company	— class O/S missing	465	$9,000	—	31 Dec 2014	13F
Blume Capital Management, Inc.	13F	Company	— class O/S missing	420	$8,000	—	31 Dec 2014	13F

Institutional Holders of Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) as of Q1 2015

As of 31 Mar 2015, Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) was held by 55 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 6,227,410 shares. The largest 10 holders included MORGAN STANLEY, Invesco Ltd., GUGGENHEIM CAPITAL LLC, UBS Group AG, WELLS FARGO & COMPANY/MN, Parametric Portfolio Associates LLC, BANK OF AMERICA CORP /DE/, RAYMOND JAMES & ASSOCIATES, ROYAL BANK OF CANADA, and Karpus Management, Inc.. This page lists 55 institutional shareholders reporting positions in this security for the Q1 2015 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2015 vs Q4 2014 Across Filers

Q4 2014 holders

Q1 2015 holders

Holder diff

Investor	Q4 2014 Shares	Q1 2015 Shares	Share Diff	Share Chg %	Q4 2014 Value $	Q1 2015 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.