NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND - Common Shares of Beneficial Interest (NKX)
CUSIP: 670651108
Q1 2020 13F Holders as of 31 Mar 2020
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 47,805,294
- Total 13F shares
- 5,683,009
- Share change
- +47,467
- Total reported value
- $80,469,215
- Price per share
- $14.16
- Number of holders
- 63
- Value change
- +$402,200
- Number of buys
- 29
- Number of sells
- 26
Quarterly Holders Quick Answers
What is CUSIP 670651108?
CUSIP 670651108 identifies NKX - NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 670651108:
Top shareholders of NKX - NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
3.2%
|
1,548,316
|
$23,550,000 | — | 31 Dec 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.1%
|
524,360
|
$7,975,000 | — | 31 Dec 2019 | |
| MORGAN STANLEY |
13F
|
Company |
1.1%
|
509,055
|
$7,743,000 | — | 31 Dec 2019 | |
| Pacific Wealth Strategies Group, Inc. |
13F
|
Company |
0.61%
|
290,923
|
$4,425,000 | — | 31 Dec 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.59%
|
280,022
|
$4,259,000 | — | 31 Dec 2019 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.38%
|
180,251
|
$2,742,000 | — | 31 Dec 2019 | |
| Invesco Ltd. |
13F
|
Company |
0.36%
|
171,114
|
$2,603,000 | — | 31 Dec 2019 | |
| Leisure Capital Management |
13F
|
Company |
0.36%
|
169,745
|
$2,582,000 | — | 31 Dec 2019 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.28%
|
134,300
|
$2,043,000 | — | 31 Dec 2019 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.27%
|
130,324
|
$1,982,000 | — | 31 Dec 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.26%
|
124,141
|
$1,888,000 | — | 31 Dec 2019 | |
| CERTUITY, LLC |
13F
|
Company |
0.23%
|
108,655
|
$1,653,000 | — | 31 Dec 2019 | |
| EVOKE WEALTH, LLC |
13F
|
Company |
0.22%
|
107,395
|
$1,633,474 | — | 31 Dec 2019 | |
| Karpus Management, Inc. |
13F
|
Company |
0.22%
|
103,157
|
$1,569,000 | — | 31 Dec 2019 | |
| Apriem Advisors |
13F
|
Company |
0.21%
|
102,341
|
$1,557,000 | — | 31 Dec 2019 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.19%
|
92,820
|
$1,412,000 | — | 31 Dec 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.18%
|
87,435
|
$1,330,000 | — | 31 Dec 2019 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.16%
|
75,285
|
$1,145,000 | — | 31 Dec 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.13%
|
60,901
|
$927,000 | — | 31 Dec 2019 | |
| Vivaldi Capital Management LP |
13F
|
Company |
0.13%
|
60,256
|
$916,000 | — | 31 Dec 2019 | |
| IEQ CAPITAL, LLC |
13F
|
Company |
0.11%
|
53,428
|
$813,000 | — | 31 Dec 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.11%
|
52,066
|
$792,000 | — | 31 Dec 2019 | |
| Claybrook Capital, LLC |
13F
|
Company |
0.1%
|
45,935
|
$736,000 | — | 31 Dec 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.09%
|
45,192
|
$687,000 | — | 31 Dec 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.09%
|
44,636
|
$679,000 | — | 31 Dec 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.08%
|
40,150
|
$611,000 | — | 31 Dec 2019 | |
| Creative Planning |
13F
|
Company |
0.07%
|
34,175
|
$520,000 | — | 31 Dec 2019 | |
| Van Hulzen Asset Management, LLC |
13F
|
Company |
0.07%
|
32,955
|
$501,000 | — | 31 Dec 2019 | |
| Ackerman Capital Advisors, LLC |
13F
|
Company |
0.07%
|
32,824
|
$500,000 | — | 31 Dec 2019 | |
| MARINER INDEPENDENT ADVISOR NETWORK, LLC |
13F
|
Company |
0.06%
|
29,854
|
$454,000 | — | 31 Dec 2019 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.06%
|
27,833
|
$422,000 | — | 31 Dec 2019 | |
| Dakota Wealth Management |
13F
|
Company |
0.05%
|
24,584
|
$374,000 | — | 31 Dec 2019 | |
| World Investment Advisors |
13F
|
Company |
0.05%
|
22,745
|
$346,000 | — | 31 Dec 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.05%
|
22,006
|
$334,000 | — | 31 Dec 2019 | |
| Tortoise Investment Management, LLC |
13F
|
Company |
0.04%
|
21,091
|
$321,000 | — | 31 Dec 2019 | |
| Diligent Investors, LLC |
13F
|
Company |
0.04%
|
20,463
|
$311,000 | — | 31 Dec 2019 | |
| Laird Norton Wetherby Wealth Management, LLC |
13F
|
Company |
0.04%
|
20,000
|
$304,000 | — | 31 Dec 2019 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.04%
|
18,118
|
$276,000 | — | 31 Dec 2019 | |
| Castle Rock Wealth Management, LLC |
13F
|
Company |
0.04%
|
17,060
|
$272,000 | — | 31 Dec 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.03%
|
16,423
|
$250,000 | — | 31 Dec 2019 | |
| EVERGREEN CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.03%
|
15,802
|
$240,000 | — | 31 Dec 2019 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
0.03%
|
15,500
|
$236,000 | — | 31 Dec 2019 | |
| Intersect Capital LLC |
13F
|
Company |
0.03%
|
14,771
|
$225,000 | — | 31 Dec 2019 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0.03%
|
12,997
|
$198,000 | — | 31 Dec 2019 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
0.02%
|
11,721
|
$178,000 | — | 31 Dec 2019 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.02%
|
11,518
|
$175,000 | — | 31 Dec 2019 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.02%
|
11,272
|
$171,000 | — | 31 Dec 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.02%
|
10,459
|
$159,000 | — | 31 Dec 2019 | |
| RB Capital Management, LLC |
13F
|
Company |
0.02%
|
10,147
|
$155,000 | — | 31 Dec 2019 | |
| Danda Trouve Investment Management, Inc. |
13F
|
Company |
0.02%
|
7,761
|
$118,000 | — | 31 Dec 2019 |
Institutional Holders of NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND - Common Shares of Beneficial Interest (NKX) as of Q1 2020
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2020 vs Q4 2019 Across Filers
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 Value $ | Q1 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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