NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND - Common Shares of Beneficial Interest (NKX)

Q: What does CUSIP 670651108 represent in this 13F holders report?

CUSIP 670651108 is the security identifier for NKX - NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND - Common Shares of Beneficial Interest used to aggregate holder disclosures.

Q: How many institutions held NKX - NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND - Common Shares of Beneficial Interest in Q4 2019?

65 institutional investors reported NKX - NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND - Common Shares of Beneficial Interest for Q4 2019. Use the holders table for investor-level position and value details.

CUSIP: 670651108

Q4 2019 13F Holders as of 31 Dec 2019

Type / Class: Equity / Common Shares of Beneficial Interest
Shares outstanding: 47,805,294
Total 13F shares: 5,634,118
Share change: -649,844
Total reported value: $85,744,474
Price per share: $15.21
Number of holders: 65
Value change: -$9,860,426
Number of buys: 31
Number of sells: 16

Security key

670651108

Report period

Q4 2019

Institutions

Top holders

NKX full security history Newer quarter: Q1 2020 Previous quarter: Q3 2019 NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND SEC filings

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 670651108

Newer quarter: Q1 2020 Previous quarter: Q3 2019

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top shareholders of NKX - NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with the largest verified stakes, then open the linked filing trail.

Lead holder

UBS Group AG

13D/G signal

—

Evidence rows

Latest as of

30 Sep 2019

13F Lead comparable stake: 3.2%

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
UBS Group AG	13F Company 13F	3.2%	$23,103,000 1,527,984 shares	—	30 Sep 2019
ROYAL BANK OF CANADA	13F Company 13F	1.2%	$8,542,000 564,961 shares	—	30 Sep 2019
GUGGENHEIM CAPITAL LLC	13F Company 13F	0.99%	$7,150,000 472,895 shares	—	30 Sep 2019
MORGAN STANLEY	13F Company 13F	0.94%	$6,803,000 449,922 shares	—	30 Sep 2019
Karpus Management, Inc.	13F Company 13F	0.7%	$5,089,000 336,607 shares	—	30 Sep 2019
Pacific Wealth Strategies Group, Inc.	13F Company 13F	0.62%	$4,461,000 295,029 shares	—	30 Sep 2019
WELLS FARGO & COMPANY/MN	13F Company 13F	0.53%	$3,828,000 253,212 shares	—	30 Sep 2019
Invesco Ltd.	13F Company 13F	0.41%	$2,936,000 194,192 shares	—	30 Sep 2019
Leisure Capital Management	13F Company 13F	0.35%	$2,533,000 167,512 shares	—	30 Sep 2019
FIRST FOUNDATION ADVISORS	13F Company 13F	0.34%	$2,466,000 163,072 shares	—	30 Sep 2019
Advisors Asset Management, Inc.	13F Company 13F	0.29%	$2,086,000 137,991 shares	—	30 Sep 2019
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F Company 13F	0.28%	$2,025,000 133,929 shares	—	30 Sep 2019
Apriem Advisors	13F Company 13F	0.27%	$1,934,000 127,901 shares	—	30 Sep 2019
WEDBUSH SECURITIES INC	13F Company 13F	0.2%	$1,440,000 95,270 shares	—	30 Sep 2019
EVOKE WEALTH, LLC	13F Company 13F	0.2%	$1,415,146 93,276 shares	—	30 Sep 2019
Laurel Wealth Advisors, Inc.	13F Company 13F	0.19%	$1,383,000 91,450 shares	—	30 Sep 2019
BANK OF AMERICA CORP /DE/	13F Company 13F	0.18%	$1,305,000 86,295 shares	—	30 Sep 2019
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F Company 13F	0.16%	$1,177,000 77,890 shares	—	30 Sep 2019
RAYMOND JAMES & ASSOCIATES	13F Company 13F	0.14%	$1,011,000 66,855 shares	—	30 Sep 2019
WHITTIER TRUST CO	13F Company 13F	0.13%	$930,000 61,495 shares	—	30 Sep 2019
MARINER INVESTMENT GROUP LLC	13F Company 13F	0.11%	$821,000 54,299 shares	—	30 Sep 2019
Claybrook Capital, LLC	13F Company 13F	0.1%	$695,000 45,935 shares	—	30 Sep 2019
LPL Financial LLC	13F Company 13F	0.09%	$645,000 42,687 shares	—	30 Sep 2019
Dakota Wealth Management	13F Company 13F	0.08%	$603,000 39,900 shares	—	30 Sep 2019
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F Company 13F	0.08%	$581,000 38,468 shares	—	30 Sep 2019
Advisor Group, Inc.	13F Company 13F	0.08%	$561,000 37,070 shares	—	30 Sep 2019
Creative Planning	13F Company 13F	0.07%	$534,000 35,349 shares	—	30 Sep 2019
AMERIPRISE FINANCIAL INC	13F Company 13F	0.07%	$506,000 33,483 shares	—	30 Sep 2019
Van Hulzen Asset Management, LLC	13F Company 13F	0.07%	$498,000 32,955 shares	—	30 Sep 2019
MARINER INDEPENDENT ADVISOR NETWORK, LLC	13F Company 13F	0.06%	$451,000 29,854 shares	—	30 Sep 2019
Vivaldi Capital Management LP	13F Company 13F	0.06%	$441,000 29,170 shares	—	30 Sep 2019
First Allied Advisory Services, Inc.	13F Company 13F	0.06%	$421,000 27,833 shares	—	30 Sep 2019
Partnervest Advisory Services LLC	13F Company 13F	0.05%	$354,000 23,400 shares	—	30 Sep 2019
World Investment Advisors	13F Company 13F	0.05%	$348,000 22,965 shares	—	30 Sep 2019
Cetera Advisor Networks LLC	13F Company 13F	0.05%	$333,000 22,006 shares	—	30 Sep 2019
Tortoise Investment Management, LLC	13F Company 13F	0.04%	$319,000 21,091 shares	—	30 Sep 2019
Diligent Investors, LLC	13F Company 13F	0.04%	$309,000 20,441 shares	—	30 Sep 2019
Laird Norton Wetherby Wealth Management, LLC	13F Company 13F	0.04%	$302,000 20,000 shares	—	30 Sep 2019
HOLLENCREST CAPITAL MANAGEMENT	13F Company 13F	0.04%	$274,000 18,118 shares	—	30 Sep 2019
Castle Rock Wealth Management, LLC	13F Company 13F	0.04%	$258,000 17,060 shares	—	30 Sep 2019
Cambridge Investment Research Advisors, Inc.	13F Company 13F	0.03%	$248,000 16,423 shares	—	30 Sep 2019
EVERGREEN CAPITAL MANAGEMENT LLC	13F Company 13F	0.03%	$239,000 15,799 shares	—	30 Sep 2019
CIBC Private Wealth Group LLC	13F Company 13F	0.03%	$234,000 15,500 shares	—	30 Sep 2019
Stratos Wealth Partners, LTD.	13F Company 13F	0.02%	$174,000 11,518 shares	—	30 Sep 2019
BOSTON ADVISORS LLC	13F Company 13F	0.02%	$170,000 11,272 shares	—	30 Sep 2019
CONCOURSE FINANCIAL GROUP SECURITIES, INC.	13F Company 13F	0.02%	$167,000 11,031 shares	—	30 Sep 2019
RB Capital Management, LLC	13F Company 13F	0.02%	$154,000 10,063 shares	—	30 Sep 2019
Ameritas Investment Partners, Inc.	13F Company 13F	0.01%	$70,000 4,657 shares	—	30 Sep 2019
Lindbrook Capital, LLC	13F Company 13F	0.01%	$38,000 2,500 shares	—	30 Sep 2019
Realta Investment Advisors	13F Company 13F	0%	$31,000 2,053 shares	—	30 Sep 2019

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

5,634,118

Rows loaded

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2019 vs Q3 2019 Across Filers

Q3 2019 holders

Q4 2019 holders

Holder diff

Investor	Q3 2019 Shares	Q4 2019 Shares	Share Diff	Share Chg %	Q3 2019 Value $	Q4 2019 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.