NUANCE COMMUNICATIONS INC - DBCV 1.000%12/1

Q1 2021 13F Holders as of 3/31/2021

Type / Class: Debt / DBCV 1.000%12/1
Number of holders: 53
Total Principal: 624M
Shares change: +2.91M
Total reported value, excl. options: $1.15B
Value change: +$5.88M
Put/Call ratio: 0
Number of buys: 18
Number of sells: -24
Price: $1.85

Investor	Weight %	Change %	Value $	* Price $	Principal	Share Change	Activity	Report Period
D. E. Shaw & Co., Inc.	0.27%		$217M	1.85	117M			3/31/2021
Opti Capital Management, LP	12.7%	+3.71%	$101M	1.85	54.5M	+16M	+41.4%	3/31/2021
TENOR CAPITAL MANAGEMENT Co., L.P.	2.59%	+0.87%	$101M	1.85	54.2M	+18.3M	+50.9%	3/31/2021
CITADEL ADVISORS LLC	0.07%		$67.6M	1.85	36.5M			3/31/2021
HIGHBRIDGE CAPITAL MANAGEMENT LLC	2.71%		$62.8M	1.85	33.9M			3/31/2021
LAZARD ASSET MANAGEMENT LLC	0.06%	+0.01%	$47.2M	1.85	25.5M	+3M	+13.3%	3/31/2021
CALAMOS ADVISORS LLC	0.28%		$46.8M	1.85	25.2M			3/31/2021
VICTORY CAPITAL MANAGEMENT INC	0.04%	+0%	$43.4M	1.85	23.5M	+660K	+2.89%	3/31/2021
STATE STREET CORP	0%	+0%	$43M	1.85	23.2M	+1.6M	+7.39%	3/31/2021
SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.05%	-0.01%	$36.5M	1.85	19.7M	-2.5M	-11.2%	3/31/2021
Invesco Ltd.	0.01%		$34.7M	1.85	18.8M			3/31/2021
DLD Asset Management, LP	2.06%	+0.96%	$29.9M	1.85	16.1M	+7.5M	+87.2%	3/31/2021
Man Group plc	0.13%		$29.6M	1.85	16M			3/31/2021
Allianz Asset Management GmbH	0.02%	-0.01%	$22.3M	1.79	12.5M	-6.46M	-34%	3/31/2021
Polygon Management Ltd.	1.66%		$23.2M	1.85	12.5M			3/31/2021
FMR LLC	0%	0%	$21.7M	1.85	11.8M	-900K	-7.1%	3/31/2021
Castle Creek Arbitrage, LLC	1.23%		$21.2M	1.85	11.5M			3/31/2021
Aequim Alternative Investments LP	1.31%	+0.3%	$20.4M	1.85	11M	+2.5M	+29.4%	3/31/2021
BANK OF AMERICA CORP /DE/	0%	0%	$15.2M	1.85	8.21M	-1.1M	-11.8%	3/31/2021
BNP PARIBAS ARBITRAGE, SA	0.03%		$14.9M	1.84	8.07M			3/31/2021
SSI INVESTMENT MANAGEMENT LLC	1.05%	-0.02%	$14.6M	1.85	7.93M	-185K	-2.28%	3/31/2021
Thrivent Financial for Lutherans	0.03%	+0%	$14.4M	1.85	7.8M	+100K	+1.3%	3/31/2021
Shaolin Capital Management LLC	0.58%	-0.39%	$13.9M	1.85	7.5M	-5M	-40%	3/31/2021
Farallon Capital Management, L.L.C.	0.07%		$12.9M	1.85	7M			3/31/2021
BARCLAYS PLC	0.01%	0%	$10.4M	1.85	5.63M	-655K	-10.4%	3/31/2021
WELLS FARGO & COMPANY/MN	0%	0%	$9.46M	1.85	5.13M	-7.75M	-60.2%	3/31/2021
BOOTHBAY FUND MANAGEMENT, LLC	0.49%	+0.49%	$8.88M	1.85	4.79M	+4.79M	NEW	3/31/2021
PUTNAM INVESTMENTS LLC	0.01%	+0.01%	$8.55M	1.85	4.63M	+3.44M	+288%	3/31/2021
BNP PARIBAS ASSET MANAGEMENT Holding S.A.	0.03%	-0.01%	$8.11M	1.84	4.4M	-1.5M	-25.4%	3/31/2021
BlackRock Inc.	0%	+0%	$7.46M	1.85	4.04M	+25K	+0.62%	3/31/2021
III Capital Management	0.78%	+0.78%	$6.49M	1.85	3.5M	+3.5M	NEW	3/31/2021
M&G INVESTMENT MANAGEMENT LTD	0.05%	-0.02%	$5.79M	1.84	3.15M	-997K	-24.1%	3/31/2021
Worth Venture Partners, LLC	2.6%	+0.99%	$5.3M	1.85	2.87M	+1.09M	+61.4%	3/31/2021
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	0.01%	0%	$4.89M	1.84	2.65M	-750K	-22.1%	3/31/2021
Periscope Capital Inc.	0.19%		$4.62M	1.85	2.5M			3/31/2021
ADVENT CAPITAL MANAGEMENT /DE/	0.08%	+0.04%	$3.5M	1.85	1.89M	+1.02M	+116.4%	3/31/2021
Linden Advisors LP	0.02%	0%	$2.17M	1.85	1.17M	-31K	-2.58%	3/31/2021
Warberg Asset Management LLC	1%	+1%	$2.04M	1.85	1.1M	+1.1M	NEW	3/31/2021
SHENKMAN CAPITAL MANAGEMENT INC	0.24%	-1.15%	$2.02M	1.85	1.09M	-5.31M	-83%	3/31/2021
DEUTSCHE BANK AG\	0%	0%	$1.94M	1.85	1.05M	-429K	-29%	3/31/2021
WATER ISLAND CAPITAL LLC	0.11%		$1.85M	1.85	1M			3/31/2021
CREDIT SUISSE AG/	0%	-0.02%	$1.81M	1.85	982K	-11.2M	-91.9%	3/31/2021
EDMOND DE ROTHSCHILD HOLDING S.A.	0.03%		$1.23M	1.85	663K			3/31/2021
Zurcher Kantonalbank (Zurich Cantonalbank)	0.01%	0%	$975K	1.77	550K	-100K	-15.4%	3/31/2021
CITIGROUP INC	0%	+0%	$763K	1.85	413K	+413K	NEW	3/31/2021
FIRST HAWAIIAN BANK	0.01%		$266K	1.85	144K			3/31/2021
JPMORGAN CHASE & CO		0%	$150K	1.85	81K	-1.15M	-93.4%	3/31/2021
MILLENNIUM MANAGEMENT LLC	0%	+0%	$102K	1.85	55.3K	+9.5K	+20.7%	3/31/2021
Rockefeller Capital Management L.P.	0%	+0%	$40K	1.82	22K	+22K	NEW	3/31/2021
SONORA INVESTMENT MANAGEMENT, LLC	0%	-0.1%	$28K	1.87	15K	-700K	-97.9%	3/31/2021

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* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.