NOVONIX Ltd - SPONSORED ADS (NVX)

CUSIP: 67010L100

Q4 2023 13F Holders as of 31 Dec 2023

Share change
+52,633
SEC-reported price per share
$1.94
Number of holders
12
Value change
+$101,807
Number of buys
5
Number of sells
1

Security key

67010L100

Report period

Q4 2023

Institutions

12

Top holders

10

Ownership snapshot

Top reported holders of NVX - NOVONIX Ltd - SPONSORED ADS (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Brookstone Capital Manage...
Disclosed value leader
Brookstone Capital Manage...
Comparable rows
0/7
Latest evidence
30 Sep 2023
13F Highest disclosed value: $17,496 7 rows are not safely comparable across share classes. Showing 1-6 of 7 holder rows.

Quick read

Brookstone Capital Management has the largest disclosed position value at $17.5K.

0 of 7 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Brookstone Capital Management's linked filing trail.
Disclosed position value Top 5
Brookstone Capital Management $17.5K
TD Waterhouse Canada Inc. $5.6K
BANK OF AMERICA CORP /DE/ $4K
Rise Advisors, LLC $971
HHM Wealth Advisors, LLC $363

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 7 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Brookstone Capital Management
13F
Company
13F
class O/S missing
$17,496
10,540 shares
30 Sep 2023
TD Waterhouse Canada Inc.
13F
Company
13F
class O/S missing
$5,552
2,000 shares
30 Sep 2023
BANK OF AMERICA CORP /DE/
13F
Company
13F
class O/S missing
$4,047
1,900 shares
30 Sep 2023
Rise Advisors, LLC
13F
Company
13F
class O/S missing
$971
456 shares
30 Sep 2023
HHM Wealth Advisors, LLC
13F
Company
13F
class O/S missing
$363
170 shares
30 Sep 2023
RHUMBLINE ADVISERS
13F
Company
13F
class O/S missing
$223
105 shares
30 Sep 2023
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
12
Shares
76,534
Rows available
12
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2023 vs Q3 2023 Across Filers

Q3 2023 holders
7
Q4 2023 holders
12
Holder diff
5
Investor Q3 2023 Shares Q4 2023 Shares Share Diff Share Chg % Q3 2023 value Q4 2023 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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