Security key
670002401
NOVAVAX INC - Common Stock, Par Value $0.01 per share (NVAX)
CUSIP: 670002401
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common Stock, Par Value $0.01 per share
- Shares outstanding
- 164,352,159
- Total 13F shares
- 61,747,470
- Share change
- +4,945,996
- Total reported value
- $447,039,158
- Put/Call ratio
- 119%
- Price per share
- $7.24
- Number of holders
- 218
- Value change
- +$35,454,803
- Number of buys
- 106
- Number of sells
- 81
Report period
Q3 2023
Institutions
218
Top holders
10
NVAX full security history
Newer quarter: Q4 2023
Previous quarter: Q2 2023
NOVAVAX INC SEC filings
NOVAVAX INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 670002401
Recent filing periods:
Top shareholders of NVAX - NOVAVAX INC - Common Stock, Par Value $0.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| STATE STREET CORP |
13F
|
Company |
7.1%
|
11,679,428
|
$86,778,150 | — | 30 Jun 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
6.4%
|
10,572,603
|
$78,554,440 | — | 30 Jun 2023 | |
| BlackRock Finance, Inc. |
13F
|
Company |
4.3%
|
6,994,773
|
$51,971,163 | — | 30 Jun 2023 | |
| SHAH CAPITAL MANAGEMENT |
13F
|
Company |
3.3%
|
5,480,756
|
$40,722,000 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.3%
|
2,184,786
|
$16,232,959 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
1.3%
|
2,080,437
|
$15,457,648 | — | 30 Jun 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.1%
|
1,743,006
|
$12,950,539 | — | 30 Jun 2023 | |
| Rafferty Asset Management, LLC |
13F
|
Company |
0.68%
|
1,112,073
|
$8,262,702 | — | 30 Jun 2023 | |
| COATUE MANAGEMENT LLC |
13F
|
Company |
0.63%
|
1,039,123
|
$7,720,684 | — | 30 Jun 2023 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.53%
|
869,909
|
$6,463,424 | — | 30 Jun 2023 | |
| NATIONAL BANK OF CANADA /FI/ |
13F
|
Company |
0.52%
|
848,845
|
$6,264,522 | — | 30 Jun 2023 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.4%
|
652,076
|
$4,844,925 | — | 30 Jun 2023 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.36%
|
586,315
|
$4,356,321 | — | 30 Jun 2023 | |
| BARCLAYS PLC |
13F
|
Company |
0.33%
|
541,555
|
$4,023,754 | — | 30 Jun 2023 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.33%
|
536,891
|
$3,989,100 | — | 30 Jun 2023 | |
| Rock Springs Capital Management LP |
13F
|
Company |
0.33%
|
536,700
|
$3,987,681 | — | 30 Jun 2023 | |
| CITIGROUP INC |
13F
|
Company |
0.28%
|
463,773
|
$3,445,834 | — | 30 Jun 2023 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.27%
|
438,883
|
$3,261,000 | — | 30 Jun 2023 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.27%
|
437,286
|
$3,249,036 | — | 30 Jun 2023 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0.26%
|
425,160
|
$3,158,939 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
0.25%
|
407,153
|
$3,025,147 | — | 30 Jun 2023 | |
| Allianz Asset Management GmbH |
13F
|
Company |
0.24%
|
394,252
|
$2,929,292 | — | 30 Jun 2023 | |
| TSP Capital Management Group, LLC |
13F
|
Company |
0.22%
|
367,750
|
$2,732,383 | — | 30 Jun 2023 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.21%
|
351,206
|
$2,609,458 | — | 30 Jun 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.2%
|
330,001
|
$2,451,908 | — | 30 Jun 2023 | |
| ADAGE CAPITAL PARTNERS GP, L.L.C. |
13F
|
Company |
0.18%
|
300,000
|
$2,229,000 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.17%
|
271,745
|
$2,019,061 | — | 30 Jun 2023 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.15%
|
251,458
|
$1,868,333 | — | 30 Jun 2023 | |
| Jump Financial, LLC |
13F
|
Company |
0.15%
|
241,199
|
$1,792,109 | — | 30 Jun 2023 | |
| Middle East Fze Point72 |
13F
|
Individual |
0.14%
|
222,600
|
$1,653,916 | — | 30 Jun 2023 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
0.13%
|
221,313
|
$1,644,356 | — | 30 Jun 2023 | |
| PROFUND ADVISORS LLC |
13F
|
Company |
0.12%
|
199,183
|
$1,479,930 | — | 30 Jun 2023 | |
| Swiss National Bank |
13F
|
Company |
0.11%
|
187,600
|
$1,393,868 | — | 30 Jun 2023 | |
| Skaana Management L.P. |
13F
|
Company |
0.09%
|
151,935
|
$1,128,877 | — | 30 Jun 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.08%
|
137,659
|
$1,022,806 | — | 30 Jun 2023 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
0.08%
|
133,084
|
$922,273 | — | 30 Jun 2023 | |
| BANCO BILBAO VIZCAYA ARGENTARIA, S.A. |
13F
|
Company |
0.08%
|
129,617
|
$979,026 | — | 30 Jun 2023 | |
| VIRGINIA RETIREMENT SYSTEMS ET Al |
13F
|
Company |
0.08%
|
127,900
|
$950,297 | — | 30 Jun 2023 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.08%
|
123,308
|
$916,178 | — | 30 Jun 2023 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.07%
|
113,776
|
$845,356 | — | 30 Jun 2023 | |
| Legal & General Group Plc |
13F
|
Company |
0.06%
|
105,865
|
$786,577 | — | 30 Jun 2023 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.06%
|
104,776
|
$778,486 | — | 30 Jun 2023 | |
| DARK FOREST CAPITAL MANAGEMENT LP |
13F
|
Company |
0.06%
|
98,922
|
$734,990 | — | 30 Jun 2023 | |
| Vontobel Holding Ltd. |
13F
|
Company |
0.05%
|
86,467
|
$642,450 | — | 30 Jun 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.05%
|
85,185
|
$632,925 | — | 30 Jun 2023 | |
| STRS OHIO |
13F
|
Company |
0.05%
|
84,500
|
$627,000 | — | 30 Jun 2023 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.05%
|
81,856
|
$608,191 | — | 30 Jun 2023 | |
| Mirae Asset Global Investments Co., Ltd. |
13F
|
Company |
0.05%
|
81,451
|
$611,267 | — | 30 Jun 2023 | |
| Sculptor Capital LP |
13F
|
Company |
0.05%
|
81,300
|
$604,059 | — | 30 Jun 2023 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.05%
|
80,602
|
$598,873 | — | 30 Jun 2023 |
Institutional Holders of NOVAVAX INC - Common Stock, Par Value $0.01 per share (NVAX) as of Q3 2023
As of 30 Sep 2023,
NOVAVAX INC - Common Stock, Par Value $0.01 per share (NVAX) was held by
218 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
61,747,470 shares.
The largest 10 holders included
VANGUARD GROUP INC, STATE STREET CORP, BlackRock Inc., SHAH CAPITAL MANAGEMENT, MILLENNIUM MANAGEMENT LLC, MORGAN STANLEY, GEODE CAPITAL MANAGEMENT, LLC, CITIGROUP INC, Balyasny Asset Management L.P., and BANK OF AMERICA CORP /DE/.
This page lists
220
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
202
Q3 2023 holders
218
Holder diff
16
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.