NOVAVAX INC - Common Stock, Par Value $0.01 per share (NVAX)
CUSIP: 670002401
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common Stock, Par Value $0.01 per share
- Shares outstanding
- 162,953,864
- Total 13F shares
- 1,000
- Share change
- 0
- Total reported value
- $2,080
- Price per share
- $2.08
- Number of holders
- 1
Quarterly Holders Quick Answers
What is CUSIP 670002401?
CUSIP 670002401 identifies NVAX - NOVAVAX INC - Common Stock, Par Value $0.01 per share in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 670002401:
Top shareholders of NVAX - NOVAVAX INC - Common Stock, Par Value $0.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FMR LLC |
13F
|
Company |
—
class O/S missing
|
40,545,355
|
$294,765,000 | — | 30 Jun 2016 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
—
class O/S missing
|
23,483,121
|
$170,722,000 | — | 30 Jun 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
—
class O/S missing
|
19,935,014
|
$144,928,000 | — | 30 Jun 2016 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
—
class O/S missing
|
11,964,480
|
$86,983,000 | — | 30 Jun 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
—
class O/S missing
|
10,155,357
|
$73,829,000 | — | 30 Jun 2016 | |
| STATE STREET CORP |
13F
|
Company |
—
class O/S missing
|
9,014,643
|
$65,542,000 | — | 30 Jun 2016 | |
| BB BIOTECH AG |
13F
|
Company |
—
class O/S missing
|
8,330,000
|
$60,559,000 | — | 30 Jun 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
7,904,623
|
$57,467,000 | — | 30 Jun 2016 | |
| JANUS HENDERSON INVESTORS US LLC |
13F
|
Company |
—
class O/S missing
|
7,441,710
|
$54,100,000 | — | 30 Jun 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
—
class O/S missing
|
6,545,554
|
$47,586,000 | — | 30 Jun 2016 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
—
class O/S missing
|
5,483,365
|
$39,864,000 | — | 30 Jun 2016 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
5,248,180
|
$38,154,000 | — | 30 Jun 2016 | |
| EAGLE ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
5,032,209
|
$36,584,000 | — | 30 Jun 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
3,951,960
|
$28,726,000 | — | 30 Jun 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
3,337,308
|
$24,263,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
2,755,563
|
$20,032,000 | — | 30 Jun 2016 | |
| BAKER BROS. ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
2,379,254
|
$17,297,000 | — | 30 Jun 2016 | |
| NORGES BANK |
13F
|
Company |
—
class O/S missing
|
2,248,096
|
$16,344,000 | — | 30 Jun 2016 | |
| EVENTIDE ASSET MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
2,179,700
|
$15,846,000 | — | 30 Jun 2016 | |
| VOYA INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
2,138,658
|
$15,548,000 | — | 30 Jun 2016 | |
| NORTHPOINTE CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
2,124,035
|
$15,442,000 | — | 30 Jun 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
2,035,254
|
$14,796,000 | — | 30 Jun 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
1,696,470
|
$12,334,000 | — | 30 Jun 2016 | |
| Cormorant Asset Management, LP |
13F
|
Company |
—
class O/S missing
|
1,619,608
|
$11,775,000 | — | 30 Jun 2016 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
1,513,549
|
$11,003,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
1,422,255
|
$10,338,000 | — | 30 Jun 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
1,230,474
|
$8,945,000 | — | 30 Jun 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,005,689
|
$7,311,000 | — | 30 Jun 2016 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
980,955
|
$7,132,000 | — | 30 Jun 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
962,603
|
$6,997,000 | — | 30 Jun 2016 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
959,708
|
$6,978,000 | — | 30 Jun 2016 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
959,220
|
$6,974,000 | — | 30 Jun 2016 | |
| SECTORAL ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
912,305
|
$6,632,000 | — | 30 Jun 2016 | |
| Rock Springs Capital Management LP |
13F
|
Company |
—
class O/S missing
|
852,500
|
$6,198,000 | — | 30 Jun 2016 | |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ |
13F
|
Company |
—
class O/S missing
|
823,463
|
$5,987,000 | — | 30 Jun 2016 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
770,658
|
$5,603,000 | — | 30 Jun 2016 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
687,375
|
$4,997,000 | — | 30 Jun 2016 | |
| WILLIAM HARRIS INVESTORS INC |
13F
|
Company |
—
class O/S missing
|
667,922
|
$4,856,000 | — | 30 Jun 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
664,800
|
$4,833,000 | — | 30 Jun 2016 | |
| Asset Management One Co., Ltd. |
13F
|
Company |
—
class O/S missing
|
646,515
|
$4,635,000 | — | 30 Jun 2016 | |
| HARVEY CAPITAL MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
602,750
|
$4,381,000 | — | 30 Jun 2016 | |
| Alden Global Capital LLC |
13F
|
Company |
—
class O/S missing
|
600,000
|
$4,362,000 | — | 30 Jun 2016 | |
| Allianz Asset Management GmbH |
13F
|
Company |
—
class O/S missing
|
595,806
|
$4,332,000 | — | 30 Jun 2016 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
567,034
|
$4,122,000 | — | 30 Jun 2016 | |
| TD ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
566,100
|
$4,116,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
554,060
|
$4,028,000 | — | 30 Jun 2016 | |
| DAFNA Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
550,000
|
$3,999,000 | — | 30 Jun 2016 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
471,269
|
$3,426,000 | — | 30 Jun 2016 | |
| Swiss National Bank |
13F
|
Company |
—
class O/S missing
|
460,050
|
$3,345,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
453,386
|
$3,297,000 | — | 30 Jun 2016 |
Institutional Holders of NOVAVAX INC - Common Stock, Par Value $0.01 per share (NVAX) as of Q3 2016
As of 30 Sep 2016,
NOVAVAX INC - Common Stock, Par Value $0.01 per share (NVAX) was held by
1 institutional
shareholder
that filed Form 13F with the SEC.
Together, they reported ownership of
1,000 shares.
The largest 1 holders included
Anchor Investment Management, LLC.
This page lists
1
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
1
Q3 2016 holders
1
Holder diff
0
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.