Security key
665809109
NORTHERN TECHNOLOGIES INTERNATIONAL CORP - Common Stock, par value $0.02 per share (NTIC)
CUSIP: 665809109
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Stock, par value $0.02 per share
- Shares outstanding
- 9,444,444
- Total 13F shares
- 1,086,322
- Share change
- +11,148
- Total reported value
- $14,862,793
- Price per share
- $13.75
- Number of holders
- 21
- Value change
- +$157,375
- Number of buys
- 4
- Number of sells
- 7
Report period
Q4 2016
Institutions
21
Top holders
10
NTIC full security history
Newer quarter: Q1 2017
Previous quarter: Q3 2016
NORTHERN TECHNOLOGIES INTERNATIONAL CORP SEC filings
NORTHERN TECHNOLOGIES INTERNATIONAL CORP company facts
Broader feeds
Reporting periods
Holder history for CUSIP 665809109
Recent filing periods:
Top shareholders of NTIC - NORTHERN TECHNOLOGIES INTERNATIONAL CORP - Common Stock, par value $0.02 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RUTABAGA CAPITAL MANAGEMENT LLC/MA |
13F
|
Company |
3%
|
283,206
|
$3,568,000 | — | 30 Sep 2016 | |
| PERRITT CAPITAL MANAGEMENT INC |
13F
|
Company |
2.8%
|
260,600
|
$3,284,000 | — | 30 Sep 2016 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
1.5%
|
145,496
|
$1,826,000 | — | 30 Sep 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.79%
|
74,539
|
$935,000 | — | 30 Sep 2016 | |
| WILEN INVESTMENT MANAGEMENT CORP. |
13F
|
Company |
0.6%
|
56,840
|
$682,000 | — | 30 Sep 2016 | |
| Cove Street Capital, LLC |
13F
|
Company |
0.48%
|
45,479
|
$573,000 | — | 30 Sep 2016 | |
| WESTWOOD MANAGEMENT CORP /IL/ |
13F
|
Company |
0.37%
|
35,000
|
$441,000 | — | 30 Sep 2016 | |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC |
13F
|
Company |
0.33%
|
30,764
|
$388,000 | — | 30 Sep 2016 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.17%
|
16,100
|
$203,000 | — | 30 Sep 2016 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.15%
|
13,950
|
$175,000 | — | 30 Sep 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.11%
|
10,700
|
$134,000 | — | 30 Sep 2016 | |
| SHEETS SMITH WEALTH MANAGEMENT |
13F
|
Company |
0.11%
|
10,660
|
$134,000 | — | 30 Sep 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.1%
|
9,624
|
$121,000 | — | 30 Sep 2016 | |
| Estabrook Capital Management |
13F
|
Company |
0.06%
|
6,094
|
$76,784 | — | 30 Sep 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
0.05%
|
5,025
|
$63,000 | — | 30 Sep 2016 | |
| SALEM INVESTMENT COUNSELORS INC |
13F
|
Company |
0.02%
|
1,854
|
$234 | — | 30 Sep 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
1,500
|
$18,000 | — | 30 Sep 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.02%
|
1,470
|
$19,000 | — | 30 Sep 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.01%
|
696
|
$9,000 | — | 30 Sep 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0%
|
322
|
$4,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
47
|
$1,000 | — | 30 Sep 2016 |
Institutional Holders of NORTHERN TECHNOLOGIES INTERNATIONAL CORP - Common Stock, par value $0.02 per share (NTIC) as of Q4 2016
As of 31 Dec 2016,
NORTHERN TECHNOLOGIES INTERNATIONAL CORP - Common Stock, par value $0.02 per share (NTIC) was held by
21 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,086,322 shares.
The largest 10 holders included
RUTABAGA CAPITAL MANAGEMENT LLC/MA, PERRITT CAPITAL MANAGEMENT INC, DIMENSIONAL FUND ADVISORS LP, VANGUARD GROUP INC, 22NW, LP, WILEN INVESTMENT MANAGEMENT CORP., Cove Street Capital, LLC, WESTWOOD MANAGEMENT CORP /IL/, FIRST WILSHIRE SECURITIES MANAGEMENT INC, and RENAISSANCE TECHNOLOGIES LLC.
This page lists
21
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
19
Q4 2016 holders
21
Holder diff
2
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.