Security key
665809109
NORTHERN TECHNOLOGIES INTERNATIONAL CORP - Common Stock, par value $0.02 per share (NTIC)
CUSIP: 665809109
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common Stock, par value $0.02 per share
- Shares outstanding
- 9,444,444
- Total 13F shares
- 1,008,065
- Share change
- -52,817
- Total reported value
- $12,653,784
- Price per share
- $12.57
- Number of holders
- 19
- Value change
- -$660,761
- Number of buys
- 5
- Number of sells
- 6
Report period
Q3 2016
Institutions
19
Top holders
10
NTIC full security history
Newer quarter: Q4 2016
Previous quarter: Q2 2016
NORTHERN TECHNOLOGIES INTERNATIONAL CORP SEC filings
NORTHERN TECHNOLOGIES INTERNATIONAL CORP company facts
Broader feeds
Reporting periods
Holder history for CUSIP 665809109
Recent filing periods:
Top shareholders of NTIC - NORTHERN TECHNOLOGIES INTERNATIONAL CORP - Common Stock, par value $0.02 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RUTABAGA CAPITAL MANAGEMENT LLC/MA |
13F
|
Company |
3.6%
|
337,529
|
$3,726,000 | — | 30 Jun 2016 | |
| PERRITT CAPITAL MANAGEMENT INC |
13F
|
Company |
2.7%
|
257,500
|
$2,843,000 | — | 30 Jun 2016 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
1.5%
|
145,496
|
$1,606,000 | — | 30 Jun 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.79%
|
74,425
|
$821,000 | — | 30 Jun 2016 | |
| WILEN INVESTMENT MANAGEMENT CORP. |
13F
|
Company |
0.64%
|
60,240
|
$617,000 | — | 30 Jun 2016 | |
| Cove Street Capital, LLC |
13F
|
Company |
0.48%
|
45,479
|
$502,000 | — | 30 Jun 2016 | |
| WESTWOOD MANAGEMENT CORP /IL/ |
13F
|
Company |
0.37%
|
35,000
|
$386,000 | — | 30 Jun 2016 | |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC |
13F
|
Company |
0.33%
|
31,612
|
$349,000 | — | 30 Jun 2016 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.15%
|
13,950
|
$154,000 | — | 30 Jun 2016 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.14%
|
13,000
|
$144,000 | — | 30 Jun 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.11%
|
10,700
|
$118,000 | — | 30 Jun 2016 | |
| SHEETS SMITH WEALTH MANAGEMENT |
13F
|
Company |
0.11%
|
10,660
|
$118,000 | — | 30 Jun 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.1%
|
9,657
|
$107,000 | — | 30 Jun 2016 | |
| Estabrook Capital Management |
13F
|
Company |
0.06%
|
6,094
|
$67,278 | — | 30 Jun 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
0.05%
|
5,025
|
$55,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
1,683
|
$19,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
700
|
$7,000 | — | 30 Jun 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.01%
|
696
|
$8,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
600
|
$7,000 | — | 30 Jun 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
514
|
$6,000 | — | 30 Jun 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0%
|
322
|
$4,000 | — | 30 Jun 2016 |
Institutional Holders of NORTHERN TECHNOLOGIES INTERNATIONAL CORP - Common Stock, par value $0.02 per share (NTIC) as of Q3 2016
As of 30 Sep 2016,
NORTHERN TECHNOLOGIES INTERNATIONAL CORP - Common Stock, par value $0.02 per share (NTIC) was held by
19 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,008,065 shares.
The largest 10 holders included
RUTABAGA CAPITAL MANAGEMENT LLC/MA, PERRITT CAPITAL MANAGEMENT INC, DIMENSIONAL FUND ADVISORS LP, VANGUARD GROUP INC, WILEN INVESTMENT MANAGEMENT CORP., Cove Street Capital, LLC, WESTWOOD MANAGEMENT CORP /IL/, FIRST WILSHIRE SECURITIES MANAGEMENT INC, RENAISSANCE TECHNOLOGIES LLC, and BRIDGEWAY CAPITAL MANAGEMENT INC.
This page lists
19
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
21
Q3 2016 holders
19
Holder diff
-2
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.