Northern Lights Fund Trust IV - Exchange Traded Funds (LCG)

Q1 2021 13F Holders as of 31 Mar 2021

Type / Class
Equity / Exchange Traded Funds
Shares outstanding
968,686
Number of holders
6
Total 13F shares, excl. options
714,845
Shares change
-57,092
Total reported value, excl. options
$18,572,000
Value change
-$1,620,426
Number of buys
4
Number of sells
-1
Price
$25.98

Significant Holders of Northern Lights Fund Trust IV - Exchange Traded Funds (LCG) as of Q1 2021

7 filings reported holding LCG - Northern Lights Fund Trust IV - Exchange Traded Funds as of Q1 2021.
Northern Lights Fund Trust IV - Exchange Traded Funds (LCG) has 6 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 714,845 shares of 968,686 outstanding shares and own 73.8% of the company stock.
Largest 7 shareholders include AE Wealth Management LLC (464,670 shares), TRUIST FINANCIAL CORP (180,742 shares), ENVESTNET ASSET MANAGEMENT INC (64,946 shares), UBS Group AG (2,907 shares), Carroll Financial Associates, Inc. (980 shares), ADVISOR GROUP HOLDINGS, INC. (600 shares), and Sawtooth Solutions, LLC (0 shares).
This table shows the top 6 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.